Tsun, Alexander Wing Gey 秦榮基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2006-06-09 | 2009-04-17 | Rep | Dealing in futures contracts | 2006-11-27 | 2009-04-17 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2009-05-05 | 2010-03-02 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2009-04-17 | Rep | Dealing in securities | 2008-06-05 | 2009-04-17 | Rep | Advising on futures contracts | 2008-06-24 | 2009-04-17 | Rep | Advising on securities | 2008-06-24 | 2009-04-17 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2008-06-24 | 2009-04-17 | Rep | Dealing in securities | 2008-08-05 | 2009-04-17 |
| 5 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-20 | 2021-10-11 |
| 6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-20 | 2011-06-30 | RO | Dealing in securities | 2011-06-30 | 2021-10-11 |
| 7 | TSUN CHI YUEN SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-10-04 |
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