Lau, Raymond (SFC:AJK499) 劉銚之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIG Financial Products (International) Limited | Rep | Dealing in securities | 2007-04-18 | 2008-01-21 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2018-12-31 | Rep | Dealing in futures contracts | 2018-12-31 | Rep | Dealing in securities | 2018-12-31 |
| 3 | InnoFusion Capital Management Limited | Rep | Asset management | 2017-11-03 | 2018-10-12 |
| 4 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2004-01-15 | 2005-11-01 | Rep | Dealing in securities | 2006-08-18 | 2007-04-05 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-25 | 2014-06-20 | Rep | Dealing in futures contracts | 2012-03-30 | 2014-06-20 |
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