Lee, Sai Yin 李世賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Advising on corporate finance | 2005-03-03 | Rep | Advising on securities | 2005-03-03 | Rep | Asset management | 2006-07-08 | Rep | Dealing in securities | 2005-04-08 | 2006-07-08 |
| 2 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2006-08-02 | 2006-09-23 | Rep | Asset management | 2006-08-02 | 2006-09-23 | Rep | Dealing in securities | 2006-08-02 | 2006-09-23 | RO | Advising on securities | 2006-09-23 | 2007-09-08 | RO | Asset management | 2006-09-23 | 2007-09-08 | RO | Dealing in securities | 2006-09-23 | 2007-09-08 |
| 3 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2006-08-02 | 2006-09-23 | Rep | Asset management | 2006-08-02 | 2006-09-23 | Rep | Dealing in securities | 2006-08-02 | 2006-09-23 | RO | Advising on securities | 2006-09-23 | 2007-09-08 | RO | Asset management | 2006-09-23 | 2007-09-08 | RO | Dealing in securities | 2006-09-23 | 2007-09-08 |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-10-02 | 2018-05-02 | Rep | Dealing in securities | 2007-10-02 | 2018-05-02 | Rep | Asset management | 2007-10-02 | 2022-06-10 | RO | Advising on securities | 2018-05-02 | 2022-06-10 | RO | Dealing in securities | 2018-05-02 | 2022-06-10 |
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