Chan, Chi Wai (SFC:AAE398) 陳志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-04 | Rep | Asset management | 2003-09-04 | Rep | Dealing in futures contracts | 2004-01-20 |
| 2 | ASG MANAGEMENT LIMITED (HK) | RO | Advising on corporate finance | 2003-09-04 | RO | Advising on securities | 2003-09-04 | RO | Asset management | 2003-09-04 | RO | Dealing in securities | 2004-01-20 |
| 3 | WINTONE SECURITIES LIMITED | RO | Dealing in securities | 2004-02-16 | 2021-05-01 | RO | Dealing in futures contracts | 2009-10-29 | 2011-04-08 |
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