Wai, Kam San 衛錦珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2009-04-23 | 2010-07-30 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2008-03-05 | 2009-03-01 | Rep | Dealing in securities | 2010-04-22 | 2015-08-10 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-07-15 | 2015-11-02 | Rep | Advising on securities | 2015-06-26 | 2015-11-02 |
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