Chan, Chi Shing (SFC:AON830) 陳志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIF Global Markets (HK) Limited | Rep | Leveraged foreign exchange trading | 2018-05-16 | 2018-07-03 | RO | Leveraged foreign exchange trading | 2018-07-03 | 2020-03-30 |
| 2 | CIF Securities Futures Limited | Rep | Dealing in securities | 2018-10-26 | 2019-05-14 | Rep | Dealing in futures contracts | 2018-10-26 | 2020-05-31 | RO | Dealing in securities | 2019-05-14 | 2020-05-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2011-09-29 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-03-07 | 2011-09-29 |
| 5 | SBI FX Co., Limited | RO | Leveraged foreign exchange trading | 2016-07-21 | 2018-04-28 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2011-11-29 | 2016-05-20 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2012-03-16 | 2013-04-22 | Rep | Dealing in securities | 2012-09-17 | 2016-05-20 | RO | Leveraged foreign exchange trading | 2013-04-22 | 2016-05-20 |
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