Tse, Kenneth Him Wai 謝謙偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-26 | |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2021-08-26 | |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-19 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-05-10 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-19 | 2021-05-10 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-10-28 | 2012-03-11 | Rep | Advising on futures contracts | 2006-05-10 | 2008-06-30 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-10-28 | 2012-03-11 | Rep | Advising on securities | 2006-04-12 | 2008-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy