Tompkins, John G
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2010-11-05 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2009-11-17 | 2010-11-05 | Rep | Dealing in securities | 2009-11-17 | 2010-11-05 | Rep | Dealing in futures contracts | 2018-06-22 | 2021-12-03 | Rep | Dealing in securities | 2018-06-22 | 2021-12-03 |
| 3 | OCP Asia (Hong Kong) Limited | Rep | Advising on futures contracts | 2006-07-17 | 2008-12-16 | Rep | Advising on securities | 2006-07-17 | 2008-12-16 | Rep | Asset management | 2006-07-17 | 2008-12-16 |
| 4 | SENRIGAN CAPITAL GROUP LIMITED | Rep | Asset management | 2010-11-15 | 2011-06-28 | RO | Asset management | 2011-06-28 | 2013-07-15 |
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