Wong, Lai Suen 黃麗璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-29 | Rep | Advising on securities | 2004-06-29 | Rep | Asset management | 2004-06-29 | Rep | Automated trading services | 2004-06-29 | Rep | Dealing in securities | 2007-04-11 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-02-16 | 2007-04-11 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-29 | Rep | Advising on securities | 2004-06-29 | Rep | Asset management | 2004-06-29 | Rep | Automated trading services | 2004-06-29 | Rep | Dealing in securities | 2007-04-11 |
| 4 | MTF SECURITIES LIMITED | RO | Dealing in securities | 2016-11-02 | 2021-04-20 |
| 5 | OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-05-03 | 2013-06-01 |
| 6 | OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2007-05-03 | 2013-06-01 |
| 7 | PO SANG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-06-04 | 2015-07-30 | Rep | Dealing in securities | 2013-06-04 | 2015-07-30 |
| 8 | TUNG YAT SECURITIES LIMITED | RO | Dealing in securities | 2022-01-11 | 2022-09-21 |
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