Choi, Shing Yan (SFC:AUM819) 蔡承恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | Rep | Dealing in securities | 2022-02-24 | 2022-05-13 |
| 2 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-02-17 | 2014-02-12 |
| 3 | Chuenman Securities Limited | RO | Dealing in securities | 2016-08-08 | 2017-06-20 |
| 4 | GRANSING SECURITIES CO., LIMITED | Rep | Dealing in securities | 2014-03-05 | 2014-04-22 |
| 5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-05-20 | 2016-07-25 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-05-20 | 2016-07-25 |
| 7 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-27 | 2017-11-15 | RO | Dealing in futures contracts | 2017-11-15 | 2021-08-22 |
| 8 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-27 | 2017-11-15 | RO | Dealing in securities | 2017-11-15 | 2021-08-22 | RO | Advising on securities | 2021-02-08 | 2021-08-22 |
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