Foster, Derek Patrick Jack
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2008-11-03 | 2009-02-03 | Rep | Dealing in securities | 2008-11-03 | 2009-02-03 | Rep | Advising on securities | 2009-05-11 | 2009-05-15 | Rep | Dealing in securities | 2009-05-11 | 2009-05-15 | Rep | Advising on securities | 2009-06-01 | 2009-08-01 | Rep | Dealing in securities | 2009-06-01 | 2009-08-01 | Rep | Advising on securities | 2009-08-25 | 2011-08-01 | Rep | Automated trading services | 2009-08-25 | 2011-08-01 | Rep | Dealing in securities | 2009-08-25 | 2011-08-01 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2024-05-08 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-08-30 | 2014-11-20 | Rep | Dealing in securities | 2015-02-02 | 2015-02-04 | Rep | Dealing in futures contracts | 2016-05-05 | 2016-05-14 | Rep | Dealing in securities | 2016-05-05 | 2016-05-14 | Rep | Dealing in futures contracts | 2017-11-08 | 2017-11-17 | Rep | Dealing in securities | 2017-11-08 | 2017-11-17 | Rep | Dealing in futures contracts | 2018-03-08 | 2018-03-16 | Rep | Dealing in securities | 2018-03-08 | 2018-03-16 | Rep | Dealing in futures contracts | 2018-07-09 | 2018-07-11 | Rep | Dealing in securities | 2018-07-09 | 2018-07-11 |
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