Chu, Wah Cheung 朱華章
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-05-24 | 2019-06-03 | Rep | Dealing in securities | 2019-05-24 | 2019-06-03 | RO | Dealing in futures contracts | 2019-06-03 | 2020-11-30 | RO | Dealing in securities | 2019-06-03 | 2020-11-30 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2004-07-21 | Rep | Dealing in futures contracts | 2004-09-03 | 2006-03-06 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-27 | 2004-07-21 | Rep | Dealing in securities | 2004-09-03 | 2006-03-06 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-23 | 2004-08-26 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-07-23 | 2004-08-26 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-07-23 | 2004-08-26 |
| 7 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-17 | 2008-11-22 | Rep | Dealing in futures contracts | 2008-01-28 | 2008-11-22 |
| 8 | Greencourt Financial Co., Limited | Rep | Dealing in securities | 2020-12-11 | 2021-01-05 | RO | Dealing in securities | 2021-01-05 | 2021-12-17 |
| 9 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-03 | 2004-04-15 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-03 | 2004-04-15 |
| 11 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-03-15 | 2008-11-22 |
| 12 | Manford Financial Limited | RO | Advising on futures contracts | 2022-02-09 | RO | Dealing in futures contracts | 2022-02-09 | RO | Dealing in securities | 2022-02-09 |
| 13 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-26 | 2018-12-25 |
| 14 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-05-26 | 2018-12-25 |
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