Polley, Sean Sullivan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Asia Limited | Rep | Asset management | 2019-09-12 | 2021-07-28 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-31 | 2019-05-17 | Rep | Dealing in securities | 2011-05-31 | 2019-05-17 |
| 3 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2021-12-21 |
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