Redbourn, Paul Robert (SFC:AFQ906)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-13 | Rep | Advising on securities | 2003-05-13 | Rep | Asset management | 2003-05-13 | Rep | Dealing in securities | 2010-10-15 | Rep | Dealing in futures contracts | 2003-05-14 | 2015-01-28 | RO | Dealing in securities | 2010-10-15 | 2014-06-11 | Rep | Dealing in securities | 2014-06-11 | 2015-01-28 | Rep | Dealing in securities | 2015-04-01 | 2015-04-13 | Rep | Dealing in securities | 2015-09-18 | 2015-09-26 | Rep | Dealing in securities | 2015-11-16 | 2015-11-20 | Rep | Dealing in securities | 2016-03-10 | 2016-03-19 | Rep | Dealing in securities | 2016-09-01 | 2016-09-08 | Rep | Dealing in securities | 2017-06-01 | 2017-06-09 | Rep | Dealing in securities | 2017-08-24 | 2017-08-30 | Rep | Dealing in securities | 2018-03-08 | 2018-04-12 | Rep | Dealing in securities | 2018-08-22 | 2018-08-30 | Rep | Dealing in securities | 2018-12-12 | 2018-12-15 | Rep | Dealing in securities | 2019-01-08 | 2019-01-26 |
| 2 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2006-03-10 | 2014-06-11 | Rep | Dealing in securities | 2014-06-11 | 2015-01-28 |
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