Chiu, Chi Yu Jessie 趙梓如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2004-07-28 | 2006-01-10 |
| 2 | Network Financial Services Limited | Rep | Advising on securities | 2003-05-13 | 2004-06-27 |
| 3 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2014-03-20 | 2016-05-03 | Rep | Asset management | 2014-03-20 | 2016-05-03 | Rep | Dealing in securities | 2014-03-20 | 2016-05-03 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2009-09-15 | 2014-02-10 | Rep | Asset management | 2009-10-16 | 2014-02-10 | Rep | Dealing in securities | 2010-08-27 | 2014-02-10 |
| 5 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-02-27 | 2009-08-31 |
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