SFC licensee history: all firms: Dealing in futures contracts
This page shows the historic number of people who are SFC licensees for all firms. Licensees are either Responsible Officers (ROs) or Representatives (Reps). We treat a person who holds both roles (in different categories of license, possible at different firms) as an RO. Each person is counted only once, even if she works for more than one firm. To see each firm separately, select the league table above and then click the firm's history link. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2025-10-31 | 1134 | 7291 | 8425 | 86.54% |
2025-09-30 | 1134 | 7283 | 8417 | 86.53% |
2025-08-31 | 1127 | 7182 | 8309 | 86.44% |
2025-07-31 | 1125 | 7191 | 8316 | 86.47% |
2025-06-30 | 1131 | 7168 | 8299 | 86.37% |
2025-05-31 | 1131 | 7239 | 8370 | 86.49% |
2025-04-30 | 1143 | 7251 | 8394 | 86.38% |
2025-03-31 | 1149 | 7264 | 8413 | 86.34% |
2025-02-28 | 1153 | 7281 | 8434 | 86.33% |
2025-01-31 | 1146 | 7268 | 8414 | 86.38% |
2024-12-31 | 1147 | 7281 | 8428 | 86.39% |
2024-11-30 | 1149 | 7302 | 8451 | 86.40% |
2024-10-31 | 1141 | 7287 | 8428 | 86.46% |
2024-09-30 | 1141 | 7258 | 8399 | 86.42% |
2024-08-31 | 1140 | 7245 | 8385 | 86.40% |
2024-07-31 | 1119 | 7239 | 8358 | 86.61% |
2024-06-30 | 1121 | 7238 | 8359 | 86.59% |
2024-05-31 | 1121 | 7294 | 8415 | 86.68% |
2024-04-30 | 1113 | 7299 | 8412 | 86.77% |
2024-03-31 | 1127 | 7318 | 8445 | 86.65% |
2024-02-29 | 1127 | 7333 | 8460 | 86.68% |
2024-01-31 | 1115 | 7355 | 8470 | 86.84% |
2023-12-31 | 1120 | 7340 | 8460 | 86.76% |
2023-11-30 | 1135 | 7372 | 8507 | 86.66% |
2023-10-31 | 1144 | 7372 | 8516 | 86.57% |
2023-09-30 | 1163 | 7390 | 8553 | 86.40% |
2023-08-31 | 1159 | 7417 | 8576 | 86.49% |
2023-07-31 | 1162 | 7399 | 8561 | 86.43% |
2023-06-30 | 1168 | 7444 | 8612 | 86.44% |
2023-05-31 | 1173 | 7452 | 8625 | 86.40% |
2023-04-30 | 1175 | 7460 | 8635 | 86.39% |
2023-03-31 | 1183 | 7479 | 8662 | 86.34% |
2023-02-28 | 1189 | 7496 | 8685 | 86.31% |
2023-01-31 | 1192 | 7516 | 8708 | 86.31% |
2022-12-31 | 1198 | 7543 | 8741 | 86.29% |
2022-11-30 | 1221 | 7568 | 8789 | 86.11% |
2022-10-31 | 1204 | 7572 | 8776 | 86.28% |
2022-09-30 | 1223 | 7616 | 8839 | 86.16% |
2022-08-31 | 1224 | 7611 | 8835 | 86.15% |
2022-07-31 | 1236 | 7614 | 8850 | 86.03% |
2022-06-30 | 1231 | 7665 | 8896 | 86.16% |
2022-05-31 | 1244 | 7755 | 8999 | 86.18% |
2022-04-30 | 1264 | 7764 | 9028 | 86.00% |
2022-03-31 | 1270 | 7829 | 9099 | 86.04% |
2022-02-28 | 1267 | 7863 | 9130 | 86.12% |
2022-01-31 | 1271 | 7937 | 9208 | 86.20% |
2021-12-31 | 1265 | 7951 | 9216 | 86.27% |
2021-11-30 | 1259 | 7934 | 9193 | 86.30% |
2021-10-31 | 1248 | 7924 | 9172 | 86.39% |
2021-09-30 | 1245 | 7885 | 9130 | 86.36% |
2021-08-31 | 1247 | 7921 | 9168 | 86.40% |
2021-07-31 | 1254 | 7921 | 9175 | 86.33% |
2021-06-30 | 1271 | 7914 | 9185 | 86.16% |
2021-05-31 | 1277 | 7962 | 9239 | 86.18% |
2021-04-30 | 1281 | 7967 | 9248 | 86.15% |
2021-03-31 | 1277 | 7972 | 9249 | 86.19% |
2021-02-28 | 1278 | 8010 | 9288 | 86.24% |
2021-01-31 | 1282 | 8052 | 9334 | 86.27% |
2020-12-31 | 1282 | 8044 | 9326 | 86.25% |
2020-11-30 | 1287 | 8069 | 9356 | 86.24% |
2020-10-31 | 1289 | 8041 | 9330 | 86.18% |
2020-09-30 | 1285 | 8029 | 9314 | 86.20% |
2020-08-31 | 1284 | 8040 | 9324 | 86.23% |
2020-07-31 | 1286 | 8074 | 9360 | 86.26% |
2020-06-30 | 1286 | 8050 | 9336 | 86.23% |
2020-05-31 | 1297 | 8063 | 9360 | 86.14% |
2020-04-30 | 1294 | 8083 | 9377 | 86.20% |
2020-03-31 | 1292 | 8101 | 9393 | 86.25% |
2020-02-29 | 1285 | 8151 | 9436 | 86.38% |
2020-01-31 | 1281 | 8162 | 9443 | 86.43% |
2019-12-31 | 1271 | 8205 | 9476 | 86.59% |
2019-11-30 | 1278 | 8219 | 9497 | 86.54% |
2019-10-31 | 1269 | 8263 | 9532 | 86.69% |
2019-09-30 | 1265 | 8237 | 9502 | 86.69% |
2019-08-31 | 1258 | 8263 | 9521 | 86.79% |
2019-07-31 | 1255 | 8215 | 9470 | 86.75% |
2019-06-30 | 1250 | 8202 | 9452 | 86.78% |
2019-05-31 | 1237 | 8251 | 9488 | 86.96% |
2019-04-30 | 1225 | 8300 | 9525 | 87.14% |
2019-03-31 | 1239 | 8311 | 9550 | 87.03% |
2019-02-28 | 1231 | 8332 | 9563 | 87.13% |
2019-01-31 | 1239 | 8339 | 9578 | 87.06% |
2018-12-31 | 1211 | 8318 | 9529 | 87.29% |
2018-11-30 | 1211 | 8327 | 9538 | 87.30% |
2018-10-31 | 1199 | 8290 | 9489 | 87.36% |
2018-09-30 | 1194 | 8185 | 9379 | 87.27% |
2018-08-31 | 1199 | 8204 | 9403 | 87.25% |
2018-07-31 | 1174 | 8177 | 9351 | 87.45% |
2018-06-30 | 1152 | 8180 | 9332 | 87.66% |
2018-05-31 | 1141 | 8206 | 9347 | 87.79% |
2018-04-30 | 1122 | 8219 | 9341 | 87.99% |
2018-03-31 | 1110 | 8238 | 9348 | 88.13% |
2018-02-28 | 1095 | 8268 | 9363 | 88.31% |
2018-01-31 | 1072 | 8281 | 9353 | 88.54% |
2017-12-31 | 1059 | 8245 | 9304 | 88.62% |
2017-11-30 | 1052 | 8236 | 9288 | 88.67% |
2017-10-31 | 1028 | 8248 | 9276 | 88.92% |
2017-09-30 | 1000 | 8212 | 9212 | 89.14% |
2017-08-31 | 993 | 8218 | 9211 | 89.22% |
2017-07-31 | 976 | 8192 | 9168 | 89.35% |
2017-06-30 | 983 | 8240 | 9223 | 89.34% |
2017-05-31 | 988 | 8274 | 9262 | 89.33% |
2017-04-30 | 993 | 8284 | 9277 | 89.30% |
2017-03-31 | 1009 | 8315 | 9324 | 89.18% |
2017-02-28 | 1008 | 8369 | 9377 | 89.25% |
2017-01-31 | 998 | 8340 | 9338 | 89.31% |
2016-12-31 | 987 | 8320 | 9307 | 89.40% |
2016-11-30 | 970 | 8363 | 9333 | 89.61% |
2016-10-31 | 956 | 8367 | 9323 | 89.75% |
2016-09-30 | 940 | 8412 | 9352 | 89.95% |
2016-08-31 | 922 | 8388 | 9310 | 90.10% |
2016-07-31 | 924 | 8368 | 9292 | 90.06% |
2016-06-30 | 917 | 8363 | 9280 | 90.12% |
2016-05-31 | 909 | 8358 | 9267 | 90.19% |
2016-04-30 | 915 | 8392 | 9307 | 90.17% |
2016-03-31 | 927 | 8441 | 9368 | 90.10% |
2016-02-29 | 924 | 8421 | 9345 | 90.11% |
2016-01-31 | 923 | 8439 | 9362 | 90.14% |
2015-12-31 | 912 | 8457 | 9369 | 90.27% |
2015-11-30 | 906 | 8467 | 9373 | 90.33% |
2015-10-31 | 894 | 8437 | 9331 | 90.42% |
2015-09-30 | 895 | 8400 | 9295 | 90.37% |
2015-08-31 | 889 | 8399 | 9288 | 90.43% |
2015-07-31 | 890 | 8320 | 9210 | 90.34% |
2015-06-30 | 886 | 8279 | 9165 | 90.33% |
2015-05-31 | 887 | 8226 | 9113 | 90.27% |
2015-04-30 | 890 | 8233 | 9123 | 90.24% |
2015-03-31 | 888 | 8268 | 9156 | 90.30% |
2015-02-28 | 892 | 8243 | 9135 | 90.24% |
2015-01-31 | 890 | 8247 | 9137 | 90.26% |
2014-12-31 | 889 | 8246 | 9135 | 90.27% |
2014-11-30 | 895 | 8252 | 9147 | 90.22% |
2014-10-31 | 892 | 8251 | 9143 | 90.24% |
2014-09-30 | 888 | 8243 | 9131 | 90.27% |
2014-08-31 | 888 | 8234 | 9122 | 90.27% |
2014-07-31 | 888 | 8185 | 9073 | 90.21% |
2014-06-30 | 879 | 8196 | 9075 | 90.31% |
2014-05-31 | 883 | 8188 | 9071 | 90.27% |
2014-04-30 | 875 | 8225 | 9100 | 90.38% |
2014-03-31 | 873 | 8241 | 9114 | 90.42% |
2014-02-28 | 873 | 8263 | 9136 | 90.44% |
2014-01-31 | 868 | 8259 | 9127 | 90.49% |
2013-12-31 | 861 | 8182 | 9043 | 90.48% |
2013-11-30 | 853 | 8256 | 9109 | 90.64% |
2013-10-31 | 858 | 8295 | 9153 | 90.63% |
2013-09-30 | 852 | 8261 | 9113 | 90.65% |
2013-08-31 | 852 | 8281 | 9133 | 90.67% |
2013-07-31 | 841 | 8221 | 9062 | 90.72% |
2013-06-30 | 828 | 8165 | 8993 | 90.79% |
2013-05-31 | 836 | 8181 | 9017 | 90.73% |
2013-04-30 | 830 | 8208 | 9038 | 90.82% |
2013-03-31 | 832 | 8207 | 9039 | 90.80% |
2013-02-28 | 831 | 8214 | 9045 | 90.81% |
2013-01-31 | 841 | 8209 | 9050 | 90.71% |
2012-12-31 | 839 | 8250 | 9089 | 90.77% |
2012-11-30 | 840 | 8235 | 9075 | 90.74% |
2012-10-31 | 844 | 8227 | 9071 | 90.70% |
2012-09-30 | 834 | 8204 | 9038 | 90.77% |
2012-08-31 | 821 | 8269 | 9090 | 90.97% |
2012-07-31 | 808 | 8243 | 9051 | 91.07% |
2012-06-30 | 808 | 8244 | 9052 | 91.07% |
2012-05-31 | 811 | 8265 | 9076 | 91.06% |
2012-04-30 | 804 | 8472 | 9276 | 91.33% |
2012-03-31 | 810 | 8450 | 9260 | 91.25% |
2012-02-29 | 788 | 8477 | 9265 | 91.49% |
2012-01-31 | 776 | 8489 | 9265 | 91.62% |
2011-12-31 | 764 | 8472 | 9236 | 91.73% |
2011-11-30 | 755 | 8523 | 9278 | 91.86% |
2011-10-31 | 753 | 8533 | 9286 | 91.89% |
2011-09-30 | 742 | 8506 | 9248 | 91.98% |
2011-08-31 | 740 | 8490 | 9230 | 91.98% |
2011-07-31 | 726 | 8400 | 9126 | 92.04% |
2011-06-30 | 729 | 8354 | 9083 | 91.97% |
2011-05-31 | 715 | 8376 | 9091 | 92.14% |
2011-04-30 | 719 | 8362 | 9081 | 92.08% |
2011-03-31 | 721 | 8345 | 9066 | 92.05% |
2011-02-28 | 713 | 8291 | 9004 | 92.08% |
2011-01-31 | 706 | 8238 | 8944 | 92.11% |
2010-12-31 | 698 | 8192 | 8890 | 92.15% |
2010-11-30 | 699 | 8173 | 8872 | 92.12% |
2010-10-31 | 684 | 8083 | 8767 | 92.20% |
2010-09-30 | 676 | 8098 | 8774 | 92.30% |
2010-08-31 | 673 | 8028 | 8701 | 92.27% |
2010-07-31 | 661 | 7970 | 8631 | 92.34% |
2010-06-30 | 652 | 7905 | 8557 | 92.38% |
2010-05-31 | 650 | 7846 | 8496 | 92.35% |
2010-04-30 | 641 | 7794 | 8435 | 92.40% |
2010-03-31 | 637 | 7790 | 8427 | 92.44% |
2010-02-28 | 639 | 7737 | 8376 | 92.37% |
2010-01-31 | 639 | 7695 | 8334 | 92.33% |
2009-12-31 | 643 | 7573 | 8216 | 92.17% |
2009-11-30 | 634 | 7469 | 8103 | 92.18% |
2009-10-31 | 637 | 7411 | 8048 | 92.08% |
2009-09-30 | 632 | 7339 | 7971 | 92.07% |
2009-08-31 | 628 | 7242 | 7870 | 92.02% |
2009-07-31 | 622 | 7117 | 7739 | 91.96% |
2009-06-30 | 624 | 7028 | 7652 | 91.85% |
2009-05-31 | 615 | 6977 | 7592 | 91.90% |
2009-04-30 | 614 | 6918 | 7532 | 91.85% |
2009-03-31 | 612 | 6922 | 7534 | 91.88% |
2009-02-28 | 604 | 6857 | 7461 | 91.90% |
2009-01-31 | 599 | 6853 | 7452 | 91.96% |
2008-12-31 | 603 | 6794 | 7397 | 91.85% |
2008-11-30 | 585 | 6848 | 7433 | 92.13% |
2008-10-31 | 580 | 6919 | 7499 | 92.27% |
2008-09-30 | 573 | 6755 | 7328 | 92.18% |
2008-08-31 | 574 | 6851 | 7425 | 92.27% |
2008-07-31 | 564 | 6740 | 7304 | 92.28% |
2008-06-30 | 559 | 6602 | 7161 | 92.19% |
2008-05-31 | 556 | 6519 | 7075 | 92.14% |
2008-04-30 | 548 | 6389 | 6937 | 92.10% |
2008-03-31 | 543 | 6316 | 6859 | 92.08% |
2008-02-29 | 532 | 6260 | 6792 | 92.17% |
2008-01-31 | 529 | 6232 | 6761 | 92.18% |
2007-12-31 | 524 | 6176 | 6700 | 92.18% |
2007-11-30 | 521 | 6098 | 6619 | 92.13% |
2007-10-31 | 509 | 5989 | 6498 | 92.17% |
2007-09-30 | 507 | 5860 | 6367 | 92.04% |
2007-08-31 | 501 | 5749 | 6250 | 91.98% |
2007-07-31 | 497 | 5582 | 6079 | 91.82% |
2007-06-30 | 491 | 5473 | 5964 | 91.77% |
2007-05-31 | 485 | 5364 | 5849 | 91.71% |
2007-04-30 | 482 | 5242 | 5724 | 91.58% |
2007-03-31 | 476 | 5193 | 5669 | 91.60% |
2007-02-28 | 468 | 5129 | 5597 | 91.64% |
2007-01-31 | 454 | 5074 | 5528 | 91.79% |
2006-12-31 | 452 | 4972 | 5424 | 91.67% |
2006-11-30 | 452 | 4931 | 5383 | 91.60% |
2006-10-31 | 452 | 4884 | 5336 | 91.53% |
2006-09-30 | 450 | 4826 | 5276 | 91.47% |
2006-08-31 | 447 | 4767 | 5214 | 91.43% |
2006-07-31 | 446 | 4681 | 5127 | 91.30% |
2006-06-30 | 442 | 4589 | 5031 | 91.21% |
2006-05-31 | 443 | 4542 | 4985 | 91.11% |
2006-04-30 | 442 | 4493 | 4935 | 91.04% |
2006-03-31 | 438 | 4467 | 4905 | 91.07% |
2006-02-28 | 438 | 4442 | 4880 | 91.02% |
2006-01-31 | 436 | 4387 | 4823 | 90.96% |
2005-12-31 | 442 | 4363 | 4805 | 90.80% |
2005-11-30 | 433 | 4323 | 4756 | 90.90% |
2005-10-31 | 426 | 4261 | 4687 | 90.91% |
2005-09-30 | 426 | 4219 | 4645 | 90.83% |
2005-08-31 | 415 | 4218 | 4633 | 91.04% |
2005-07-31 | 405 | 4134 | 4539 | 91.08% |
2005-06-30 | 400 | 4095 | 4495 | 91.10% |
2005-05-31 | 392 | 4047 | 4439 | 91.17% |
2005-04-30 | 380 | 4016 | 4396 | 91.36% |
2005-03-31 | 372 | 3989 | 4361 | 91.47% |
2005-02-28 | 368 | 3981 | 4349 | 91.54% |
2005-01-31 | 366 | 3976 | 4342 | 91.57% |
2004-12-31 | 362 | 3958 | 4320 | 91.62% |
2004-11-30 | 362 | 3931 | 4293 | 91.57% |
2004-10-31 | 356 | 3908 | 4264 | 91.65% |
2004-09-30 | 356 | 3891 | 4247 | 91.62% |
2004-08-31 | 354 | 3845 | 4199 | 91.57% |
2004-07-31 | 345 | 3778 | 4123 | 91.63% |
2004-06-30 | 338 | 3745 | 4083 | 91.72% |
2004-05-31 | 343 | 3705 | 4048 | 91.53% |
2004-04-30 | 342 | 3653 | 3995 | 91.44% |
2004-03-31 | 339 | 3607 | 3946 | 91.41% |
2004-02-29 | 342 | 3574 | 3916 | 91.27% |
2004-01-31 | 332 | 3527 | 3859 | 91.40% |
2003-12-31 | 329 | 3470 | 3799 | 91.34% |
2003-11-30 | 325 | 3428 | 3753 | 91.34% |
2003-10-31 | 319 | 3377 | 3696 | 91.37% |
2003-09-30 | 320 | 3352 | 3672 | 91.29% |
2003-08-31 | 317 | 3312 | 3629 | 91.26% |
2003-07-31 | 312 | 3324 | 3636 | 91.42% |
2003-06-30 | 307 | 3328 | 3635 | 91.55% |
2003-05-31 | 300 | 3312 | 3612 | 91.69% |
2003-04-30 | 306 | 3325 | 3631 | 91.57% |
2003-03-31 | 306 | 3358 | 3664 | 91.65% |
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