Lam, Fung Ki 林鳳琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-09-03 | 2023-06-11 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-09-03 | 2023-06-11 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2023-07-10 | |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2023-07-10 | |
| 5 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-21 | 2012-08-25 |
| 6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-10 | 2012-08-25 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Dealing in futures contracts | 2003-09-01 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-09-01 | Rep | Advising on securities | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Automated trading services | 2003-09-01 | Rep | Dealing in securities | 2003-09-01 |
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