Chu, Danny Wai Kit 朱偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-09-11 | 2008-09-29 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2013-05-10 | 2017-01-16 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-07-17 | 2018-08-31 | Rep | Advising on securities | 2017-07-17 | 2022-04-12 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2013-03-16 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Advising on securities | 2006-09-02 |
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