Tse, Yu Lung 謝裕龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-04-16 | 2019-06-06 | Rep | Dealing in securities | 2019-04-16 | 2019-06-06 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-10-09 | 2015-05-14 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2013-10-09 | 2015-05-14 |
| 4 | GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-09-04 | 2019-01-18 |
| 5 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-04 | 2019-01-18 | Rep | Asset management | 2016-10-06 | 2019-01-18 |
| 6 | Glory Sun Securities Limited | Rep | Dealing in futures contracts | 2021-03-29 | 2021-09-22 | Rep | Dealing in securities | 2021-03-29 | 2021-09-22 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-08-30 | 2013-03-09 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-30 | 2013-03-09 |
| 9 | Magpie Securities Limited (HK) | Rep | Dealing in futures contracts | 2021-10-11 | 2023-08-25 | Rep | Dealing in securities | 2021-10-11 | 2023-08-25 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-03-26 | 2013-10-02 | Rep | Dealing in securities | 2013-03-26 | 2013-10-02 | Rep | Leveraged foreign exchange trading | 2013-05-08 | 2013-10-02 |
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