Choi, Sheung Ngai 蔡尚毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-18 | Rep | Advising on securities | 2004-03-18 | Rep | Asset management | 2004-03-18 | Rep | Dealing in securities | 2006-12-01 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-13 | 2013-08-21 | Rep | Advising on securities | 2007-01-18 | 2013-08-21 |
| 3 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-27 | 2014-02-20 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-04-07 | 2015-01-08 | Rep | Dealing in securities | 2014-04-07 | 2015-01-08 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-05-05 | 2016-12-18 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-05-05 | Rep | Dealing in securities | 2015-05-05 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2015-05-05 | 2016-12-18 | Rep | Dealing in securities | 2015-05-05 | 2016-12-18 | Rep | Automated trading services | 2016-12-19 | Rep | Dealing in futures contracts | 2016-12-19 | Rep | Dealing in securities | 2016-12-19 |
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