Lam, Wai (SFC:AEM576) 林煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CVP Securities Limited | Rep | Dealing in securities | 2004-11-11 | 2005-02-25 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-07-21 | 2009-10-28 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-02-09 | 2009-07-11 | Rep | Dealing in securities | 2009-11-06 |
| 4 | YU ON SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-07-03 | Rep | Advising on corporate finance | 2003-10-06 | Rep | Advising on securities | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Dealing in securities | 2004-11-08 | Rep | Dealing in securities | 2005-03-02 | 2007-02-08 |
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