Yue, Tony Ho Tung 余浩東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-02-27 | 2015-09-01 | Rep | Dealing in securities | 2014-02-27 | 2015-09-01 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2014-02-27 | 2015-09-01 |
| 3 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2012-06-22 | 2014-02-01 | Rep | Advising on securities | 2012-06-22 | 2014-02-01 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-11-28 | 2011-09-15 | Rep | Advising on securities | 2005-11-28 | 2011-09-15 | Rep | Dealing in securities | 2005-11-28 | 2011-09-15 |
| 5 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-09-05 | 2022-10-10 | Rep | Dealing in securities | 2022-09-05 | 2022-10-10 | RO | Advising on corporate finance | 2022-10-10 | RO | Advising on securities | 2022-10-10 | RO | Dealing in securities | 2022-10-10 |
| 6 | UOB ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | 2005-11-26 | Rep | Advising on securities | 2005-03-29 | 2005-11-26 | Rep | Dealing in securities | 2005-03-29 | 2005-11-26 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-10-02 | 2017-11-24 | Rep | Dealing in securities | 2015-10-02 | 2017-11-24 | RO | Advising on corporate finance | 2017-11-24 | 2022-08-19 | RO | Dealing in securities | 2017-11-24 | 2022-08-19 |
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