Chan, Ricky Kai Ming 陳啟明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-10-07 | 2013-09-14 | Rep | Dealing in futures contracts | 2011-10-07 | 2013-09-14 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-10-07 | 2013-09-14 | Rep | Asset management | 2011-10-07 | 2013-09-14 | Rep | Dealing in securities | 2011-10-07 | 2013-09-14 |
| 3 | Fenghua Asset Management Limited | RO | Advising on securities | 2019-12-12 | RO | Asset management | 2019-12-12 |
| 4 | Fenghua Securities Limited | RO | Dealing in securities | 2022-05-11 | |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2007-04-13 | 2008-04-04 | Rep | Advising on securities | 2007-04-13 | 2008-04-04 | Rep | Asset management | 2007-04-13 | 2008-04-04 | Rep | Advising on futures contracts | 2008-11-24 | 2011-10-01 | Rep | Advising on securities | 2008-11-24 | 2011-10-01 | Rep | Asset management | 2008-11-24 | 2011-10-01 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-28 | 2008-04-04 | Rep | Dealing in futures contracts | 2008-11-24 | 2011-10-01 |
| 7 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-11-24 | 2011-10-01 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-28 | 2008-04-04 | Rep | Dealing in securities | 2008-11-24 | 2011-10-01 |
| 9 | OCI Asset Management Company Limited | RO | Advising on securities | 2018-05-09 | 2019-04-05 | RO | Asset management | 2018-05-09 | 2019-04-05 |
| 10 | Rencent International Asset Management Company Limited | RO | Asset management | 2013-10-10 | 2016-06-10 |
| 11 | Sinostar Asset Management Limited | RO | Advising on securities | 2016-11-02 | 2018-02-17 | RO | Asset management | 2017-02-28 | 2018-02-17 |
| 12 | Sinostar Securities Limited | RO | Dealing in securities | 2016-11-21 | 2018-02-17 |
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