Lau, Alfred 劉雅瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2009-09-28 | 2010-09-28 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2012-01-09 | 2018-08-29 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2009-08-24 | 2009-09-11 |
| 4 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-17 | 2009-09-11 |
| 5 | MF Global Hong Kong Limited | Rep | Advising on securities | 2010-12-01 | 2011-11-11 |
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