Lok, Wing Yui 駱永銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-01-18 | 2015-01-08 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-01-18 | 2015-01-08 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-01-14 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-07-30 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-01-14 | 2019-07-30 |
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