Ngan, Ka Sing 顏嘉昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-10-04 | 2017-06-25 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-06-07 | 2017-06-25 |
| 3 | CHAOSHANG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-08-04 | 2020-10-16 | Rep | Asset management | 2017-08-04 | 2020-10-16 |
| 4 | ChaoShang Securities Limited | Rep | Dealing in futures contracts | 2017-08-04 | 2020-10-16 | Rep | Dealing in securities | 2017-08-04 | 2020-10-16 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-08-08 | 2017-06-25 | Rep | Advising on securities | 2015-05-15 | 2017-06-25 |
| 6 | Open Asset Management Limited | RO | Advising on securities | 2021-01-19 | 2023-08-31 | RO | Asset management | 2021-01-19 | 2023-08-31 |
| 7 | Open Securities Limited | RO | Advising on securities | 2021-01-19 | 2023-08-31 | RO | Dealing in securities | 2021-01-19 | 2023-08-31 | RO | Dealing in futures contracts | 2021-02-10 | 2023-08-31 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-01-27 | 2011-07-06 |
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