Agarwal, Anand (SFC:ASL813)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-02-25 | 2015-03-10 | Rep | Dealing in futures contracts | 2015-09-18 | 2015-10-10 | Rep | Dealing in securities | 2015-09-18 | 2015-10-10 | Rep | Dealing in futures contracts | 2016-07-14 | 2016-07-29 | Rep | Dealing in securities | 2016-07-14 | 2016-07-29 | Rep | Dealing in futures contracts | 2017-06-05 | 2017-06-19 | Rep | Dealing in securities | 2017-06-05 | 2017-06-19 | Rep | Dealing in futures contracts | 2019-11-07 | 2019-11-16 | Rep | Dealing in securities | 2019-11-07 | 2019-11-16 | Rep | Dealing in futures contracts | 2021-06-23 | Rep | Dealing in securities | 2021-06-23 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-02-25 | 2015-03-10 | Rep | Dealing in futures contracts | 2021-06-23 | Rep | Dealing in securities | 2021-06-23 |
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