Pereira, Kevin Edmond
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2014-09-16 | 2014-10-06 | Rep | Advising on securities | 2014-09-16 | 2015-08-28 | RO | Dealing in securities | 2014-10-06 | 2015-08-28 |
2 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2006-07-27 | 2007-04-17 | RO | Dealing in securities | 2007-04-17 | 2009-03-12 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-11-08 | 2006-02-09 |
4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-09-27 | 2011-01-13 | Rep | Advising on securities | 2010-09-27 | 2014-07-09 | RO | Dealing in securities | 2011-01-13 | 2014-07-09 |
5 | T.F.S. Derivatives HK Limited | Rep | Dealing in securities | 2009-06-15 | 2009-08-03 | RO | Dealing in securities | 2009-08-03 | 2010-08-31 |
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