Ng, Kei Yuen 吳基源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-06-21 | 2016-06-16 | Rep | Leveraged foreign exchange trading | 2012-06-21 | 2016-06-16 |
| 2 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-06-21 | 2016-06-16 |
| 3 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-15 | 2017-11-24 |
| 4 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-07-15 | 2017-06-19 | RO | Dealing in futures contracts | 2017-06-19 | 2017-11-24 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-02-27 | 2007-12-04 | Rep | Leveraged foreign exchange trading | 2007-01-09 | 2007-12-04 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-02-27 | 2007-12-04 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-02-04 | 2012-06-01 |
| 8 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-04-20 | |
| 9 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2017-11-30 | 2018-03-01 | Rep | Dealing in futures contracts | 2017-11-30 | 2018-03-01 | RO | Advising on futures contracts | 2018-03-01 | RO | Dealing in futures contracts | 2018-03-01 |
| 10 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-02-04 | 2012-06-01 |
| 11 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-02-04 | 2012-06-01 |
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