Tam, Sing Kwan 譚聖堃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2007-01-02 | 2012-08-02 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-02-07 | 2012-08-02 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-01-02 | 2011-09-01 | RO | Dealing in securities | 2011-09-01 | 2012-08-02 |
| 4 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2017-01-04 | 2020-06-05 |
| 5 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-09-03 | 2012-09-13 | RO | Dealing in futures contracts | 2012-09-13 | RO | Advising on futures contracts | 2015-02-26 |
| 6 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-09-03 | 2012-09-13 | RO | Dealing in securities | 2012-09-13 | RO | Asset management | 2014-04-25 | RO | Advising on securities | 2014-12-16 |
| 7 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-04 | 2004-08-17 | RO | Dealing in futures contracts | 2004-08-17 | 2012-08-02 |
| 8 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-02-04 | 2010-04-12 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-30 | Rep | Advising on securities | 2004-01-30 | Rep | Dealing in securities | 2004-02-01 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-01 |
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