Suzuki, Takayuki (SFC:AXL566)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-23 | 2015-02-18 | Rep | Dealing in securities | 2011-06-23 | 2015-02-18 | Rep | Dealing in futures contracts | 2015-09-17 | 2015-09-23 | Rep | Dealing in securities | 2015-09-17 | 2015-09-23 | Rep | Dealing in futures contracts | 2016-05-05 | 2016-05-13 | Rep | Dealing in securities | 2016-05-05 | 2016-05-13 | Rep | Dealing in futures contracts | 2018-03-12 | 2018-03-17 | Rep | Dealing in securities | 2018-03-12 | 2018-03-17 | Rep | Dealing in futures contracts | 2018-07-05 | 2018-07-13 | Rep | Dealing in securities | 2018-07-05 | 2018-07-13 | Rep | Dealing in futures contracts | 2019-02-13 | 2019-02-15 | Rep | Dealing in securities | 2019-02-13 | 2019-02-15 |
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