Chan, Wai Man (SFC:ACL111) 陳偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2011-12-23 | 2013-03-08 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-12-23 | 2013-03-08 |
| 3 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-05-06 | 2015-07-20 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-07-10 | 2008-12-16 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-10-22 | 2008-12-16 |
| 6 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-06 | 2009-05-22 |
| 7 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-06 | 2009-05-22 |
| 8 | HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-19 | 2009-11-16 |
| 9 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2009-07-27 | 2009-10-17 | Rep | Dealing in securities | 2009-07-27 | 2009-10-17 |
| 10 | Imperium International Asset Management Limited | RO | Advising on futures contracts | 2018-03-07 | 2020-03-24 |
| 11 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-19 | 2016-04-19 | Rep | Dealing in futures contracts | 2015-08-19 | 2018-03-07 | RO | Advising on securities | 2016-04-19 | 2020-03-24 | RO | Dealing in securities | 2016-04-19 | 2020-03-24 | RO | Dealing in futures contracts | 2018-03-07 | 2020-03-24 |
| 12 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-21 | 2009-03-02 |
| 13 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2010-08-19 |
| 14 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-11-05 | 2006-07-06 | Rep | Dealing in securities | 2009-11-27 | 2010-08-19 |
| 15 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-15 | 2015-04-25 |
| 16 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-15 | 2015-04-25 |
| 17 | VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2020-04-14 | 2020-04-21 | RO | Dealing in futures contracts | 2020-04-21 | 2021-02-11 |
| 18 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2009-01-21 | 2009-03-02 |
| 19 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-30 | 2011-12-17 | Rep | Dealing in securities | 2010-08-30 | 2011-12-17 |
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