Yap, Chih Yee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Big Bay Asset Management (HK) Limited | RO | Asset management | 2013-09-19 | 2015-10-16 |
| 2 | JL Capital (Hong Kong) Pte Limited | Rep | Asset management | 2007-11-01 | 2008-07-19 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-19 | 2011-08-09 | RO | Dealing in securities | 2011-08-09 | 2012-02-09 | Rep | Dealing in securities | 2012-02-09 | 2013-05-13 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-08-14 | 2004-12-06 | Rep | Dealing in securities | 2003-08-14 | 2006-07-18 |
| 5 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-11-02 | 2017-02-28 |
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