King, Alex Tat Hung 金達鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in futures contracts | 2008-08-23 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2008-08-23 |
| 3 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-27 | 2019-01-25 | RO | Dealing in futures contracts | 2019-01-25 | 2019-09-16 |
| 4 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-27 | 2019-01-25 | RO | Dealing in securities | 2019-01-25 | 2019-09-16 | RO | Advising on securities | 2019-02-01 | 2019-09-16 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-20 | 2012-04-13 | Rep | Dealing in securities | 2011-12-20 | 2012-04-13 |
| 6 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-03-08 | 2013-07-03 | RO | Dealing in futures contracts | 2013-07-03 | 2013-11-15 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2013-03-08 | 2013-07-03 | RO | Dealing in securities | 2013-07-03 | 2013-11-15 |
| 8 | Soochow Securities International Brokerage Limited | RO | Dealing in securities | 2014-01-03 | 2018-08-07 | RO | Advising on securities | 2017-11-22 | 2018-08-07 |
| 9 | Soochow Securities International Futures Limited | RO | Dealing in futures contracts | 2014-01-03 | 2018-08-07 | RO | Advising on futures contracts | 2017-11-22 | 2018-08-07 |
| 10 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-09 | 2011-12-10 | Rep | Dealing in securities | 2008-09-09 | 2011-12-10 |
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