Chow, Ting Tai 周廷棣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-08-14 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-09-16 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-14 | 2021-09-16 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-07-06 | 2007-05-12 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-07-06 | 2007-05-12 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-07-06 | Rep | Dealing in futures contracts | 2007-05-21 | 2015-08-03 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | Rep | Advising on securities | 2004-01-10 | Rep | Asset management | 2004-01-10 | Rep | Dealing in securities | 2005-07-06 | Rep | Dealing in securities | 2007-05-21 | 2015-08-03 |
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