Seok, Seung Wook 石承煜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-03-05 | 2018-09-25 | Rep | Dealing in securities | 2015-03-05 | 2018-09-25 | Rep | Advising on securities | 2017-09-13 | 2018-09-25 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-04-29 | Rep | Dealing in securities | 2022-04-29 |
| 3 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-09 | 2022-01-12 | Rep | Dealing in securities | 2019-05-09 | 2022-01-12 | Rep | Asset management | 2019-07-05 | 2022-01-12 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-03-07 | 2015-01-06 |
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