Chang, Stephen Shu Tin 張樹田
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-09-27 | 2005-10-17 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-11-16 | 2018-08-07 | RO | Leveraged foreign exchange trading | 2018-08-07 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-09-26 | |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-01-08 | |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-09-26 | 2024-05-20 | RO | Dealing in securities | 2024-05-20 |
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