Ling, Kevin Kai Yuen 林啟源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-22 | 2007-06-06 | Rep | Dealing in securities | 2007-05-22 | 2007-06-06 | Rep | Dealing in futures contracts | 2007-09-25 | 2008-09-29 | Rep | Dealing in securities | 2007-09-25 | 2008-09-29 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2022-10-28 | Rep | Dealing in securities | 2008-10-09 | 2022-10-28 |
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