Wong, Ka Hei (SFC:AVL307) 黃家禧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canfield Securities Company Limited | Rep | Dealing in securities | 2018-01-09 | 2018-05-15 | RO | Dealing in securities | 2018-05-15 | 2020-11-30 | Rep | Advising on securities | 2019-08-19 | 2020-11-30 | Rep | Asset management | 2019-08-19 | 2020-11-30 |
| 2 | Core Securities Company Limited (The) | Rep | Dealing in securities | 2017-08-04 | 2017-08-21 |
| 3 | HONOR SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-10-16 | 2017-12-04 | Rep | Dealing in securities | 2017-10-16 | 2017-12-04 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-07-06 | 2016-04-15 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-04-18 | 2016-04-15 |
| 6 | SDHG International Securities Limited | Rep | Dealing in securities | 2021-11-19 | 2021-12-15 | RO | Dealing in securities | 2021-12-15 |
| 7 | Silverlion Securities Limited | RO | Advising on securities | 2021-03-19 | 2021-11-07 | RO | Dealing in securities | 2021-03-19 | 2021-11-07 |
| 8 | SP Global Access Limited | RO | Dealing in securities | 2017-03-29 | 2017-07-19 |
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