Tomlin, Owen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-10-13 | 2007-05-28 | Rep | Dealing in securities | 2009-08-07 | 2015-01-30 | Rep | Dealing in securities | 2016-03-10 | 2016-03-18 | Rep | Dealing in securities | 2016-06-16 | 2016-06-24 | Rep | Dealing in securities | 2018-03-09 | 2018-03-16 | Rep | Dealing in securities | 2018-07-05 | 2018-07-11 | Rep | Dealing in securities | 2018-11-15 | 2018-11-23 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-12-14 | 2007-05-28 |
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