Yam, Tsz Man 任子文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2003-07-24 | |
2 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on securities | 2003-07-24 | |
3 | China Integrity Investment Limited | Rep | Advising on securities | 2013-02-18 | 2013-10-01 |
4 | ORIENTAL PATRON ASIA LIMITED | Rep | Asset management | 2003-07-24 | |
5 | Blossomhill Investment Limited | Rep | Asset management | 2011-04-29 | 2013-01-16 |
6 | China Integrity Investment Limited | Rep | Asset management | 2013-02-18 | 2013-10-01 |
7 | Astrum Capital Management Limited (HK) | Rep | Asset management | 2014-01-22 | 2017-02-13 |
8 | Capital Management Limited (HK) | Rep | Asset management | 2023-01-04 | 2023-01-20 |
9 | China Integrity Investment Limited | Rep | Dealing in securities | 2013-02-18 | 2013-10-01 |
10 | Astrum Capital Management Limited (HK) | Rep | Dealing in securities | 2014-01-22 | 2017-02-13 |
11 | DAKIN SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-14 | 2017-11-10 |
12 | Granville Financial Services Company Limited | Rep | Dealing in securities | 2018-09-12 | 2021-05-31 |
13 | MTI Management (HK) Limited | RO | Advising on securities | 2021-06-15 | 2022-10-15 |
14 | DAKIN ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-14 | 2017-11-10 |
15 | Granville Financial Services Company Limited | RO | Asset management | 2017-11-21 | 2021-05-31 |
16 | MTI Management (HK) Limited | RO | Asset management | 2021-06-15 | 2022-10-15 |
17 | Capital Management Limited (HK) | RO | Asset management | 2023-01-20 | 2024-03-17 |
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