Chan, Pui Ching (SFC:AGN555) 陳佩貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2003-06-06 | 2004-11-16 | Rep | Advising on securities | 2003-06-06 | 2004-11-26 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-01-25 | 2006-04-10 |
| 3 | MF Global Hong Kong Limited | Rep | Advising on securities | 2010-11-01 | 2011-11-11 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-11 | 2008-10-18 | Rep | Asset management | 2006-11-03 | 2008-10-18 |
| 5 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2015-07-28 | 2016-10-21 | Rep | Asset management | 2015-07-28 | 2016-10-21 | Rep | Dealing in securities | 2015-07-28 | 2016-10-21 |
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