Yuen, Shu Ming (SFC:ABZ015) 袁樹明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Gather Wealth Financial Company Limited | RO | Dealing in securities | 2005-04-01 | 2018-07-31 |
| 2 | TRANS JOY SECURITIES LIMITED | RO | Advising on corporate finance | 2004-09-23 | RO | Advising on securities | 2004-09-23 | RO | Asset management | 2005-03-10 | RO | Dealing in securities | 2005-04-01 |
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