Lin, Chii-Horng 林啟弘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-06-29 | 2017-10-02 | Rep | Dealing in securities | 2011-06-29 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-06-19 | Rep | Dealing in securities | 2017-10-03 | 2018-06-19 | RO | Advising on securities | 2018-06-19 | 2021-04-07 | RO | Dealing in securities | 2018-06-19 | 2021-04-07 | Rep | Advising on securities | 2021-04-07 | 2021-05-13 | Rep | Dealing in securities | 2021-04-07 | 2021-05-13 |
| 2 | KGI Asset Management Limited | Rep | Asset management | 2016-07-15 | 2021-05-13 | Rep | Advising on securities | 2016-08-22 | 2021-05-13 | Rep | Dealing in securities | 2016-08-22 | 2021-05-13 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-05-28 | 2021-05-13 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2016-07-15 | 2017-10-02 | Rep | Dealing in securities | 2016-07-15 | 2017-10-02 |
| 5 | ZIJING ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-03-29 | 2024-02-09 | RO | Asset management | 2022-03-29 | 2024-02-09 |
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