This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days.
A licensee is either a Responsible Officer (RO) or Representative (Rep).
We treat a person who holds both roles (in different activities) as
an RO. We query the SFC database and update the tables regularly. A
licensee is not necessarily a full-time employee and may have roles in more than
1 firm.
Some data are hidden to fit your display. Rotate?
| Row |
Firm |
Licensee |
Role |
Appointed |
Ceased |
| 1 |
About Capital Management (HK) Co., Limited |
Liu Chun Wah (SFC:BIN603) |
-Rep |
2016-11-18 |
2023-03-24 |
| 2 |
|
|
+RO |
2023-03-24 |
|
| 3 |
ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED |
Lai Chi Fung (SFC:BTG259) |
-Rep |
2023-03-16 |
2023-03-24 |
| 4 |
|
|
+RO |
2023-03-24 |
|
| 5 |
ADAMAS CAPITAL PARTNERS (HK) LIMITED |
Lu Clark Chia-Chueh |
-RO |
2019-05-03 |
2023-03-31 |
| 6 |
AJ Asset Management Limited |
Liang Shiming (SFC:BAA904) |
+Rep |
2023-03-28 |
|
| 7 |
Akron Corporate Finance Limited |
Luo Jing (SFC:BNC966) |
-Rep |
2018-07-30 |
2023-03-31 |
| 8 |
Aksia Hong Kong Limited |
Ly Chau Tuong |
-Rep |
2022-06-10 |
2023-03-27 |
| 9 |
|
|
+RO |
2023-03-27 |
|
| 10 |
Allfunds Hong Kong Limited |
Toh Chun Wah |
+Rep |
2023-03-23 |
|
| 11 |
AllianceBernstein Hong Kong Limited |
Chakrabarti Debasish (SFC:BTO097) |
-Rep |
2023-03-20 |
2023-03-24 |
| 12 |
|
Stein Benjamin Matthew |
-Rep |
2023-03-20 |
2023-03-24 |
| 13 |
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) |
Wehner Holger |
-Rep |
2023-03-20 |
2023-03-22 |
| 14 |
|
Zhang Yu (SFC:BMM427) |
+Rep |
2023-03-20 |
|
| 15 |
Alphamax Asset Management (HK) Limited |
Lam Mei Ling (SFC:BCS527) |
+Rep |
2023-03-21 |
|
| 16 |
Amundi Hong Kong Limited |
Logerais David Dominique |
-RO |
2014-01-24 |
2023-03-29 |
| 17 |
|
Wong Duncan Wing Fai |
-Rep |
2022-08-01 |
2023-04-02 |
| 18 |
Antai Securities Limited |
Wang Huazhu |
+RO |
2023-03-31 |
|
| 19 |
Ares Management Asia (Hong Kong) Limited |
Chung Chinwok |
+Rep |
2023-03-27 |
|
| 20 |
|
Lau Danielle Eda |
+Rep |
2023-03-23 |
|
| 21 |
|
Wu Rebecca Yuan |
+Rep |
2023-03-23 |
|
| 22 |
ARK PACIFIC CAPITAL MANAGEMENT LIMITED |
Hui Wing Fai Danny |
-RO |
2022-09-22 |
2023-03-31 |
| 23 |
Arta Asset Management Limited |
Jeong Joseph Chu |
+Rep |
2023-03-23 |
|
| 24 |
Arta Global Futures Limited |
Ho Stanley Shun Lai |
+Rep |
2023-03-23 |
|
| 25 |
|
Jeong Joseph Chu |
+Rep |
2023-03-23 |
|
| 26 |
Arta Global Markets Limited |
Ho Stanley Shun Lai |
+Rep |
2023-03-23 |
|
| 27 |
|
Jeong Joseph Chu |
+Rep |
2023-03-23 |
|
| 28 |
AS CAPITAL LIMITED |
Horowitz Barry Alan |
-RO |
2019-06-10 |
2023-03-31 |
| 29 |
|
Kang In Muk |
-Rep |
2023-02-03 |
2023-03-28 |
| 30 |
|
|
+RO |
2023-03-28 |
|
| 31 |
ASIA PACIFIC INVESTMENT ADVISORS LIMITED |
Martirani Massimiliano |
-Rep |
2022-11-24 |
2023-03-31 |
| 32 |
|
|
+RO |
2023-03-31 |
|
| 33 |
Aspenwood Capital Limited |
Lam Shun |
+Rep |
2023-03-27 |
|
| 34 |
ASSET MANAGEMENT GROUP LIMITED |
So Man Kit (SFC:BOH654) |
-Rep |
2020-03-24 |
2023-03-20 |
| 35 |
|
Wang Xilin (SFC:BQC374) |
-Rep |
2020-10-05 |
2023-03-24 |
| 36 |
Astrum Capital Management Limited (HK) |
Lau Po Chu |
+Rep |
2023-03-31 |
|
| 37 |
|
Siu Kam Chau (SFC:ACI566) |
+Rep |
2023-03-27 |
|
| 38 |
ATHENA WEALTH MANAGEMENT LIMITED |
Chao Chih Ke |
-Rep |
2014-05-14 |
2023-03-31 |
| 39 |
|
Tam Hang |
-Rep |
2019-12-10 |
2023-03-23 |
| 40 |
Atherton Asset Management Limited |
Leung Chung Wai (SFC:ABF527) |
-RO |
2017-09-08 |
2023-03-31 |
| 41 |
|
Yeung Lydia Sum Ming |
-Rep |
2011-03-04 |
2023-03-31 |
| 42 |
ATLANTIS INVESTMENT MANAGEMENT LIMITED |
Qu Yidi |
-Rep |
2023-01-20 |
2023-03-24 |
| 43 |
AutoML Capital Limited |
Ho Lok Ngai (SFC:BSU525) |
-Rep |
2022-09-06 |
2023-03-27 |
| 44 |
|
|
+RO |
2023-03-27 |
|
| 45 |
AVICT Global Asset Management Limited |
Da Yang |
+Rep |
2023-03-20 |
|
| 46 |
Axis Capital Management Limited |
Tam Tsz Fung |
-RO |
2019-10-28 |
2023-03-31 |
| 47 |
Baillie Gifford Asia (Hong Kong) Limited |
Mathews Toby Alexander |
-Rep |
2023-03-17 |
2023-03-31 |
| 48 |
Bain Capital Credit (Asia) Limited |
Choi Venus Yuen Ting |
-Rep |
2020-07-13 |
2023-03-31 |
| 49 |
Ballas Capital Limited |
Chiu Tsz Hong |
+Rep |
2023-03-21 |
|
| 50 |
Balyasny Asset Management (Hong Kong) Limited |
Carsch Harry Travis |
+Rep |
2023-03-30 |
|
| 51 |
|
Fong Andrew Ka Wing (SFC:AMW761) |
-RO |
2021-06-10 |
2023-03-23 |
| 52 |
BCT Financial Limited |
Chan Yung Yung (SFC:BRW351) |
-Rep |
2021-11-16 |
2023-03-26 |
| 53 |
BFAM Partners (Hong Kong) Limited |
Lee Sik Yee Christian Pascal Kim Sang |
+Rep |
2023-03-31 |
|
| 54 |
BGC SECURITIES (HONG KONG) LLC |
Hornby William Hugh Scobie |
-Rep |
2022-04-21 |
2023-03-31 |
| 55 |
Billion Capital Partners Limited |
Zhu Rongzhen |
+Rep |
2023-03-27 |
|
| 56 |
Blackhorn Wealth Management Limited |
Yan Sijie |
+Rep |
2023-03-30 |
|
| 57 |
BlackRock Asset Management North Asia Limited |
Lau Pei Man Hidy |
-Rep |
2018-09-13 |
2023-03-27 |
| 58 |
|
Walters Evan Ambrose |
-Rep |
2015-07-17 |
2023-03-24 |
| 59 |
|
Woolley Mark Robert |
+Rep |
2023-03-24 |
|
| 60 |
Blackwell Global Asset Management Limited |
Lie Ka Hin |
+Rep |
2023-03-29 |
|
| 61 |
Blackwell Global Securities Limited |
|
+Rep |
2023-03-29 |
|
| 62 |
Blue Creek Capital Management Limited |
Feng Siwei |
-RO |
2020-03-04 |
2023-03-20 |
| 63 |
Blue Owl Capital HK Limited |
Fujimoto Wataru |
+Rep |
2023-03-27 |
|
| 64 |
BLUE POOL CAPITAL LIMITED |
Zhao Sihan (SFC:BTM497) |
+Rep |
2023-03-23 |
|
| 65 |
Bluemount Asset Management Limited |
Li Kwok Tung (SFC:ABZ281) |
+RO |
2023-03-29 |
|
| 66 |
|
Wong Wai Sze (SFC:BAA860) |
-Rep |
2018-04-16 |
2023-03-23 |
| 67 |
Bluemount Securities Limited |
Li Kwok Tung (SFC:ABZ281) |
+RO |
2023-03-29 |
|
| 68 |
|
Wong Wai Sze (SFC:BAA860) |
-Rep |
2018-04-16 |
2023-03-23 |
| 69 |
BNP PARIBAS SECURITIES (ASIA) LIMITED |
Bae Sung Hyeon Martin |
+Rep |
2023-03-29 |
|
| 70 |
|
Tang Joshua Chung Shun |
+Rep |
2023-03-28 |
|
| 71 |
BOCI ASIA LIMITED |
Chen Qibo |
+Rep |
2023-03-28 |
|
| 72 |
BOCI SECURITIES LIMITED |
|
+Rep |
2023-03-28 |
|
| 73 |
|
Lai Tsz Ching Cherry |
+Rep |
2023-03-30 |
|
| 74 |
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED |
Li Junli (SFC:BTN021) |
+Rep |
2023-03-22 |
|
| 75 |
BOCOM International Securities Limited |
Cai Baohui |
-Rep |
2022-02-22 |
2023-03-22 |
| 76 |
|
Xiong Xuan |
+Rep |
2023-03-22 |
|
| 77 |
BOCOM MPF & Financial Services Company Limited |
Chow Hau Yan |
+Rep |
2023-03-27 |
|
| 78 |
Bosera Asset Management (International) Co., Limited |
Li Chengwei (SFC:BTC640) |
+Rep |
2023-03-27 |
|
| 79 |
|
Liu Tianyu (SFC:BTO567) |
+Rep |
2023-03-23 |
|
| 80 |
|
Ma Xin (SFC:BTO571) |
+Rep |
2023-03-27 |
|
| 81 |
|
Zhang Yuemeng |
+Rep |
2023-03-30 |
|
| 82 |
BOWEN CAPITAL (HK) LIMITED |
Mak Eugene Yiu Chuen |
+Rep |
2023-03-31 |
|
| 83 |
Bright Valley Capital Limited |
Chan Tung (SFC:AXY807) |
-Rep |
2023-01-31 |
2023-03-29 |
| 84 |
|
|
+RO |
2023-03-29 |
|
| 85 |
|
Xu Wen (SFC:APO463) |
-RO |
2022-05-16 |
2023-03-31 |
| 86 |
Brightus Management Limited |
Wang Chen (SFC:AKO788) |
+RO |
2023-03-30 |
|
| 87 |
BULLISH SECURITIES LIMITED |
Chu Wing Mui |
-Rep |
|
2023-04-01 |
| 88 |
C.M. Capital Advisors (HK) Limited |
Chen Jianan (SFC:BTO335) |
+Rep |
2023-03-29 |
|
| 89 |
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED |
Thomas Dean (SFC:ACN472) |
-Rep |
2020-02-11 |
2023-03-24 |
| 90 |
CAPITAL GLOBAL MANAGEMENT LIMITED |
Chen Yunn-Ru |
-Rep |
2020-12-10 |
2023-04-01 |
| 91 |
|
Lin Tzu-Yuan (SFC:BPN861) |
-Rep |
2020-06-09 |
2023-04-01 |
| 92 |
CARDINALASIA CONSULTING LIMITED |
Chu Wan Hang |
-RO |
2022-07-28 |
2023-03-26 |
| 93 |
CATHAY SECURITIES (HONG KONG) LIMITED |
Chan Tsz Kin (SFC:BRX519) |
-Rep |
2021-12-21 |
2023-04-01 |
| 94 |
|
Li Gengshuo |
+Rep |
2023-03-30 |
|
| 95 |
CC Finance Limited |
Zhao Yuzhe (SFC:BTN077) |
+Rep |
2023-03-27 |
|
| 96 |
CC VENTURE CAPITAL LIMITED |
Lor Ching Yi |
+Rep |
2023-03-29 |
|
| 97 |
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED |
Liao Chien Chang |
-Rep |
2022-10-28 |
2023-03-28 |
| 98 |
CCB INTERNATIONAL CAPITAL LIMITED |
Wen Yong (SFC:AVO566) |
-Rep |
2015-06-08 |
2023-03-31 |
| 99 |
CCB INTERNATIONAL SECURITIES LIMITED |
Ho David Siu Kee |
-Rep |
2021-08-04 |
2023-03-22 |
| 100 |
|
Yang Liwen (SFC:BSM567) |
-Rep |
2023-03-10 |
2023-03-24 |
| 101 |
CEB International Asset Management Corporation Limited |
Chen Pei Jie |
+Rep |
2023-03-20 |
|
| 102 |
CEB International Capital Corporation Limited |
Yam Chak Sun |
+Rep |
2023-03-27 |
|
| 103 |
CENTERLINE INVESTMENT MANAGEMENT LIMITED |
Hong Ruixiang |
-Rep |
2018-08-01 |
2023-04-01 |
| 104 |
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED |
Cheung Monica Yin Man |
+Rep |
2023-03-30 |
|
| 105 |
CHARTWELL CAPITAL LIMITED (HK) |
Jim Daniel Pok Man |
+Rep |
2023-03-21 |
|
| 106 |
China Asset Management (Hong Kong) Limited |
Lin Lin (SFC:BTD605) |
-Rep |
2022-10-31 |
2023-03-24 |
| 107 |
|
Yip Yuen Ni |
-Rep |
2021-09-03 |
2023-03-20 |
| 108 |
CHINA DEMETER SECURITIES LIMITED |
Lau Yiu Hei |
+Rep |
2023-03-20 |
|
| 109 |
CHINA EVERBRIGHT CAPITAL LIMITED |
Chung Yu Fung |
+Rep |
2023-03-27 |
|
| 110 |
China Galaxy International Securities (Hong Kong) Co., Limited |
Zhu Yu Qiang |
+Rep |
2023-03-27 |
|
| 111 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED |
Chan Maggie Ka Yee |
-Rep |
2023-03-10 |
2023-03-20 |
| 112 |
|
|
+RO |
2023-03-20 |
|
| 113 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED |
Chen Gang (SFC:BTM769) |
+Rep |
2023-03-22 |
|
| 114 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED |
Bian Yang (SFC:BRS565) |
-Rep |
2022-12-29 |
2023-03-20 |
| 115 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED |
|
-Rep |
2022-12-29 |
2023-03-20 |
| 116 |
|
Ding Haodong |
+Rep |
2023-03-29 |
|
| 117 |
|
Du Wenxin |
+Rep |
2023-03-28 |
|
| 118 |
|
Feng Wenjing |
+Rep |
2023-03-29 |
|
| 119 |
|
Guo Yu (SFC:BTM350) |
+Rep |
2023-03-30 |
|
| 120 |
|
Huang Tianqing (SFC:BTL932) |
+Rep |
2023-03-22 |
|
| 121 |
|
Jiang Lingfang |
+Rep |
2023-03-27 |
|
| 122 |
|
Jin Yue (SFC:BPK289) |
-Rep |
2022-01-26 |
2023-03-31 |
| 123 |
|
Li Jiafan |
+Rep |
2023-03-27 |
|
| 124 |
|
Li Yanjun (SFC:BTO442) |
+Rep |
2023-03-27 |
|
| 125 |
|
Lin Kuipu |
+Rep |
2023-03-27 |
|
| 126 |
|
Lu Lingxi |
+Rep |
2023-03-27 |
|
| 127 |
|
Luo Junjie |
+Rep |
2023-03-30 |
|
| 128 |
|
Qian Yi (SFC:BTM228) |
+Rep |
2023-03-23 |
|
| 129 |
|
Tan Zeyuan |
+Rep |
2023-03-27 |
|
| 130 |
|
Tsang Chi Chung (SFC:BEA501) |
-Rep |
2014-08-14 |
2023-03-27 |
| 131 |
|
|
+RO |
2023-03-27 |
|
| 132 |
|
Zang Ruochen |
+Rep |
2023-03-30 |
|
| 133 |
|
Zhao Jinhao |
+Rep |
2023-03-27 |
|
| 134 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED |
Jiang Qizhou |
-Rep |
2021-07-28 |
2023-03-24 |
| 135 |
|
Li Yishou |
+Rep |
2023-03-23 |
|
| 136 |
|
Yuan Jiayi (SFC:BTO092) |
+Rep |
2023-03-30 |
|
| 137 |
China PA Securities (Hong Kong) Company Limited |
Wang Haobin |
+Rep |
2023-03-28 |
|
| 138 |
|
Weng Jinheng |
+Rep |
2023-03-21 |
|
| 139 |
China Point Asset Management Limited |
Chan Hon Ming (SFC:AAK045) |
-RO |
2019-10-29 |
2023-03-24 |
| 140 |
|
Leung Man Chor (SFC:AAV368) |
-RO |
2018-11-21 |
2023-03-24 |
| 141 |
China Renaissance Securities (Hong Kong) Limited |
Ting Pak Hei Alvin |
-Rep |
2022-07-18 |
2023-03-24 |
| 142 |
|
Wang Anbo |
-Rep |
2022-07-08 |
2023-03-24 |
| 143 |
China Securities (International) Brokerage Company Limited |
Gao Yifan |
-Rep |
2021-12-06 |
2023-03-31 |
| 144 |
|
Wang Qianyu (SFC:BTO654) |
+Rep |
2023-03-29 |
|
| 145 |
China Securities (International) Corporate Finance Company Limited |
Wong Rick Yik Yin |
-Rep |
2023-01-03 |
2023-03-21 |
| 146 |
|
|
+RO |
2023-03-21 |
|
| 147 |
|
Yang Yang (SFC:AVK963) |
+Rep |
2023-03-20 |
|
| 148 |
China Tonghai Asset Management Limited |
Poon Philip Chung Hein |
+Rep |
2023-03-31 |
|
| 149 |
China Tonghai Securities Limited |
Fong Ting Kwan |
+Rep |
2023-03-21 |
|
| 150 |
China Vered Securities Limited |
Lam Edward Tin Yeung |
-Rep |
2020-02-27 |
2023-03-26 |
| 151 |
CHINA XIN YONGAN FUTURES COMPANY LIMITED |
Ma Zheng (SFC:BSC028) |
-Rep |
2022-01-07 |
2023-03-20 |
| 152 |
CHINA ZHONG HENG FINANCE GROUP LIMITED |
Cheung Nga I |
+Rep |
2023-03-31 |
|
| 153 |
China Zhong Sheng Securities Limited |
Lu Yilin (SFC:AOG682) |
-RO |
2020-02-26 |
2023-03-31 |
| 154 |
CICC US Securities (Hong Kong) Limited |
Bian Yang (SFC:BRS565) |
-Rep |
2022-12-29 |
2023-03-20 |
| 155 |
|
Cai Xi (SFC:BRX906) |
+Rep |
2023-03-27 |
|
| 156 |
|
Wang Tianyu (SFC:BSM501) |
+Rep |
2023-03-27 |
|
| 157 |
|
Xie Yunang |
+Rep |
2023-03-27 |
|
| 158 |
|
Zhu Tianan |
+Rep |
2023-03-27 |
|
| 159 |
CIF Securities Futures Limited |
Choi Chin Chung (SFC:BNY031) |
-Rep |
2021-06-29 |
2023-03-26 |
| 160 |
CINDA INTERNATIONAL FUTURES LIMITED |
Seeto Yuk Yu |
-Rep |
2015-07-22 |
2023-03-27 |
| 161 |
|
Shung Kwok Yin |
-RO |
2019-12-06 |
2023-03-20 |
| 162 |
CINDA INTERNATIONAL SECURITIES LIMITED |
Seeto Yuk Yu |
-RO |
2011-08-08 |
2023-03-27 |
| 163 |
|
Shung Kwok Yin |
-RO |
2019-12-06 |
2023-03-20 |
| 164 |
CIS SECURITIES ASSET MANAGEMENT LIMITED |
Chan Ernest Tsz Kin |
+Rep |
2023-03-30 |
|
| 165 |
|
Liu Mingjie |
+Rep |
2023-03-30 |
|
| 166 |
|
Zhang Li (SFC:BTN352) |
+Rep |
2023-03-28 |
|
| 167 |
Citadel Asia Limited |
Sun Bijun (SFC:BNG808) |
-Rep |
2022-10-05 |
2023-03-23 |
| 168 |
CITIC Securities (Hong Kong) Limited |
Han Shiyan |
+Rep |
2023-03-30 |
|
| 169 |
|
Li Nan (SFC:BTK896) |
+Rep |
2023-03-21 |
|
| 170 |
|
Wang Wenrui (SFC:BTM888) |
+Rep |
2023-03-21 |
|
| 171 |
Citigroup Global Markets Asia Limited |
Berlia Rajiv |
-Rep |
2023-03-24 |
2023-03-31 |
| 172 |
|
Detchsri Preenapa |
-Rep |
2023-03-17 |
2023-03-21 |
| 173 |
|
Goyal Surendra Kumar |
-Rep |
2023-03-24 |
2023-03-31 |
| 174 |
|
Hwang Paul |
-Rep |
2023-03-17 |
2023-03-24 |
| 175 |
|
Liu Yun Ni |
+Rep |
2023-03-21 |
|
| 176 |
|
McVie Robert John |
-Rep |
2023-03-24 |
2023-03-31 |
| 177 |
|
Nebhani Suraj |
-Rep |
2023-03-24 |
2023-03-30 |
| 178 |
|
Nishiyama Yuta |
-Rep |
2023-03-24 |
2023-03-29 |
| 179 |
|
Peng Chia chun (SFC:APC787) |
-Rep |
2023-03-21 |
2023-03-25 |
| 180 |
|
Penny Howard James |
-Rep |
2023-03-24 |
2023-03-29 |
| 181 |
|
Rastogi Abhishek (SFC:AYB018) |
-Rep |
2021-10-07 |
2023-03-28 |
| 182 |
|
Suwanumphai Rawisara |
-Rep |
2023-03-17 |
2023-03-21 |
| 183 |
CLSA LIMITED |
Bai Junfei |
+Rep |
2023-03-31 |
|
| 184 |
|
Chen Zhuo (SFC:BTO961) |
+Rep |
2023-03-23 |
|
| 185 |
|
Du Yifan |
+Rep |
2023-03-31 |
|
| 186 |
|
Han Shiyan |
+Rep |
2023-03-30 |
|
| 187 |
|
Huang Yayuan |
+Rep |
2023-03-31 |
|
| 188 |
|
Li Nan (SFC:BTK896) |
+Rep |
2023-03-21 |
|
| 189 |
|
Lin Ho Man |
-Rep |
2022-06-06 |
2023-03-20 |
| 190 |
|
Lyu Jinhong |
+Rep |
2023-03-30 |
|
| 191 |
|
Ren Chenwei |
+Rep |
2023-03-27 |
|
| 192 |
|
Wang Wenrui (SFC:BTM888) |
+Rep |
2023-03-21 |
|
| 193 |
|
Wei Pengcheng (SFC:BTP406) |
+Rep |
2023-03-31 |
|
| 194 |
|
Wei Xincheng |
+Rep |
2023-03-31 |
|
| 195 |
|
Zhao Kang (SFC:BTP311) |
+Rep |
2023-03-31 |
|
| 196 |
CMB International Asset Management Limited |
Chen Hung Yin (SFC:AOT755) |
+Rep |
2023-03-20 |
|
| 197 |
CMB International Capital Limited |
Li Luming |
+Rep |
2023-03-20 |
|
| 198 |
CMB International Securities Limited |
Niu Ziming |
+Rep |
2023-03-20 |
|
| 199 |
CMB WING LUNG ASSET MANAGEMENT LIMITED |
Zhang Heng (SFC:BIH644) |
-Rep |
2022-10-21 |
2023-03-24 |
| 200 |
|
|
+RO |
2023-03-24 |
|
| 201 |
CMBC SECURITIES COMPANY LIMITED |
Sun Yu-Huei |
+Rep |
2023-03-22 |
|
| 202 |
CMS CAPITAL (HK) CO., LIMITED |
Wong Pui Jones |
-Rep |
2022-07-27 |
2023-03-28 |
| 203 |
CN FIRST INTERNATIONAL FUTURES LIMITED |
Zheng Danfang |
+Rep |
2023-03-28 |
|
| 204 |
CNCB (Hong Kong) Capital Limited |
Chan Ho Pok |
-Rep |
2022-10-25 |
2023-03-31 |
| 205 |
|
|
+RO |
2023-03-31 |
|
| 206 |
|
Cheng Kwong Yin |
-Rep |
2022-11-21 |
2023-03-26 |
| 207 |
|
Wu Shuo |
-Rep |
2022-10-28 |
2023-03-31 |
| 208 |
|
|
+RO |
2023-03-31 |
|
| 209 |
CORPORATE BROKERS LIMITED |
Lam Connie Pak Yu |
-Rep |
|
2023-03-31 |
| 210 |
CREATIVE ASSET MANAGEMENT LIMITED (HK) |
Lam Wai Yin (SFC:BRX017) |
-Rep |
2022-01-14 |
2023-03-31 |
| 211 |
Credit Suisse (Hong Kong) Limited |
Chang Alfred Yu Ching |
-Rep |
2021-02-19 |
2023-03-24 |
| 212 |
|
Chaurasia Sanjeev |
-RO |
2016-08-24 |
2023-03-20 |
| 213 |
|
Firth Charles Richard Bartholomew |
-Rep |
2023-03-20 |
2023-03-26 |
| 214 |
|
Leung Keith Koon Chung |
-Rep |
2014-09-03 |
2023-03-29 |
| 215 |
|
|
+RO |
2023-03-29 |
|
| 216 |
|
Zhang Wenjing (SFC:BRJ186) |
-Rep |
2021-08-02 |
2023-03-24 |
| 217 |
Critica Capital Management Limited |
Poon Chun Man (SFC:AMY215) |
-RO |
2016-05-12 |
2023-03-24 |
| 218 |
CSC FUTURES (HK) LIMITED |
Feng Jin (SFC:BNR341) |
+Rep |
2023-03-29 |
|
| 219 |
|
Shi Tian (SFC:AXH325) |
+Rep |
2023-03-29 |
|
| 220 |
CSI Global Markets Limited |
McCulloch Cale O'Yeah |
+Rep |
2023-03-21 |
|
| 221 |
|
Xu Tianyang |
-Rep |
2021-06-25 |
2023-03-31 |
| 222 |
Cutfield Freeman & Co. (Asia) Limited |
Freeman Peter John (SFC:BLH628) |
-RO |
2017-12-21 |
2023-03-31 |
| 223 |
|
Li Ran (SFC:BIL558) |
-Rep |
2022-09-30 |
2023-03-31 |
| 224 |
|
Xu Ke (SFC:BLH634) |
-RO |
2017-12-21 |
2023-03-31 |
| 225 |
CVC Asia Pacific Limited |
Zhao Ziwei (SFC:BTO677) |
+Rep |
2023-03-29 |
|
| 226 |
CVP Asset Management Limited |
Tung Chun Fai |
-Rep |
2020-04-02 |
2023-03-28 |
| 227 |
DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED |
Wen Zhimin |
-RO |
2015-10-02 |
2023-03-31 |
| 228 |
Daiwa Capital Markets Hong Kong Limited |
Chan Adrian Kin Chung |
-Rep |
2014-01-06 |
2023-03-21 |
| 229 |
|
Ho Cho Ming Jonathan |
-Rep |
2017-08-18 |
2023-03-21 |
| 230 |
|
Lai Yan Tung |
-Rep |
2021-08-17 |
2023-03-31 |
| 231 |
|
Man Mei Ki |
-Rep |
2021-12-01 |
2023-03-21 |
| 232 |
|
Wan Maurine |
-Rep |
2009-08-24 |
2023-03-21 |
| 233 |
|
Yamamoto Koji (SFC:BOD516) |
-Rep |
2023-02-13 |
2023-03-20 |
| 234 |
|
|
+RO |
2023-03-20 |
|
| 235 |
Davidson Kempner Asia Limited |
Zhu Yuan (SFC:BEJ395) |
+Rep |
2023-03-22 |
|
| 236 |
DC Wealth Management (HK) Limited |
Yang Jie (SFC:ARS746) |
-RO |
2021-08-18 |
2023-03-31 |
| 237 |
De Riva Asia Limited |
Tam Ying Mary |
+Rep |
2023-03-31 |
|
| 238 |
DELTA ASIA FINANCIAL FUTURES LIMITED |
Leung Sze Tai |
+Rep |
2023-03-31 |
|
| 239 |
|
Yu Wai Hung (SFC:AWN747) |
-Rep |
2021-05-03 |
2023-03-31 |
| 240 |
DELTA ASIA SECURITIES LIMITED |
Leung Sze Tai |
+Rep |
2023-03-31 |
|
| 241 |
|
Yu Wai Hung (SFC:AWN747) |
-Rep |
2021-05-03 |
2023-03-31 |
| 242 |
des Voeux Partners Limited |
Miller Steven Michael |
-Rep |
2023-03-02 |
2023-03-23 |
| 243 |
DEUTSCHE SECURITIES ASIA LIMITED |
Lau Man Ying |
-Rep |
2021-05-18 |
2023-03-24 |
| 244 |
|
Prebola Scott Thomas |
-Rep |
2011-08-02 |
2023-03-24 |
| 245 |
DL BROKERAGE LIMITED |
Sheung Li Cho |
-Rep |
|
2023-03-31 |
| 246 |
|
To Chick Yee |
-Rep |
|
2023-03-31 |
| 247 |
DL Capital (HK) Limited |
Zhong Yu (SFC:BTD905) |
+Rep |
2023-03-20 |
|
| 248 |
Dongxing Securities (Hong Kong) Company Limited |
Fang Qihan |
-Rep |
2016-11-02 |
2023-03-22 |
| 249 |
|
Zhou Yan (SFC:BPW935) |
-Rep |
2021-12-09 |
2023-03-21 |
| 250 |
Dragonstone Capital Management Limited |
Chiu Wing Chor |
+Rep |
2023-03-24 |
|
| 251 |
E FUND MANAGEMENT (HONG KONG) CO., LIMITED |
Fan Xiaotong |
+Rep |
2023-03-23 |
|
| 252 |
|
Ma Ruihang |
-Rep |
2022-07-27 |
2023-03-22 |
| 253 |
EAST ASIA FUTURES LIMITED |
Chan Wing Ka (SFC:BTP212) |
+Rep |
2023-03-28 |
|
| 254 |
|
Lai Chi Hang (SFC:APP360) |
+Rep |
2023-03-28 |
|
| 255 |
|
Yiu Chi Shing (SFC:BPW483) |
+Rep |
2023-03-20 |
|
| 256 |
|
Yuen Calvin Ka Wing |
+Rep |
2023-03-28 |
|
| 257 |
EAST ASIA SECURITIES COMPANY LIMITED |
Chan Wing Ka (SFC:BTP212) |
+Rep |
2023-03-28 |
|
| 258 |
|
Liu Kai Kai |
-Rep |
2017-11-14 |
2023-03-31 |
| 259 |
|
Yiu Chi Shing (SFC:BPW483) |
+Rep |
2023-03-20 |
|
| 260 |
Eclipse Options (HK) Limited |
Hu Richard (SFC:BTP383) |
+Rep |
2023-03-30 |
|
| 261 |
EDDID CAPITAL LIMITED |
Cheung Michael Po Kuen |
+Rep |
2023-03-24 |
|
| 262 |
Eddid Securities and Futures Limited |
|
+Rep |
2023-03-24 |
|
| 263 |
EIA Capital International Company Limited |
So Po Ching |
+RO |
2023-03-27 |
|
| 264 |
|
Yeung Hing Hei |
+RO |
2023-03-27 |
|
| 265 |
ELITE CAPITAL MANAGEMENT LIMITED (GBEN) |
Yeung Pui Yam |
-RO |
2021-05-21 |
2023-03-30 |
| 266 |
EM Asset Management Limited |
Hui Hon Ho |
-Rep |
2022-09-05 |
2023-03-28 |
| 267 |
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED |
Woo Yuk Fu |
-Rep |
2005-11-04 |
2023-03-27 |
| 268 |
|
|
+RO |
2023-03-27 |
|
| 269 |
ENDOWUS HK LIMITED |
Wong Kalani Sien Loong Sean |
+Rep |
2023-03-20 |
|
| 270 |
Enhanced Investment Management Limited |
Li Zijie (SFC:BRB435) |
+Rep |
2023-03-21 |
|
| 271 |
Epimelis Capital Limited |
Guo Tingliang |
+Rep |
2023-03-30 |
|
| 272 |
EVER-LONG SECURITIES COMPANY LIMITED |
Li Ho Yin (SFC:BIQ834) |
-Rep |
2018-09-12 |
2023-03-31 |
| 273 |
|
Ngai Kevin Kwok Kin (SFC:AHF930) |
+Rep |
2023-03-30 |
|
| 274 |
Everbright Securities Investment Services (HK) Limited |
Lu Zilin |
+Rep |
2023-03-31 |
|
| 275 |
FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED |
Wang Linjun (SFC:BJV425) |
+RO |
2023-03-27 |
|
| 276 |
|
Xu Ruimin |
+RO |
2023-03-27 |
|
| 277 |
Fides Capital Group Limited |
Choy Andy Shuen Yan |
-RO |
2022-05-23 |
2023-03-23 |
| 278 |
FIL Investment Advisors |
Mittal Rajeev |
+RO |
2023-03-23 |
|
| 279 |
FIL Investment Management (Hong Kong) Limited |
Lam Sheung Cherenade |
+Rep |
2023-03-22 |
|
| 280 |
|
Lung Mandy Man Yin |
+Rep |
2023-03-28 |
|
| 281 |
|
Samson Ian Alexander |
+Rep |
2023-03-22 |
|
| 282 |
Finex Hong Kong Limited |
Ching Tsun Lung |
-Rep |
2023-03-07 |
2023-03-29 |
| 283 |
|
|
+RO |
2023-03-29 |
|
| 284 |
|
Chong Chak Man |
-Rep |
2023-03-07 |
2023-03-24 |
| 285 |
|
|
+RO |
2023-03-24 |
|
| 286 |
|
Stockford Michael (1959) |
-RO |
2019-10-11 |
2023-03-31 |
| 287 |
First Seafront Fund Management Limited |
Liu Yu (SFC:BFW672) |
+Rep |
2023-03-22 |
|
| 288 |
FIRST SHANGHAI FUTURES LIMITED |
Cheung Chik Fai |
+Rep |
2023-03-29 |
|
| 289 |
|
Yiu Ka Wing (SFC:APG349) |
-Rep |
2022-08-05 |
2023-03-24 |
| 290 |
First Shanghai Investment Management (HK) Limited |
Sheen Michael Mervyn |
+Rep |
2023-03-27 |
|
| 291 |
FIRST SHANGHAI SECURITIES LIMITED |
Gao Xiaodi |
+Rep |
2023-03-28 |
|
| 292 |
|
Yiu Ka Wing (SFC:APG349) |
-Rep |
2022-08-05 |
2023-03-24 |
| 293 |
FITCH (HONG KONG) LIMITED |
Lam Hiu Tung (SFC:BTL360) |
-Rep |
2023-03-01 |
2023-03-23 |
| 294 |
|
Long Hui (SFC:BHR207) |
-Rep |
2016-08-01 |
2023-03-31 |
| 295 |
|
Wang Yue (SFC:BJD659) |
-Rep |
2020-04-09 |
2023-03-27 |
| 296 |
Flow Capital (HK) Limited |
Nie Hanfei |
+Rep |
2023-03-23 |
|
| 297 |
FLOW TRADERS HONG KONG LIMITED |
Haw Peter Han Beng |
-Rep |
2019-08-13 |
2023-03-27 |
| 298 |
Foresee Global Asset Management (HK) Limited |
Li Tianyao |
-Rep |
2021-05-26 |
2023-03-29 |
| 299 |
|
|
+RO |
2023-03-29 |
|
| 300 |
Foresight Fund (Hong Kong) Limited |
Wan Qing (SFC:AOU568) |
+RO |
2023-03-24 |
|
| 301 |
|
Xiao Yang (SFC:BHS174) |
+RO |
2023-03-24 |
|
| 302 |
FORTUNE (HK) SECURITIES LIMITED |
Jing Yuran |
-Rep |
2022-12-23 |
2023-03-31 |
| 303 |
|
Zhou Ke (SFC:BTP261) |
+Rep |
2023-03-29 |
|
| 304 |
Fortune Asset Management Limited |
Zhang Huachen |
-Rep |
2022-10-05 |
2023-03-29 |
| 305 |
|
|
+RO |
2023-03-29 |
|
| 306 |
Fosun International Securities Limited |
Zhuang Yishen |
-Rep |
2022-09-28 |
2023-03-30 |
| 307 |
FUBON SECURITIES (HONG KONG) LIMITED |
Huang Jui-Chun |
-Rep |
2018-04-13 |
2023-03-31 |
| 308 |
FULBRIGHT FUTURES LIMITED |
Choi Ka Fai |
+Rep |
2023-03-23 |
|
| 309 |
|
Kee O Lung |
+Rep |
2023-03-29 |
|
| 310 |
FULBRIGHT SECURITIES LIMITED |
|
+Rep |
2023-03-29 |
|
| 311 |
|
Lam Tsz Fung (SFC:BIG514) |
+Rep |
2023-03-31 |
|
| 312 |
|
Lung Lai Sum |
+Rep |
2023-03-30 |
|
| 313 |
|
Ng Cheuk Kei |
+Rep |
2023-03-31 |
|
| 314 |
Funderstone Asset Management (HK) Limited |
Zhang Lingling (SFC:BMT281) |
+Rep |
2023-03-20 |
|
| 315 |
Futu Securities International (HONG KONG) Limited |
Lau Wai Ching (SFC:AZB696) |
+Rep |
2023-03-20 |
|
| 316 |
FWD Financial Planning Limited (HK) |
Lam Yuen Yau |
-Rep |
2021-12-17 |
2023-03-31 |
| 317 |
|
Lee Yin Hung Christine |
+Rep |
2023-03-22 |
|
| 318 |
Gamma Consortium Limited (The) |
Zhang Hao (SFC:BRY627) |
+Rep |
2023-03-27 |
|
| 319 |
Gateway Private Markets (HK) Limited |
Park Jun Hyung Johnny |
-Rep |
2022-12-22 |
2023-03-23 |
| 320 |
Ge Shang Investment (Hong Kong) Limited |
He Furong |
-Rep |
2018-08-13 |
2023-03-31 |
| 321 |
Gen2 Partners Limited |
Mui Tsun In |
+Rep |
2023-03-27 |
|
| 322 |
Gentleman Capital Limited |
Luo Yi (SFC:AYQ822) |
+Rep |
2023-03-20 |
|
| 323 |
GET NICE FUTURES COMPANY LIMITED |
Chan Lap Chun |
-Rep |
2021-03-03 |
2023-03-27 |
| 324 |
GET NICE SECURITIES LIMITED |
|
-Rep |
2021-01-04 |
2023-03-27 |
| 325 |
GF International Investment Management Limited |
Cai Min (SFC:BJD809) |
-Rep |
2022-10-21 |
2023-03-27 |
| 326 |
GF Securities (Hong Kong) Brokerage Limited |
Lo Chun |
+Rep |
2023-03-29 |
|
| 327 |
|
Ma Weijie |
-Rep |
2022-10-21 |
2023-03-24 |
| 328 |
Ginkgo Capital Co., Limited |
Liu Yuen Han |
-RO |
2022-01-04 |
2023-03-22 |
| 329 |
GLOBAL GROUP SECURITIES LIMITED |
Xu Jinbao |
+Rep |
2023-03-29 |
|
| 330 |
Glory Sun Securities Limited |
Tse Kwok On |
-RO |
2023-02-17 |
2023-03-20 |
| 331 |
GLP HK Investment Management Limited |
Lin Kaibei |
+Rep |
2023-03-31 |
|
| 332 |
|
Wong Stella Tin Lok |
-RO |
2020-03-12 |
2023-03-31 |
| 333 |
Golden Asset Management Co., Limited |
Lu Ye (SFC:BLN748) |
+Rep |
2023-03-20 |
|
| 334 |
Golden Hen Investment Management Limited |
Wei Alexandre Chi An |
-Rep |
2023-02-01 |
2023-03-28 |
| 335 |
|
|
+RO |
2023-03-28 |
|
| 336 |
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED |
Huang Wenwei (SFC:BQH918) |
-RO |
2022-10-17 |
2023-03-24 |
| 337 |
|
|
+Rep |
2023-03-24 |
|
| 338 |
GOLDMAN SACHS (ASIA) L.L.C. |
Chen Zhiyin |
+Rep |
2023-03-28 |
|
| 339 |
|
Chui Nok Hang |
+Rep |
2023-03-20 |
|
| 340 |
|
He Shuhao |
+Rep |
2023-03-23 |
|
| 341 |
|
Jo Atoka |
+Rep |
2023-03-24 |
|
| 342 |
|
Lau Yu Hang (SFC:BTO940) |
+Rep |
2023-03-20 |
|
| 343 |
|
Lin Chi Hing |
-Rep |
2022-07-15 |
2023-03-25 |
| 344 |
|
Ma Yixian |
+Rep |
2023-03-31 |
|
| 345 |
|
Seymour Mark David (SFC:BTO504) |
-Rep |
2023-03-17 |
2023-03-31 |
| 346 |
|
Tsang Chak Lam |
-Rep |
2022-08-15 |
2023-03-25 |
| 347 |
|
Wang Tianli |
+Rep |
2023-03-31 |
|
| 348 |
|
Wu Fangtuo |
+Rep |
2023-03-24 |
|
| 349 |
GOLDMAN SACHS (ASIA) SECURITIES LIMITED |
Chui Nok Hang |
+Rep |
2023-03-20 |
|
| 350 |
|
Jo Atoka |
+Rep |
2023-03-24 |
|
| 351 |
|
Lau Yu Hang (SFC:BTO940) |
+Rep |
2023-03-20 |
|
| 352 |
|
Seymour Mark David (SFC:BTO504) |
-Rep |
2023-03-17 |
2023-03-31 |
| 353 |
|
Wang Tianli |
+Rep |
2023-03-31 |
|
| 354 |
|
Wu Fangtuo |
+Rep |
2023-03-24 |
|
| 355 |
Goldman Sachs Asset Management (Hong Kong) Limited |
Rhodes Michael David (SFC:BTP509) |
+Rep |
2023-03-31 |
|
| 356 |
GPB Financial Services Hong Kong Limited |
Chuprynenko Irina Vladimirovna |
+RO |
2023-03-28 |
|
| 357 |
GRAND PARTNERS SECURITIES LIMITED |
Choy Shun Chiu |
-Rep |
2022-12-07 |
2023-03-21 |
| 358 |
Granville Financial Services Company Limited |
Cheung Bosco Hon Fai |
-RO |
2017-11-21 |
2023-03-31 |
| 359 |
|
Ng Kwok Fung (SFC:ABY897) |
-RO |
2021-10-19 |
2023-03-31 |
| 360 |
Green Harmony Capital Limited |
Xie Yuping |
-Rep |
2023-03-08 |
2023-03-21 |
| 361 |
|
|
+RO |
2023-03-21 |
|
| 362 |
Green Renaissance Capital Limited |
Ma Lei (SFC:AGM532) |
-RO |
2022-05-27 |
2023-03-20 |
| 363 |
Greenland (Asia) Securities Co., Limited |
Chan Stephen Wing Bun |
+RO |
2023-03-30 |
|
| 364 |
Greentech Technology Asset Management Company Limited |
Cao Min (SFC:BCZ312) |
-Rep |
2023-03-24 |
2023-03-27 |
| 365 |
|
|
+RO |
2023-03-27 |
|
| 366 |
Guo Jie Investment Holdings Limited |
Chong Freddy Goman Yu Ting |
+RO |
2023-03-27 |
|
| 367 |
Guohua International Asset Management Limited |
Zhou Ying (SFC:BTM902) |
+Rep |
2023-03-29 |
|
| 368 |
Guosen Securities (HK) Brokerage Company, Limited |
Chan Hung Nam |
+Rep |
2023-03-29 |
|
| 369 |
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED |
Cai Mingzhu |
+Rep |
2023-03-23 |
|
| 370 |
|
Tang Wenjie |
+Rep |
2023-03-28 |
|
| 371 |
|
Wong Tsun Lung |
+Rep |
2023-03-27 |
|
| 372 |
|
Yu Wai Chiu |
+Rep |
2023-03-24 |
|
| 373 |
|
Zhang Wanting |
+Rep |
2023-03-31 |
|
| 374 |
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED |
Xu Chen (SFC:BTK332) |
+Rep |
2023-03-21 |
|
| 375 |
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED |
Dai Zheyu |
-Rep |
2023-01-20 |
2023-03-31 |
| 376 |
|
Teng Song |
-Rep |
2022-05-17 |
2023-03-31 |
| 377 |
HAITONG INTERNATIONAL FUTURES LIMITED |
Yip Yan Yung |
+Rep |
2023-03-23 |
|
| 378 |
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED |
Dai Zheyu |
-Rep |
2023-01-20 |
2023-03-31 |
| 379 |
|
Teng Song |
-Rep |
2022-05-17 |
2023-03-31 |
| 380 |
HAITONG INTERNATIONAL RESEARCH LIMITED |
Zhang Jingya (SFC:BRH435) |
-Rep |
2021-08-24 |
2023-03-20 |
| 381 |
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED |
Gao Chunmei (SFC:BTO264) |
+Rep |
2023-03-28 |
|
| 382 |
|
Lu Zhihao (SFC:BTO697) |
+Rep |
2023-03-21 |
|
| 383 |
HANG SENG INVESTMENT MANAGEMENT LIMITED |
Chan Chun Kit (SFC:AVT034) |
+Rep |
2023-03-22 |
|
| 384 |
HANG TAI SECURITIES LIMITED |
Shih Mei Ling |
-Rep |
2023-02-15 |
2023-03-23 |
| 385 |
|
|
+RO |
2023-03-23 |
|
| 386 |
HANTEC SECURITIES CO., LIMITED |
Lo Shuk Fan |
+Rep |
2023-03-20 |
|
| 387 |
Hanyuanyongchang International Limited |
So Ignatius Hon Wai |
-RO |
2021-06-16 |
2023-03-28 |
| 388 |
HARMONY WEALTH MANAGEMENT LIMITED (HK) |
Lau Auyang Sandra |
+Rep |
2023-03-21 |
|
| 389 |
HARRIS FRASER (INTERNATIONAL) LIMITED |
Shung Yim Sheung |
-Rep |
2011-11-02 |
2023-03-31 |
| 390 |
HARVEST GLOBAL INVESTMENTS LIMITED |
Guo Han (SFC:BTO539) |
+Rep |
2023-03-31 |
|
| 391 |
|
Lai Hoi Ching (SFC:BTL538) |
+Rep |
2023-03-21 |
|
| 392 |
Harvest International Securities Company Limited |
Huang Luyao (SFC:BPB199) |
+Rep |
2023-03-20 |
|
| 393 |
|
Shen Taihua |
+Rep |
2023-03-21 |
|
| 394 |
HGNH International Futures Co., Limited |
Chan Ka Ho (SFC:BQV193) |
-Rep |
2021-12-21 |
2023-03-20 |
| 395 |
HGNH International Securities Co., Limited |
|
-Rep |
2021-12-21 |
2023-03-20 |
| 396 |
HK CAI FU JU ASSET MANAGEMENT LIMITED |
Mok Chi Fung (SFC:BQX150) |
-Rep |
2021-04-16 |
2023-03-31 |
| 397 |
HONG KONG ASSET MANAGEMENT LIMITED |
Chen Chia-hui (SFC:ASU227) |
+Rep |
2023-03-24 |
|
| 398 |
Hong Kong Stock Link Securities Limited |
Iun Lok Hei |
+Rep |
2023-03-28 |
|
| 399 |
Honghu Capital Management Limited |
Lee Johanne Joanshien |
-Rep |
2023-02-13 |
2023-03-23 |
| 400 |
|
|
+RO |
2023-03-23 |
|
| 401 |
HSBC BROKING FUTURES (HONG KONG) LIMITED |
Chan Justin Siu Chung |
-RO |
2017-11-17 |
2023-03-31 |
| 402 |
HSBC Global Asset Management (Hong Kong) Limited |
Conroy Edward (SFC:BTO739) |
-Rep |
2023-03-23 |
2023-03-31 |
| 403 |
|
Corona Giuseppe |
-Rep |
2023-03-15 |
2023-03-20 |
| 404 |
|
Davey Alexander Rupert Gabriel |
+Rep |
2023-03-27 |
|
| 405 |
|
Fox Glenn Michael (SFC:BIZ968) |
-Rep |
2023-03-20 |
2023-03-24 |
| 406 |
|
Li Charles Sai Yiu |
-Rep |
2022-09-23 |
2023-03-20 |
| 407 |
|
|
+RO |
2023-03-20 |
|
| 408 |
|
McClurg Scott (SFC:BTO338) |
-Rep |
2023-03-21 |
2023-03-24 |
| 409 |
|
Wong Ka Shun (SFC:BTM770) |
+Rep |
2023-03-29 |
|
| 410 |
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED |
Conroy Edward (SFC:BTO739) |
-Rep |
2023-03-23 |
2023-03-31 |
| 411 |
|
Corona Giuseppe |
-Rep |
2023-03-15 |
2023-03-20 |
| 412 |
|
Davey Alexander Rupert Gabriel |
+Rep |
2023-03-27 |
|
| 413 |
|
Fox Glenn Michael (SFC:BIZ968) |
-Rep |
2023-03-20 |
2023-03-24 |
| 414 |
|
Li Charles Sai Yiu |
-Rep |
2022-09-23 |
2023-03-20 |
| 415 |
|
|
+RO |
2023-03-20 |
|
| 416 |
|
McClurg Scott (SFC:BTO338) |
-Rep |
2023-03-21 |
2023-03-24 |
| 417 |
|
Wong Ka Shun (SFC:BTM770) |
+Rep |
2023-03-29 |
|
| 418 |
HSBC SECURITIES BROKERS (ASIA) LIMITED |
Chan Justin Siu Chung |
-RO |
2017-11-17 |
2023-03-31 |
| 419 |
|
Cheung Adrian Kwok Kuen |
+Rep |
2023-03-24 |
|
| 420 |
|
Goepel John Joseph |
+Rep |
2023-03-24 |
|
| 421 |
|
Ku Peter Chun Chung |
+Rep |
2023-03-24 |
|
| 422 |
Huaan Securities (Hong Kong) Futures Limited |
Long Yu (SFC:BTJ391) |
+Rep |
2023-03-24 |
|
| 423 |
Huajin Corporate Finance (International) Limited |
Chan Kit Ying (SFC:ARE706) |
-RO |
2022-09-21 |
2023-03-29 |
| 424 |
|
|
+Rep |
2023-03-29 |
|
| 425 |
HUAJIN SECURITIES (INTERNATIONAL) LIMITED |
|
-RO |
2022-09-21 |
2023-03-29 |
| 426 |
|
|
+Rep |
2023-03-29 |
|
| 427 |
Huarong International Capital Limited (HK) |
Lu Xinzheng |
+RO |
2023-03-27 |
|
| 428 |
|
Zhou Xingxin |
-RO |
2017-05-09 |
2023-03-20 |
| 429 |
Huarong International Securities Limited |
|
-RO |
2019-03-15 |
2023-03-20 |
| 430 |
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED |
Lu Cheng (SFC:BKE555) |
-Rep |
2017-07-31 |
2023-03-31 |
| 431 |
|
Woo Marcus Kin Ming |
-Rep |
2022-11-21 |
2023-03-24 |
| 432 |
|
|
+RO |
2023-03-24 |
|
| 433 |
|
Xia Lulu |
+Rep |
2023-03-28 |
|
| 434 |
|
Zhang Dan (SFC:BEJ876) |
-RO |
2018-12-04 |
2023-03-29 |
| 435 |
Huayu Securities Limited |
Xing Li (SFC:BMX389) |
-RO |
2021-09-09 |
2023-03-24 |
| 436 |
Huntersay Asset Management Limited |
O Zac |
-RO |
2019-01-29 |
2023-03-28 |
| 437 |
|
|
+Rep |
2023-03-28 |
|
| 438 |
ICBC INTERNATIONAL CAPITAL LIMITED |
Feng Chenmeizi |
+Rep |
2023-03-31 |
|
| 439 |
|
Wang Ao |
+Rep |
2023-03-23 |
|
| 440 |
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED |
Zhong Liang (SFC:BRH644) |
-Rep |
2021-06-10 |
2023-03-22 |
| 441 |
|
|
+RO |
2023-03-22 |
|
| 442 |
ICBC INTERNATIONAL SECURITIES LIMITED |
Feng Chenmeizi |
+Rep |
2023-03-31 |
|
| 443 |
|
Wang Ao |
+Rep |
2023-03-23 |
|
| 444 |
IFM Investors (HK) Limited |
Teh Wei-Sun |
-Rep |
2023-03-15 |
2023-03-27 |
| 445 |
|
|
+RO |
2023-03-27 |
|
| 446 |
Infinitus Partners Asset Management Limited |
Siu Wing Shan (SFC:BOO723) |
-Rep |
2020-01-03 |
2023-03-28 |
| 447 |
|
|
+RO |
2023-03-28 |
|
| 448 |
INNOVAX SECURITIES LIMITED |
Jiang Zeng |
+Rep |
2023-03-31 |
|
| 449 |
Interactive Brokers Hong Kong Limited |
Lam Chun Wai (SFC:BTO956) |
+Rep |
2023-03-29 |
|
| 450 |
INVESCO HONG KONG LIMITED |
Chan Siu Ki Calvin |
+Rep |
2023-03-24 |
|
| 451 |
|
Lung Mandy Man Yin |
-Rep |
2012-10-17 |
2023-03-21 |
| 452 |
|
Triggiani Paul Leonard |
-Rep |
2023-03-20 |
2023-03-22 |
| 453 |
|
Yuen Ka Cheong |
+Rep |
2023-03-21 |
|
| 454 |
IXIOS ASSET MANAGEMENT LIMITED |
Zhang Rouault Nan |
-RO |
2022-07-27 |
2023-03-31 |
| 455 |
Jane Street Asia Pacific Limited |
Chan King San |
+Rep |
2023-03-24 |
|
| 456 |
|
Finn Christopher Michael (SFC:BSY897) |
+Rep |
2023-03-24 |
|
| 457 |
|
Govindaiah Likith |
+Rep |
2023-03-24 |
|
| 458 |
|
Kooperberg Anna Lin |
+Rep |
2023-03-31 |
|
| 459 |
|
Metcalf Leif Naoki Sakamoto |
+Rep |
2023-03-31 |
|
| 460 |
|
Zhao Michael Ziyu |
+Rep |
2023-03-31 |
|
| 461 |
JANE STREET HONG KONG LIMITED |
Chan King San |
+Rep |
2023-03-24 |
|
| 462 |
|
Kooperberg Anna Lin |
+Rep |
2023-03-31 |
|
| 463 |
|
Metcalf Leif Naoki Sakamoto |
+Rep |
2023-03-31 |
|
| 464 |
|
Zhao Michael Ziyu |
+Rep |
2023-03-31 |
|
| 465 |
Jefferies Hong Kong Limited |
Chiu Shui Kei |
-Rep |
2017-08-24 |
2023-03-30 |
| 466 |
|
Darby Sean |
-RO |
2011-12-08 |
2023-03-23 |
| 467 |
|
|
+Rep |
2023-03-23 |
|
| 468 |
|
Pei Jingjue |
+Rep |
2023-03-20 |
|
| 469 |
Jin Sha Jiang Asset Management Limited |
Cheung Kai Pong |
+Rep |
2023-03-23 |
|
| 470 |
JT CAPITAL ASSET MANAGEMENT LIMITED |
Chan Vincent Sai Yee |
+Rep |
2023-03-22 |
|
| 471 |
Jupiter Asset Management (Asia Pacific) Limited |
Cheng Karen Hiu Mei |
-Rep |
2019-08-12 |
2023-03-30 |
| 472 |
|
|
+RO |
2023-03-30 |
|
| 473 |
Jupiter Asset Management (Hong Kong) Limited |
Murray Jonathan James (SFC:BTM873) |
-Rep |
2023-03-14 |
2023-03-19 |
| 474 |
KAISER FUTURES LIMITED |
Chan Winkins Wai Kit |
+Rep |
2023-03-22 |
|
| 475 |
KAISER SECURITIES LIMITED |
|
+Rep |
2023-03-22 |
|
| 476 |
KARL-THOMSON SECURITIES COMPANY LIMITED |
Grishin Ivan |
+Rep |
2023-03-21 |
|
| 477 |
KARST PEAK CAPITAL LIMITED |
de Silva Waradana Malitha Hashan |
-RO |
2022-04-12 |
2023-03-25 |
| 478 |
|
Leitzes Kim My Phuong |
+RO |
2023-03-23 |
|
| 479 |
KEYSTONE CAPITAL LIMITED (HK) |
Lew Cheuk Ning |
-Rep |
2021-03-03 |
2023-03-21 |
| 480 |
|
|
+RO |
2023-03-21 |
|
| 481 |
KEYWISE CAPITAL MANAGEMENT (HK) LIMITED |
Li Yiu Fai |
-RO |
2022-11-16 |
2023-03-31 |
| 482 |
|
Yu Jingna |
+Rep |
2023-03-20 |
|
| 483 |
KGI ASIA LIMITED |
Cheng Nga Man (SFC:BOS613) |
-Rep |
2022-11-29 |
2023-03-30 |
| 484 |
|
Choi Siu Yin |
+Rep |
2023-03-30 |
|
| 485 |
|
Ng Ka Yan (SFC:BQP735) |
-Rep |
2021-01-07 |
2023-03-24 |
| 486 |
|
Tsang Yu Shing |
+Rep |
2023-03-31 |
|
| 487 |
KINGKEY ASSET MANAGEMENT LIMITED |
Chan Lai Man (SFC:BRS194) |
+Rep |
2023-03-22 |
|
| 488 |
|
Chan Yim Hung |
+Rep |
2023-03-28 |
|
| 489 |
|
Cheng Wan Yi |
+Rep |
2023-03-22 |
|
| 490 |
|
Chong Ka Chik |
+Rep |
2023-03-28 |
|
| 491 |
|
Lui Mei Chi |
+Rep |
2023-03-22 |
|
| 492 |
KINGKEY SECURITIES GROUP LIMITED |
Chan Lai Man (SFC:BRS194) |
-Rep |
2021-10-07 |
2023-03-21 |
| 493 |
|
Chan Leanna Ying Yu |
-Rep |
2021-10-19 |
2023-03-27 |
| 494 |
|
Chan Yim Hung |
-Rep |
2018-06-29 |
2023-03-27 |
| 495 |
|
Cheng Wan Yi |
-Rep |
2021-12-21 |
2023-03-21 |
| 496 |
|
Chong Ka Chik |
-Rep |
2020-09-16 |
2023-03-27 |
| 497 |
|
Hau Chun Kei |
-Rep |
2021-02-01 |
2023-03-27 |
| 498 |
|
Law Darrell King Yung |
-Rep |
2022-02-14 |
2023-03-27 |
| 499 |
|
Lui Mei Chi |
-Rep |
2018-04-25 |
2023-03-21 |
| 500 |
|
Song Zhiwen |
-Rep |
2019-07-08 |
2023-03-28 |
| 501 |
KINGSWAY CAPITAL LIMITED |
Chan Hoi Lam (SFC:BRU853) |
-Rep |
2021-10-20 |
2023-03-23 |
| 502 |
|
Wong Chak Sang |
-RO |
2020-06-17 |
2023-03-23 |
| 503 |
KINGSWAY FINANCIAL SERVICES GROUP LIMITED |
Chan Hoi Lam (SFC:BRU853) |
-Rep |
2021-10-20 |
2023-03-23 |
| 504 |
|
Wong Chak Sang |
-Rep |
2020-04-09 |
2023-03-23 |
| 505 |
KOREA INVESTMENT & SECURITIES ASIA LIMITED |
Cheung Yee Ching (SFC:AYP118) |
+Rep |
2023-03-30 |
|
| 506 |
|
Kim Myoungjoo |
-Rep |
2023-03-23 |
2023-03-24 |
| 507 |
KWONG FAT HONG (SECURITIES) LIMITED |
Chan Chiu Yin (SFC:ACY057) |
-Rep |
|
2023-04-01 |
| 508 |
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED |
Bunel Eleonore Alice |
-Rep |
2023-03-24 |
2023-03-28 |
| 509 |
|
Shiran Oren |
-Rep |
2023-03-17 |
2023-03-22 |
| 510 |
|
Tang Stefan Thanh-Dung |
-Rep |
2023-03-17 |
2023-03-22 |
| 511 |
Lego Asset Management Limited |
Kao Lap Shing (SFC:BDU474) |
+Rep |
2023-03-20 |
|
| 512 |
Lego Corporate Finance Limited |
Hung Chiu Fai |
-Rep |
2016-02-23 |
2023-03-29 |
| 513 |
|
|
+RO |
2023-03-29 |
|
| 514 |
Lego Securities Limited |
Kao Lap Shing (SFC:BDU474) |
+Rep |
2023-03-20 |
|
| 515 |
LEI SHING HONG SECURITIES LIMITED |
Shum Kwok Hung |
-Rep |
2014-12-22 |
2023-04-01 |
| 516 |
LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED |
Knox John Douglas Stebbing |
-RO |
2003-06-06 |
2023-03-31 |
| 517 |
|
Li Sze Wan |
+Rep |
2023-03-23 |
|
| 518 |
|
Silsby Myles Montgomery |
+Rep |
2023-03-20 |
|
| 519 |
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED |
Li Ying Kin (SFC:AJN366) |
-Rep |
2022-09-07 |
2023-03-30 |
| 520 |
Link Asset Management Limited (HK) |
Wong Tai Lun Kenneth |
-Rep |
2023-01-03 |
2023-03-24 |
| 521 |
Lion Asset Management Limited (HK) |
Qu Lijie |
+Rep |
2023-03-30 |
|
| 522 |
LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED |
Tso Sing Yip |
-RO |
2022-12-09 |
2023-03-19 |
| 523 |
Lucion International Asset Management Limited |
Gao Shuqi |
-RO |
2022-11-25 |
2023-03-25 |
| 524 |
|
Li Zhe (SFC:AXS556) |
-Rep |
2023-02-16 |
2023-03-27 |
| 525 |
|
|
+RO |
2023-03-27 |
|
| 526 |
|
Tam William Chi Kwong |
+Rep |
2023-03-20 |
|
| 527 |
LUK FOOK SECURITIES (HK) LIMITED |
Lau Chi Keung (SFC:AGN131) |
+Rep |
2023-03-30 |
|
| 528 |
M&F Asset Management Limited |
Ho Kin Bor |
+Rep |
2023-03-20 |
|
| 529 |
Manulife Investment Management (Hong Kong) Limited |
Cheng Ying (SFC:BTO744) |
+Rep |
2023-03-22 |
|
| 530 |
|
Cheung Wing Kuen (SFC:BCO021) |
-Rep |
2022-04-14 |
2023-04-01 |
| 531 |
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED |
Choi Heung Shing Frederick |
-Rep |
2015-03-04 |
2023-04-02 |
| 532 |
Maxcess Capital Limited |
Chow Gigi Tak Chi |
+Rep |
2023-03-20 |
|
| 533 |
MC Financial Services Limited (HK) |
Cheung Chung Ho Damon |
-Rep |
2022-09-07 |
2023-03-20 |
| 534 |
MCM Asia Limited |
Rose Daniel John (SFC:AYA429) |
+Rep |
2023-03-30 |
|
| 535 |
MCM INVESTMENT PARTNERS LIMITED |
Kiang Agnes Sik Fei |
-Rep |
2022-07-22 |
2023-03-21 |
| 536 |
|
|
+RO |
2023-03-21 |
|
| 537 |
|
Rose Daniel John (SFC:AYA429) |
+Rep |
2023-03-30 |
|
| 538 |
Meraki Global Advisors (HK) Limited |
Kelt Simon Edward Albert |
+Rep |
2023-03-30 |
|
| 539 |
Merger China Group Capital (Hong Kong) Co., Limited |
Qi Kezhan |
+RO |
2023-03-29 |
|
| 540 |
|
Sun Zhan |
+RO |
2023-03-29 |
|
| 541 |
Merrill Lynch (Asia Pacific) Limited |
Hotta Kenjin Tom |
-Rep |
2023-03-17 |
2023-03-23 |
| 542 |
|
Lee Joon Ho (SFC:ATX670) |
-Rep |
2023-03-17 |
2023-03-24 |
| 543 |
|
Nair Girish Ravindran |
-Rep |
2023-03-17 |
2023-03-23 |
| 544 |
|
Preuber Ralf Alexander |
-Rep |
2023-03-17 |
2023-03-20 |
| 545 |
|
Tupper Nigel Robert |
-Rep |
2023-03-17 |
2023-03-23 |
| 546 |
|
Wallace Ashley Dorothy (SFC:BFJ978) |
-Rep |
2023-03-27 |
2023-03-29 |
| 547 |
Merrill Lynch Far East Limited |
Chow Wing Yiu |
-Rep |
2014-07-28 |
2023-03-31 |
| 548 |
MESSIS CAPITAL LIMITED |
Leung Michael Chai On |
+RO |
2023-03-31 |
|
| 549 |
Meta Futures Limited |
Leung Tik Wai |
-Rep |
2022-12-30 |
2023-03-31 |
| 550 |
|
|
+RO |
2023-03-31 |
|
| 551 |
MFEX Hong Kong Limited |
Ahlers Steffen (SFC:BPE977) |
-RO |
2020-06-05 |
2023-03-29 |
| 552 |
MIB FUTURES (HONG KONG) LIMITED |
Mak Frankie Chun Fai |
-Rep |
2018-09-17 |
2023-03-27 |
| 553 |
MIB SECURITIES (HONG KONG) LIMITED |
|
-Rep |
2018-09-17 |
2023-03-27 |
| 554 |
|
Wong Chun Fai (SFC:BSI145) |
-Rep |
2022-04-11 |
2023-03-31 |
| 555 |
MIDLAND WEALTH MANAGEMENT LIMITED |
Ko Wai Hang |
-Rep |
2022-07-26 |
2023-03-23 |
| 556 |
Mingshi Investment Management Limited |
Yuan Yu (SFC:BRG723) |
+RO |
2023-03-29 |
|
| 557 |
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED |
Lee Wing Kit (SFC:BKD948) |
-Rep |
2021-08-06 |
2023-03-30 |
| 558 |
MIZUHO SECURITIES ASIA LIMITED |
Tomii Takayuki |
+Rep |
2023-03-28 |
|
| 559 |
|
Wong Chun Ho (SFC:BTO714) |
+Rep |
2023-03-20 |
|
| 560 |
MONEY CONCEPTS (ASIA) HOLDINGS LIMITED |
Tang Siu Ning |
-RO |
2022-05-13 |
2023-03-23 |
| 561 |
MONEY CONCEPTS ASSET MANAGEMENT LIMITED |
|
-RO |
2022-05-13 |
2023-03-23 |
| 562 |
Mont Avenir Capital Limited |
Yiu Benjamin Chung Him |
-RO |
2021-11-08 |
2023-03-31 |
| 563 |
Moody's Investors Service Hong Kong Limited |
Huang Zixuan (SFC:BSE523) |
-Rep |
2022-02-22 |
2023-03-22 |
| 564 |
Moonfare Asia Limited |
Chan Kenneth Kin Wing |
-Rep |
2020-03-05 |
2023-03-30 |
| 565 |
|
|
+RO |
2023-03-30 |
|
| 566 |
Morgan Stanley Asia Limited |
Cai Gelin |
-Rep |
2018-11-12 |
2023-03-21 |
| 567 |
|
Church Timothy Patrick |
-Rep |
2023-03-24 |
2023-03-31 |
| 568 |
|
Deng Quan |
+Rep |
2023-03-22 |
|
| 569 |
|
Gao Lin (SFC:BTP029) |
+Rep |
2023-03-22 |
|
| 570 |
|
Gilliam Samuel Lewis |
-Rep |
2023-03-30 |
2023-03-31 |
| 571 |
|
Haverfield Lachlan de Jong |
-Rep |
2023-03-10 |
2023-03-24 |
| 572 |
|
Hino Keisuke |
-Rep |
2023-03-27 |
2023-03-31 |
| 573 |
|
Hui Yi Kai |
-Rep |
2022-06-08 |
2023-03-27 |
| 574 |
|
Kim Sang Yeon (SFC:BTP003) |
+Rep |
2023-03-28 |
|
| 575 |
|
Kishibuchi Yuwa |
-Rep |
2023-03-27 |
2023-03-31 |
| 576 |
|
Leroy Pierre Jean-Marie Michel |
+Rep |
2023-03-27 |
|
| 577 |
|
Neoh Shu Jiun |
-Rep |
2023-03-17 |
2023-03-22 |
| 578 |
|
Read Christopher James (SFC:BOS255) |
-Rep |
2023-03-20 |
2023-03-27 |
| 579 |
|
Robertson Mark Elliot |
-Rep |
2023-03-20 |
2023-03-27 |
| 580 |
|
Sawada Shogo |
-Rep |
2023-03-20 |
2023-03-27 |
| 581 |
|
Shieh Ming-Yung |
-Rep |
2023-03-10 |
2023-03-20 |
| 582 |
|
Zheng Sicong |
+Rep |
2023-03-22 |
|
| 583 |
Morgan Stanley Hong Kong Securities Limited |
Haverfield Lachlan de Jong |
-Rep |
2023-03-10 |
2023-03-24 |
| 584 |
|
Hino Keisuke |
-Rep |
2023-03-27 |
2023-03-31 |
| 585 |
|
Kishibuchi Yuwa |
-Rep |
2023-03-27 |
2023-03-31 |
| 586 |
|
Leroy Pierre Jean-Marie Michel |
+Rep |
2023-03-27 |
|
| 587 |
|
Sawada Shogo |
-Rep |
2023-03-20 |
2023-03-27 |
| 588 |
MORGANS (HONG KONG) LIMITED |
Lane Graeme John |
+RO |
2023-03-21 |
|
| 589 |
|
Michael Benjamin Ross Wallington |
+RO |
2023-03-21 |
|
| 590 |
MUFG Securities Asia Limited |
Wang Zhuoer |
+Rep |
2023-03-28 |
|
| 591 |
|
Yamamoto Naoki |
-Rep |
2023-03-10 |
2023-03-20 |
| 592 |
NATIXIS ASIA LIMITED |
Plagnard Samuel Guy Francois |
-Rep |
2012-07-20 |
2023-03-31 |
| 593 |
|
Ting Marlyn Chua |
-Rep |
2021-10-19 |
2023-03-31 |
| 594 |
Nerico Brothers Limited (HK) |
Mok Wing Hon (SFC:AGD652) |
-RO |
2008-05-27 |
2023-03-29 |
| 595 |
New China Asset Management (Hong Kong) Limited |
Wang Yi (SFC:BKX008) |
-Rep |
2017-11-10 |
2023-03-31 |
| 596 |
NEW REGION SECURITIES COMPANY LIMITED |
Chu Kwok On |
+Rep |
2023-03-20 |
|
| 597 |
Ninety One Hong Kong Limited |
Baker Graeme Robert (SFC:BQW440) |
-Rep |
2023-03-17 |
2023-03-24 |
| 598 |
|
Cappetta John William |
-Rep |
2023-03-17 |
2023-03-24 |
| 599 |
|
Cunningham Iain Stewart |
-Rep |
2023-03-17 |
2023-03-24 |
| 600 |
|
Leung Wai Ting Amy |
-Rep |
2019-07-26 |
2023-04-01 |
| 601 |
NOAH HOLDINGS (HONG KONG) LIMITED |
Dong Shiying |
+Rep |
2023-03-24 |
|
| 602 |
Nomura Asset Management Hong Kong Limited |
Shao Shuai (SFC:BDY279) |
+Rep |
2023-03-23 |
|
| 603 |
NOMURA INTERNATIONAL (HONG KONG) LIMITED |
Jain Ajay |
-Rep |
2017-06-05 |
2023-03-20 |
| 604 |
|
|
+RO |
2023-03-20 |
|
| 605 |
|
Kang Jun Seok |
+Rep |
2023-03-20 |
|
| 606 |
|
Khanna Hemang Naval |
+Rep |
2023-03-20 |
|
| 607 |
|
Lam Florence Wing Yee |
+Rep |
2023-03-29 |
|
| 608 |
|
Mallampati Pramodini |
+Rep |
2023-03-20 |
|
| 609 |
|
Zini Enrico |
-Rep |
2023-03-17 |
2023-03-24 |
| 610 |
Northern Trust Company of Hong Kong Limited (The) |
Fox Seamus (SFC:BSX071) |
-Rep |
2022-09-05 |
2023-03-27 |
| 611 |
Nuveen Hong Kong Limited |
Baik Kyungwon |
-Rep |
2021-02-05 |
2023-03-31 |
| 612 |
Oasis Management (Hong Kong) |
Miyazaki-Ross James Masami |
+Rep |
2023-03-31 |
|
| 613 |
OIL ASSETS INTERNATIONAL LIMITED |
Chan Chi Yiu |
-Rep |
2017-10-04 |
2023-03-31 |
| 614 |
One Heritage Capital Management Limited |
Lee Ming Han |
+Rep |
2023-03-27 |
|
| 615 |
OnePlatform Asset Management Limited |
Cheung Chui Yuk |
-Rep |
2013-12-04 |
2023-03-20 |
| 616 |
|
Ip Hon Man (SFC:BIZ918) |
+Rep |
2023-03-24 |
|
| 617 |
|
Leung Shun Ling |
-Rep |
2015-02-11 |
2023-03-19 |
| 618 |
|
Wang Yingle |
-Rep |
2019-09-17 |
2023-03-22 |
| 619 |
OP INVESTMENT MANAGEMENT LIMITED |
Fu Jia (SFC:BCX902) |
+Rep |
2023-03-22 |
|
| 620 |
|
Pan Xinglai |
+Rep |
2023-03-22 |
|
| 621 |
|
Zhang Jingting |
-Rep |
2022-01-03 |
2023-04-01 |
| 622 |
Optima Capital Limited |
Lin Min (SFC:BJB497) |
+Rep |
2023-03-23 |
|
| 623 |
Opus Capital Limited (HK) |
Guo Xiuyuan |
+Rep |
2023-03-31 |
|
| 624 |
Opus Securities Limited |
|
+Rep |
2023-03-31 |
|
| 625 |
Oreana Financial Services Limited |
Woodward Nicholas Mark |
-Rep |
2017-12-07 |
2023-03-21 |
| 626 |
ORIENS ASSET MANAGEMENT LIMITED |
Ng Norman Tang Fai |
-RO |
2022-04-07 |
2023-03-31 |
| 627 |
ORIENT SECURITIES LIMITED |
Chiang Venant (SFC:AIB743) |
+Rep |
2023-03-27 |
|
| 628 |
orientiert International Markets Limited |
Lim Kin Heng |
+RO |
2023-03-24 |
|
| 629 |
orientiert XYZ Securities Limited |
|
+RO |
2023-03-24 |
|
| 630 |
Original Asset Management Limited |
Cheng Adian Yat Ming |
-Rep |
2022-02-04 |
2023-03-31 |
| 631 |
|
To Chak Shun |
-Rep |
2022-09-27 |
2023-03-31 |
| 632 |
Original Group Securities Limited |
Cheng Adian Yat Ming |
-Rep |
2021-09-17 |
2023-03-31 |
| 633 |
|
To Chak Shun |
-Rep |
2022-07-21 |
2023-03-31 |
| 634 |
PACIFIC FOUNDATION SECURITIES LIMITED |
Fung Kin Chung (SFC:ANT597) |
-Rep |
2023-02-09 |
2023-03-30 |
| 635 |
|
|
+RO |
2023-03-30 |
|
| 636 |
Pan Asia Asset Management Company Limited |
Chang Vivian Hoi Yan |
+RO |
2023-03-21 |
|
| 637 |
|
Tsui Wing Wun |
+RO |
2023-03-21 |
|
| 638 |
PEAK CLOUD LIMITED |
Ng Yiu Man (SFC:AGJ090) |
-RO |
2019-12-05 |
2023-03-31 |
| 639 |
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED |
Poon Man Kit (SFC:BDY012) |
-Rep |
2015-07-24 |
2023-03-24 |
| 640 |
PHILLIP COMMODITIES (H.K.) LIMITED |
Chau Lee |
-Rep |
2006-11-28 |
2023-03-24 |
| 641 |
|
Cheng Lok Hei |
-Rep |
2021-04-27 |
2023-03-24 |
| 642 |
|
Leung Yuen Wah |
-Rep |
|
2023-03-22 |
| 643 |
|
Poon Man Kit (SFC:BDY012) |
-Rep |
2014-08-07 |
2023-03-24 |
| 644 |
|
Tsang Lik Him |
-Rep |
2019-12-23 |
2023-03-22 |
| 645 |
PHILLIP SECURITIES (HONG KONG) LIMITED |
Chau Lee |
-Rep |
2006-11-28 |
2023-03-24 |
| 646 |
|
Cheng Lok Hei |
-Rep |
2021-04-27 |
2023-03-24 |
| 647 |
|
Leung Yuen Wah |
-Rep |
|
2023-03-22 |
| 648 |
|
Poon Man Kit (SFC:BDY012) |
-Rep |
2014-08-07 |
2023-03-24 |
| 649 |
|
Tsang Lik Him |
-Rep |
2019-12-23 |
2023-03-22 |
| 650 |
PICKERS CAPITAL MANAGEMENT LIMITED |
Hui Wah Keung |
-Rep |
2022-01-28 |
2023-03-31 |
| 651 |
Pictet Asset Management (Hong Kong) Limited |
Bastianpillai Anjali |
-Rep |
2023-03-24 |
2023-03-29 |
| 652 |
PINERION ASSET MANAGEMENT LIMITED |
Wu Jonathan Sheung Kai |
+Rep |
2023-03-30 |
|
| 653 |
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Fan Zhuoyi |
+Rep |
2023-03-22 |
|
| 654 |
|
Li Chen (SFC:BIF179) |
-Rep |
2021-01-21 |
2023-03-31 |
| 655 |
|
Ng Manhoe |
-Rep |
2020-12-14 |
2023-03-31 |
| 656 |
|
Zou Bin (SFC:BBA101) |
-Rep |
2021-01-20 |
2023-03-21 |
| 657 |
Ping An of China Capital (Hong Kong) Company Limited |
Wang Haobin |
+Rep |
2023-03-28 |
|
| 658 |
|
Weng Jinheng |
+Rep |
2023-03-21 |
|
| 659 |
PIONEER ASSET MANAGEMENT LIMITED |
Chang Chung Yu |
+Rep |
2023-03-29 |
|
| 660 |
Pixiu Asset Management Limited |
Chan Johnny Chun Lin |
+Rep |
2023-03-30 |
|
| 661 |
Planetree Discount Lending Limited |
Leung Chun Bong (SFC:AEK319) |
-RO |
2022-01-28 |
2023-03-31 |
| 662 |
Planetree Futures Limited |
Lam Kate Hiu Ha |
-Rep |
2023-02-01 |
2023-03-22 |
| 663 |
|
|
+RO |
2023-03-22 |
|
| 664 |
|
Leung Chun Bong (SFC:AEK319) |
-RO |
2022-01-28 |
2023-03-31 |
| 665 |
Planetree Securities Limited |
Lam Kate Hiu Ha |
-Rep |
2023-02-01 |
2023-03-22 |
| 666 |
|
|
+RO |
2023-03-22 |
|
| 667 |
|
Leung Chun Bong (SFC:AEK319) |
-RO |
2022-01-28 |
2023-03-31 |
| 668 |
Point72 Hong Kong Limited |
Ma Xiaoqi |
-Rep |
2021-07-09 |
2023-03-24 |
| 669 |
|
Xing Tianyou |
-Rep |
2020-05-21 |
2023-03-31 |
| 670 |
Polymer Capital Management (HK) Limited |
Han Chengwei |
+Rep |
2023-03-23 |
|
| 671 |
|
Jim Chi Tsun |
+Rep |
2023-03-21 |
|
| 672 |
|
Tsien Hanlin |
+Rep |
2023-03-28 |
|
| 673 |
PRESIDENT SECURITIES (HONG KONG) LIMITED |
Chiu Hsing-Kuo |
-Rep |
2007-07-19 |
2023-03-31 |
| 674 |
Primas Asset Management Limited |
Lu Yiwei (SFC:BTN234) |
+Rep |
2023-03-20 |
|
| 675 |
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED |
Ho Siu Tung (SFC:BTM315) |
+Rep |
2023-03-24 |
|
| 676 |
|
Zhu Jiaying |
+Rep |
2023-03-24 |
|
| 677 |
Principal Investment & Retirement Services Limited |
Li Yau Tak |
+Rep |
2023-03-27 |
|
| 678 |
|
Ng Wai San Sam |
+Rep |
2023-03-21 |
|
| 679 |
|
Wong Wai Ying (SFC:BTO680) |
+Rep |
2023-03-29 |
|
| 680 |
Privium Fund Management (HK) Limited |
Chi Wenjun |
+Rep |
2023-03-28 |
|
| 681 |
PWH Capital Limited |
Lau Chun Yu (SFC:ANK121) |
-Rep |
2023-02-15 |
2023-03-20 |
| 682 |
|
|
+RO |
2023-03-20 |
|
| 683 |
PYXIS WEALTH ADVISORS LIMITED |
Leung Kong Ying |
+Rep |
2023-03-31 |
|
| 684 |
|
Wong Siu San (SFC:BSG636) |
-Rep |
2022-04-28 |
2023-03-24 |
| 685 |
RaffAello Capital Limited |
Au Chi Yung |
+Rep |
2023-03-23 |
|
| 686 |
Raffles Assets Management (HK) Co. Limited |
Yang Pei Jung |
+Rep |
2023-03-21 |
|
| 687 |
Realord Asia Pacific Asset Management Limited |
Wong Ka Hei (SFC:BOR944) |
-Rep |
2022-06-23 |
2023-03-28 |
| 688 |
Redbridge Capital Management Limited |
Sze Chiu Kwan |
-Rep |
2023-02-01 |
2023-03-22 |
| 689 |
|
|
+RO |
2023-03-22 |
|
| 690 |
Rifa Securities Limited |
Tam Yuet Fung |
-Rep |
2020-11-18 |
2023-03-31 |
| 691 |
Right Time Asset Management Company Limited |
Zhou Xiaoyin (SFC:ALK243) |
+Rep |
2023-03-24 |
|
| 692 |
Rothschild & Co Hong Kong Limited |
Gregor Calum Iain |
+Rep |
2023-03-21 |
|
| 693 |
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED |
Lau On Hong |
-RO |
2022-11-02 |
2023-03-23 |
| 694 |
RUIFENG SECURITIES LIMITED |
Wang Chenxin |
+Rep |
2023-03-29 |
|
| 695 |
RuiLian Financial Group Company Limited |
Ji Yewei |
+Rep |
2023-03-21 |
|
| 696 |
|
Zheng Zhiwei |
+Rep |
2023-03-22 |
|
| 697 |
S&P Global Ratings Hong Kong Limited |
Guo Chen |
+Rep |
2023-03-30 |
|
| 698 |
Samsung Asset Management (Hong Kong) Limited |
Jain Amit Kumar (SFC:BAY079) |
-Rep |
2013-02-28 |
2023-03-31 |
| 699 |
Sanford C. Bernstein (Hong Kong) Limited |
Gundlapalle Pranav Dheeraj |
-Rep |
2023-03-27 |
2023-03-31 |
| 700 |
|
Zhang Hengliang |
+Rep |
2023-03-20 |
|
| 701 |
SC Lowy Financial (HK) Limited |
Chen Jianlan |
-Rep |
2021-07-28 |
2023-03-28 |
| 702 |
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED |
MacLennan Scott Keith |
-Rep |
2023-03-20 |
2023-03-23 |
| 703 |
|
Yang Steven |
-Rep |
2023-03-29 |
2023-03-30 |
| 704 |
Seazen Resources Asset Management Limited |
Lin Xiaoli (SFC:ATR336) |
+Rep |
2023-03-27 |
|
| 705 |
Seazen Resources Securities Limited |
|
+Rep |
2023-03-27 |
|
| 706 |
SG SECURITIES (HK) LIMITED |
Chan Ho Yin (SFC:BTP068) |
+Rep |
2023-03-20 |
|
| 707 |
|
Yang Lujia (SFC:BTP589) |
+Rep |
2023-03-28 |
|
| 708 |
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED |
Koay Yi Chuan |
-Rep |
2018-12-11 |
2023-04-01 |
| 709 |
|
Yau Gary Shu Cheung |
+RO |
2023-03-28 |
|
| 710 |
Shinhan Asset Management (Hong Kong) Limited |
Cheng Meng |
-Rep |
2022-08-03 |
2023-03-31 |
| 711 |
|
Huang Wei (SFC:BJI641) |
-RO |
2022-06-27 |
2023-03-31 |
| 712 |
|
Park Ohhwan |
-RO |
2016-09-19 |
2023-03-31 |
| 713 |
SHUN LOONG SECURITIES COMPANY LIMITED |
Macalpin Kenneth Allan Connolly |
-Rep |
2022-03-28 |
2023-03-20 |
| 714 |
SIGMA MANAGEMENT LTD |
Xu Qiulu |
+Rep |
2023-03-28 |
|
| 715 |
Silk Road International Capital Limited |
Chau Ka Wing |
-RO |
2022-11-03 |
2023-03-23 |
| 716 |
SilkyWater Asset Management Limited |
Liu Fei (SFC:BTF343) |
+Rep |
2023-03-21 |
|
| 717 |
SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED |
Yeung Shuk Mei |
-Rep |
2021-09-29 |
2023-03-24 |
| 718 |
Sino Suisse Capital (Hong Kong) Limited |
Lee Lawrence Liang Wei |
+Rep |
2023-03-22 |
|
| 719 |
Sino-Ocean Investment Management Limited |
Chan Ho Ming Nelson |
+Rep |
2023-03-21 |
|
| 720 |
SINOMAX SECURITIES LIMITED |
Hui Chun Ho (SFC:BTH954) |
+Rep |
2023-03-29 |
|
| 721 |
SINOPAC SECURITIES (ASIA) LIMITED |
Fu Joanna Yuen Chun |
-Rep |
2017-02-13 |
2023-03-31 |
| 722 |
|
Lee Hui-Chu |
-Rep |
2017-02-13 |
2023-03-28 |
| 723 |
|
|
+RO |
2023-03-28 |
|
| 724 |
|
Lui Chung Ting |
+Rep |
2023-03-22 |
|
| 725 |
Skydog Ventures Limited |
Chan Eric Yau Kit |
+RO |
2023-03-22 |
|
| 726 |
Soochow Securities International Brokerage Limited |
Kwan Chung Tsz |
-Rep |
2021-01-04 |
2023-03-20 |
| 727 |
Soochow Securities International Futures Limited |
|
-Rep |
2021-01-04 |
2023-03-20 |
| 728 |
South China Asset Management Limited |
Lai Yan Pui |
+RO |
2023-03-29 |
|
| 729 |
South China Investment Management Limited |
Cai Ming (SFC:BRO767) |
+Rep |
2023-03-24 |
|
| 730 |
SOUTH CHINA SECURITIES LIMITED |
|
+Rep |
2023-03-24 |
|
| 731 |
|
Cheng Joe Ching Yip |
+Rep |
2023-03-29 |
|
| 732 |
SPARX Asia Investment Advisors Limited |
Akiyama Fumihito |
-RO |
2019-08-26 |
2023-04-01 |
| 733 |
|
Lee Chun Ho (SFC:BDH280) |
-Rep |
2017-02-27 |
2023-04-01 |
| 734 |
SPDB International Investment Management Limited |
Chung Fu Wing |
+Rep |
2023-03-27 |
|
| 735 |
SPDB International Securities Limited |
Lu Xuefei |
-Rep |
2020-07-20 |
2023-03-29 |
| 736 |
Springs Capital (Hong Kong) Limited |
Tai Jeremy Hsilu |
+Rep |
2023-03-30 |
|
| 737 |
SPS COMMODITIES LIMITED |
Tang Kwai Ho |
-Rep |
|
2023-03-30 |
| 738 |
SPS SECURITIES LIMITED |
|
-Rep |
|
2023-03-30 |
| 739 |
Standard International Asset Management Limited |
Shang Quanxi |
-RO |
2023-02-21 |
2023-03-28 |
| 740 |
STASHAWAY HONG KONG LIMITED |
Yim Yat Long |
+Rep |
2023-03-29 |
|
| 741 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED |
Apted Bruce Raymond |
-Rep |
2023-03-20 |
2023-03-31 |
| 742 |
|
Zhang Qin (SFC:BAC373) |
+Rep |
2023-03-30 |
|
| 743 |
State Street Securities Hong Kong Limited |
Deboos William Spencer |
-Rep |
2023-02-01 |
2023-03-31 |
| 744 |
|
Gibson Julia Lauren (SFC:BPK837) |
-Rep |
2022-05-10 |
2023-03-27 |
| 745 |
|
|
+RO |
2023-03-27 |
|
| 746 |
|
Ng Edgar Chi Ngai |
-Rep |
2013-04-22 |
2023-03-20 |
| 747 |
Step Capital Management (HK) Limited |
Shen Yingbing |
-RO |
2018-09-06 |
2023-03-24 |
| 748 |
STOCKWELL SECURITIES LIMITED |
Luk Kwok On |
-Rep |
2022-07-01 |
2023-03-28 |
| 749 |
StoneX Financial (HK) Limited |
Hong Sang Jin |
+RO |
2023-03-24 |
|
| 750 |
StormHarbour Securities (Hong Kong) Limited |
Chan Vincent Chun Hung |
-Rep |
2022-03-15 |
2023-03-28 |
| 751 |
Substance Capital (HK) Limited |
Hsieh Cheng-Tang Matt |
-RO |
2020-05-12 |
2023-03-27 |
| 752 |
|
Lin Yi-Tsyr |
-RO |
2015-08-28 |
2023-03-27 |
| 753 |
Success Securities Limited |
Fong Tak Yee |
-RO |
2003-12-23 |
2023-03-31 |
| 754 |
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited |
Shimbo Kazuhisa |
-RO |
2020-07-29 |
2023-04-01 |
| 755 |
SUNHIGH FINANCIAL HOLDINGS LIMITED |
Chan Tsz Chun (SFC:AZK755) |
-Rep |
2022-05-20 |
2023-03-22 |
| 756 |
Sunny Fortune Capital Limited |
Zhang Man Ho |
-Rep |
2022-01-28 |
2023-03-20 |
| 757 |
Sunshine Asset Management (HK) Limited |
Chen Senlin |
+RO |
2023-03-31 |
|
| 758 |
|
Chow Joseph Wing Yan |
+RO |
2023-03-31 |
|
| 759 |
Surich Asset Management Limited |
Chan Hoi Chun (SFC:ARP732) |
-Rep |
2023-03-23 |
2023-03-29 |
| 760 |
|
|
+RO |
2023-03-29 |
|
| 761 |
|
Chong Howard Ho Wai |
+Rep |
2023-03-28 |
|
| 762 |
|
Mui Hok Hin (SFC:BDF758) |
-Rep |
2020-05-25 |
2023-03-27 |
| 763 |
SYB Capitals (HK) Limited |
Wong Chor Tung |
-RO |
2021-12-23 |
2023-03-27 |
| 764 |
Syfe Hong Kong Limited |
Cheung Hok Lun |
-Rep |
2022-06-06 |
2023-03-31 |
| 765 |
|
Lo Hiu Yeung |
+Rep |
2023-03-28 |
|
| 766 |
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED |
Cheng Yuwei |
+Rep |
2023-03-28 |
|
| 767 |
|
Si Jialu |
+Rep |
2023-03-22 |
|
| 768 |
TARGET CAPITAL MANAGEMENT LIMITED (HK) |
Yang Wenxuan |
-Rep |
2022-08-22 |
2023-03-31 |
| 769 |
TFI Securities and Futures Limited |
Ng Sin Yee Crystal |
-Rep |
2021-11-02 |
2023-03-30 |
| 770 |
Tiger Securities Asset Management Company Limited |
Pang Fong Ching |
-Rep |
2021-04-27 |
2023-03-24 |
| 771 |
Tiro Capital Limited |
Zhang Weikang (SFC:AYE253) |
-Rep |
2023-03-03 |
2023-03-24 |
| 772 |
|
|
+RO |
2023-03-24 |
|
| 773 |
Topaz Financial Group Limited |
Lee Eros Ho Lun |
+Rep |
2023-03-30 |
|
| 774 |
TOPPER DRAGON SECURITIES LIMITED |
Liu Lijia |
-RO |
2022-08-26 |
2023-03-31 |
| 775 |
Torq Capital Management (HK) Limited |
Xu Tianyi (SFC:AZB048) |
-Rep |
2020-09-21 |
2023-03-27 |
| 776 |
Trinity Corporate Finance Limited (VG) |
Wang Yayu |
-Rep |
2019-12-05 |
2023-03-24 |
| 777 |
|
|
+RO |
2023-03-24 |
|
| 778 |
TUNG TAI FUTURES LIMITED |
Shih Mei Ling |
+Rep |
2023-03-20 |
|
| 779 |
TUNG TAI SECURITIES COMPANY LIMITED |
Chan Yui Kong |
-Rep |
|
2023-03-26 |
| 780 |
|
Lee Kam Fong |
-Rep |
2013-11-29 |
2023-03-26 |
| 781 |
TVC MANAGEMENT LIMITED |
Kwok Steve Tang Hon |
-Rep |
2023-02-27 |
2023-03-30 |
| 782 |
|
|
+RO |
2023-03-30 |
|
| 783 |
Ubiquant Asset Management Co., Limited |
Zhou Jing (SFC:BTM060) |
+Rep |
2023-03-22 |
|
| 784 |
UBS Asset Management (Hong Kong) Limited |
Chan Cheuk Wing (SFC:BSU792) |
-Rep |
2022-07-27 |
2023-03-22 |
| 785 |
UBS SECURITIES ASIA LIMITED |
Cao Haifeng (SFC:BFU746) |
-Rep |
2023-03-17 |
2023-03-22 |
| 786 |
|
Chen Chen (SFC:BTN270) |
+Rep |
2023-03-31 |
|
| 787 |
|
Chen Hao (SFC:BTP295) |
-Rep |
2023-03-27 |
2023-03-29 |
| 788 |
|
Donald Luke Geoffrey |
-Rep |
2023-03-24 |
2023-03-31 |
| 789 |
|
Li Heqing (SFC:BTP037) |
+Rep |
2023-03-24 |
|
| 790 |
|
Luo Jiageng |
+Rep |
2023-03-24 |
|
| 791 |
|
Parker Keith Joseph |
-Rep |
2023-03-22 |
2023-03-25 |
| 792 |
|
Shastri Vallabh |
+Rep |
2023-03-27 |
|
| 793 |
|
Truelove Keith Alan |
-Rep |
2023-03-10 |
2023-03-22 |
| 794 |
|
Wang Jiawei (SFC:BTO953) |
-Rep |
2023-03-22 |
2023-03-25 |
| 795 |
|
Wang Jie (SFC:BPY134) |
-Rep |
2023-03-10 |
2023-03-19 |
| 796 |
|
Yuan Zhi Cheng |
+Rep |
2023-03-24 |
|
| 797 |
|
Zhong Tiantian |
+Rep |
2023-03-24 |
|
| 798 |
UBS SECURITIES HONG KONG LIMITED |
Li Minghao (SFC:BTO954) |
+Rep |
2023-03-22 |
|
| 799 |
|
Shastri Vallabh |
+Rep |
2023-03-27 |
|
| 800 |
|
Wang Jie (SFC:BPY134) |
-Rep |
2023-03-10 |
2023-03-19 |
| 801 |
|
Wong Siu Yu |
-Rep |
2022-09-22 |
2023-03-20 |
| 802 |
UNITE VENTURES LIMITED |
Parameswaran Dhileepan |
-RO |
2017-06-01 |
2023-03-27 |
| 803 |
|
Sharma Vineet Kulbandhu |
-RO |
2017-06-01 |
2023-03-27 |
| 804 |
Universal Unite Wealth Management Limited |
Lanoie Alexandre |
+RO |
2023-03-29 |
|
| 805 |
UOB KAY HIAN (HONG KONG) LIMITED |
Pang Andy Ka Fai |
-Rep |
2010-02-24 |
2023-03-31 |
| 806 |
|
Shi Shanni |
-Rep |
2021-08-26 |
2023-03-31 |
| 807 |
|
Wong Ka Ho (SFC:BLF594) |
+Rep |
2023-03-29 |
|
| 808 |
|
Wong Shuk Yan |
-Rep |
2020-09-25 |
2023-03-31 |
| 809 |
UOB KAY HIAN FUTURES (HONG KONG) LIMITED |
Pang Andy Ka Fai |
-Rep |
2010-02-24 |
2023-03-31 |
| 810 |
|
Shi Shanni |
-Rep |
2021-08-26 |
2023-03-31 |
| 811 |
|
Wong Shuk Yan |
-Rep |
2020-09-25 |
2023-03-31 |
| 812 |
UPBEST COMMODITIES COMPANY LIMITED |
Cheung Rickael Ming Tak |
-RO |
2021-04-07 |
2023-03-27 |
| 813 |
UPBEST SECURITIES COMPANY LIMITED |
|
-RO |
2021-04-07 |
2023-03-27 |
| 814 |
VALUABLE CAPITAL LIMITED |
Lao Zhitao |
-Rep |
2018-07-27 |
2023-03-30 |
| 815 |
VALUE PARTNERS HONG KONG LIMITED |
Tang Hin Yeung |
-Rep |
2016-08-30 |
2023-03-29 |
| 816 |
VALUE PARTNERS LIMITED |
|
-Rep |
2016-08-30 |
2023-03-29 |
| 817 |
Vanward International Securities Limited |
Chan Hung Ling |
-Rep |
2023-02-14 |
2023-03-22 |
| 818 |
|
|
+RO |
2023-03-22 |
|
| 819 |
VCA CAPITAL LIMITED |
Lee Danny Lap |
+RO |
2023-03-24 |
|
| 820 |
|
Yin Jia Lu |
+RO |
2023-03-24 |
|
| 821 |
Vesttoo Hong Kong Limited |
Wheeler James Matthew |
+RO |
2023-03-30 |
|
| 822 |
|
Yeung Anthony Yiu Bong |
+RO |
2023-03-30 |
|
| 823 |
VicAsset Advisors HK Limited |
de Mestre Christopher Etienne (SFC:BQT970) |
-RO |
2021-09-07 |
2023-03-21 |
| 824 |
VICTORY SECURITIES COMPANY LIMITED |
Bian Zhiwei |
+RO |
2023-03-21 |
|
| 825 |
VMI Securities Limited |
Cheng Lok Wai |
-Rep |
2023-02-21 |
2023-03-22 |
| 826 |
|
|
+RO |
2023-03-22 |
|
| 827 |
VMS Asset Management Limited |
Tutavac Marko |
-Rep |
2022-07-18 |
2023-03-31 |
| 828 |
VMS Securities Limited |
|
-Rep |
2022-07-18 |
2023-03-31 |
| 829 |
Walden Partners Capital Limited |
He Yunfan |
-RO |
2023-03-17 |
2023-03-21 |
| 830 |
Warburg Pincus (Hong Kong) Limited |
Ng Ellen Hoi Ying |
+RO |
2023-03-31 |
|
| 831 |
WEALTH ASSET MANAGEMENT LIMITED |
Chan Kwok Hay |
+RO |
2023-03-27 |
|
| 832 |
|
Kwok Wing Lun |
+RO |
2023-03-27 |
|
| 833 |
Wealth Link Securities Limited |
Li Shiyan (SFC:BKK506) |
+Rep |
2023-03-23 |
|
| 834 |
WEALTH SECURITIES LIMITED |
Chan Kwok Hay |
+RO |
2023-03-27 |
|
| 835 |
|
Kwok Wing Lun |
+RO |
2023-03-27 |
|
| 836 |
Wellington Management Hong Kong Limited (b2003-01-02) |
McCarthy Conor William |
-Rep |
2019-01-24 |
2023-03-31 |
| 837 |
Wells Fargo Securities Asia Limited |
Lee Donghun |
-Rep |
2022-08-02 |
2023-03-23 |
| 838 |
|
Luo Peng (SFC:AUJ707) |
-Rep |
2021-03-31 |
2023-03-22 |
| 839 |
Wells Global Asset Management Limited |
Li Cheuk Fai |
+Rep |
2023-03-21 |
|
| 840 |
Welwing Capital Group Limited |
Abittan Michael Elie |
+Rep |
2023-03-29 |
|
| 841 |
Willing Capital Management Limited |
Hui Tsz Chun (SFC:BNI600) |
-Rep |
2021-11-01 |
2023-03-31 |
| 842 |
WING FUNG FUTURES LIMITED |
Li Tak Mui |
-Rep |
2012-12-28 |
2023-03-24 |
| 843 |
WING FUNG SECURITIES LIMITED |
|
-Rep |
2012-12-28 |
2023-03-24 |
| 844 |
WINTECH SECURITIES LIMITED |
Lau Kwok Lam |
-RO |
2006-03-16 |
2023-03-31 |
| 845 |
|
Li Yirong (SFC:AFR159) |
-RO |
2007-09-18 |
2023-03-31 |
| 846 |
Wisdom Asset Management Limited (HK) |
Wang Yang (SFC:BDY017) |
-Rep |
2018-01-19 |
2023-03-31 |
| 847 |
|
Yang En-Hui |
+Rep |
2023-03-30 |
|
| 848 |
Wisdom Cosmic Hong Kong Limited |
Wang Tianyou |
-Rep |
2023-02-22 |
2023-03-30 |
| 849 |
WRise Wealth Management (Hong Kong) Limited |
Suen Kei Hau Vince |
+Rep |
2023-03-30 |
|
| 850 |
WYNDHAM CAPITAL MANAGEMENT LIMITED |
Lee Danny Lap |
-Rep |
2022-05-30 |
2023-03-23 |
| 851 |
Xen Capital (HK) Limited |
Hui Sai Fung |
-Rep |
2023-03-03 |
2023-03-30 |
| 852 |
|
|
+RO |
2023-03-30 |
|
| 853 |
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED |
Ma Zheng (SFC:BSC028) |
-Rep |
2022-01-07 |
2023-03-20 |
| 854 |
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED |
|
-Rep |
2022-01-07 |
2023-03-20 |
| 855 |
YICKO SECURITIES LIMITED |
Zhang Guangyan |
-Rep |
|
2023-03-30 |
| 856 |
YONG RONG (HK) ASSET MANAGEMENT LIMITED |
Liao Rui (SFC:BPE954) |
-Rep |
2019-12-04 |
2023-03-21 |
| 857 |
YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Yu Jing (SFC:BRV104) |
-Rep |
2021-11-22 |
2023-03-23 |
| 858 |
Yuan Tong Global Asset Management Limited |
Wong Yiu Man (SFC:ADA634) |
+RO |
2023-03-29 |
|
| 859 |
Yuan Tong Global Securities Limited |
|
+RO |
2023-03-29 |
|
| 860 |
Yuanta Securities (Hong Kong) Company Limited |
Nam Chun Ho |
-Rep |
2019-03-28 |
2023-03-23 |
| 861 |
Yue Xiu Capital Limited |
Fung Wing Yan (SFC:BQH319) |
+Rep |
2023-03-30 |
|
| 862 |
Yunfeng Financial Markets Limited |
Yeung Kwan Lun |
+Rep |
2023-03-30 |
|
| 863 |
Yupei Fortune Capital Limited |
Hui Terence Chi Tat |
-RO |
2020-04-16 |
2023-03-31 |
| 864 |
Zero2IPO Asset Management Limited |
Li Po Yi (SFC:AWQ112) |
+RO |
2023-03-27 |
|
| 865 |
Zero2IPO Securities Limited |
|
+RO |
2023-03-27 |
|
| 866 |
Zerobridge Partners Advisory Limited |
Lam Jacob Michael Johnathan |
+Rep |
2023-03-21 |
|
| 867 |
ZH SECURITIES LIMITED |
Young Ting Kar |
+RO |
2023-03-31 |
|
| 868 |
Zhong Ou Asset Management International Limited |
Hsieh Chun Chi |
+Rep |
2023-03-23 |
|
| 869 |
ZHONGMING SECURITIES LIMITED |
Chan Kai Chun (SFC:APQ512) |
+RO |
2023-03-31 |
|
| 870 |
|
Chung Chak Man |
+RO |
2023-03-31 |
|
| 871 |
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED |
Tsang Tsz Ki (SFC:BRX834) |
-Rep |
2021-12-06 |
2023-03-24 |
| 872 |
ZHONGTAI INTERNATIONAL CAPITAL LIMITED |
Au Yeung Angus Wai Kai |
-Rep |
2022-12-16 |
2023-03-29 |
| 873 |
|
|
+RO |
2023-03-29 |
|
| 874 |
ZHONGTAI INTERNATIONAL SECURITIES LIMITED |
Cao Xue (SFC:BSH369) |
-Rep |
2022-03-30 |
2023-03-30 |
| 875 |
|
Lee Man Chun (SFC:AFD148) |
+Rep |
2023-03-30 |
|
