Kumar, Sanjeev (SFC:AUN624)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-01-25 | 2010-07-02 | Rep | Dealing in securities | 2010-01-25 | 2010-07-02 | RO | Advising on corporate finance | 2010-07-02 | 2013-03-08 | RO | Dealing in securities | 2010-07-02 | 2013-03-08 | Rep | Advising on corporate finance | 2013-03-08 | 2014-04-30 | Rep | Dealing in securities | 2013-03-08 | 2014-04-30 |
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