Tan, Ho Wa 陳灝樺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-01-12 | 2011-04-18 | Rep | Dealing in securities | 2009-01-12 | 2011-04-18 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-09-10 | Rep | Dealing in securities | 2014-09-10 |
| 3 | HuaAn Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-04-07 | 2014-08-31 | Rep | Asset management | 2014-04-07 | 2014-08-31 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-06-21 | 2011-11-16 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-06-21 | 2011-11-16 | Rep | Dealing in securities | 2011-06-21 | 2011-11-16 |
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