Lee, Lo-Tzu 李洛慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-07-29 | 2014-11-20 | Rep | Dealing in securities | 2015-04-17 | 2015-04-26 | Rep | Dealing in securities | 2015-09-30 | 2015-10-11 | Rep | Dealing in securities | 2016-03-30 | 2016-04-30 | Rep | Dealing in securities | 2017-06-01 | 2017-06-07 | Rep | Dealing in securities | 2018-08-17 | 2018-08-25 |
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