Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 8F Investment Partners HK Limited Zhao, Jianing +RO 2024-12-18
2 AA Investment Management Limited Ho, Pui Yi 何珮宜 +Rep 2024-12-11
3 ABCI CAPITAL LIMITED Chen, Anyuan 陳安源 -RO 2024-09-24 2024-12-09
4   Ren, Sisi 任思思 +Rep 2024-12-16
5   Xu, Bingxuan (SFC:BMQ336) 許冰玄 +Rep 2024-12-16
6   Zhang, Fan (SFC:BCD863) 張帆 -Rep 2022-07-18 2024-12-16
7 ABCI Securities Company Limited Chan, Man Bun (SFC:APG837) 陳文斌 -Rep 2021-12-10 2024-12-12
8     +RO 2024-12-12
9   Chen, Anyuan 陳安源 -RO 2024-09-24 2024-12-09
10   Kwan, Ho Yan (SFC:BFW321) 關可人 -Rep 2024-09-16 2024-12-13
11     +RO 2024-12-13
12   Ren, Sisi 任思思 +Rep 2024-12-16
13   Xu, Bingxuan (SFC:BMQ336) 許冰玄 +Rep 2024-12-16
14   Zhang, Fan (SFC:BCD863) 張帆 -Rep 2022-07-18 2024-12-16
15 ABN AMRO Clearing Hong Kong Limited Lo, Yat Wang 羅日橫 +Rep 2024-12-17
16 Accumulus GBA Technology (Hongkong) Co., Limited Gan, Liqing 干立青 +RO 2024-12-18
17   Ho, Hoi Tung 何凱棟 +RO 2024-12-18
18   Leung, Ching Nan 梁正南 +Rep 2024-12-18
19   Tam, Ping Chung (SFC:AWV422) 譚平忠 +RO 2024-12-18
20   Xiong, Junhao 熊俊豪 +Rep 2024-12-18
21 Aden Financial Group Limited Zhang, Mingcong 张明聪 +Rep 2024-12-11
22 Aksia Hong Kong Limited Ly, Chau Tuong 李祥珠 -RO 2023-03-27 2024-12-11
23 AL CAPITAL ASSET MANAGEMENT LIMITED Williams, Christine (SFC:BOS157) 衛何宇慧 -RO 2024-10-18 2024-12-12
24 ALBOURNE PARTNERS (ASIA) LIMITED Ju, Liyun (SFC:BSJ378) 鞠勵云 -Rep 2022-05-03 2024-12-18
25 AllianceBernstein Hong Kong Limited Choi, Cheuk Lai +Rep 2024-12-16
26 ALLPRO ASSET MANAGEMENT LIMITED Wang, Zhusiyuan 王朱思渊 -RO 2022-07-04 2024-12-16
27 Alpha Bright Asset Management Limited Snelgrove, Paul Rodger +RO 2024-12-10
28 Alpha Nova Capital Management Limited Liu, Cheuk Fung Julian 廖卓風 -Rep 2023-11-07 2024-12-11
29 AlphaChi Limited Zhang, Lu (SFC:BAN087) 張璐 +Rep 2024-12-13
30 Amerinvest Fund Management Limited Zeng, Wenyuan 曾文渊 -Rep 2024-02-23 2024-12-11
31 APAX PARTNERS HONG KONG LIMITED Ma, Qing (SFC:BVQ458) 马青 -Rep 2024-12-02 2024-12-10
32     +RO 2024-12-10
33   Shi, Xiaoni 史曉妮 -RO 2019-10-16 2024-12-15
34 Apollo Capital Management Limited Chen, Yanhong (SFC:BVN909) 陳晏虹 +Rep 2024-12-13
35 Ark Group Holdings (Hong Kong) Limited Chen, Bingjian (SFC:BVH738) 陳冰鑒 +Rep 2024-12-12
36   Gong, Lina 宮麗娜 +Rep 2024-12-11
37   Han, Minxi 韓旻希 -Rep 2023-11-17 2024-12-15
38   Yao, Ziyang (SFC:BVK842) 姚子揚 -Rep 2024-09-27 2024-12-16
39 Arrowpoint Investment Partners (Hong Kong) Limited Xu, Minggang 徐明港 +Rep 2024-12-18
40 Arta Asset Management Limited Chong, Chi Kit (SFC:BRX048) 莊智傑 +Rep 2024-12-12
41 Ascent Fund Management (HK) Limited Yang, Yao Bo 楊耀波 +RO 2024-12-12
42 ASIAN CAPITAL LIMITED Chan, Larry Hok Leung 陳學良 -Rep 2024-11-14 2024-12-10
43     +RO 2024-12-10
44 Aspenwood Capital Limited Cheung, Chi Kwong (SFC:BLT496) 張志光 +Rep 2024-12-09
45 ASSET MANAGEMENT GROUP LIMITED Au, Yu Ching 區裕正 +RO 2024-12-18
46   Chen, Sibo 陳思博 +Rep 2024-12-09
47   Choi, Wai Sum 蔡慧森 +Rep 2024-12-09
48   Li, Kai Hau 李繼巧 +Rep 2024-12-16
49 Athos Capital Limited Kim, Seung-Bom +Rep 2024-12-17
50 Atlantic Pacific Capital Asia Limited Ye, Tong Hee -Rep 2018-12-07 2024-12-12
51     +RO 2024-12-12
52 Augventive Limited Chan, Alex King Fai 陳敬輝 +Rep 2024-12-09
53 Austen Capital International Limited Hammami, Bayram -RO 2024-04-30 2024-12-11
54   Lu, Xiaoma (SFC:AVS574) 陸肖馬 +RO 2024-12-09
55 AVALOK CAPITAL LIMITED Zhang, Saijun (SFC:BVQ078) 張賽君 +Rep 2024-12-16
56 Avenue Family Office Limited Xiao, Xiao (SFC:BVF622) 肖霄 -Rep 2024-08-22 2024-12-17
57 AVENUE INVESTMENT MANAGEMENT LIMITED   -Rep 2024-08-22 2024-12-17
58 Awaken Thunder Capital Limited Li, Kai Yan +Rep 2024-12-13
59 AXA Investment Managers Asia Limited Liu, Chen-Hwa 留振華 -Rep 2022-04-28 2024-12-12
60     +RO 2024-12-12
61 Bain Capital Private Equity (Asia) Limited Teng, Ran 滕冉 +Rep 2024-12-19
62 Balyasny Asset Management (Hong Kong) Limited Hu, Xing (SFC:BGE917) 胡星 -Rep 2023-08-21 2024-12-13
63   Ma, Mengdan 马梦丹 -Rep 2021-11-16 2024-12-18
64 BARCLAYS CAPITAL ASIA LIMITED Lyu, Zhiyuan 呂志遠 +Rep 2024-12-16
65   Wang, Chuan Ying 王傳英 -Rep 2023-12-11 2024-12-16
66 BASE ASSET MANAGEMENT LTD Au, Ka Leung 區家良 +RO 2024-12-09
67 BCGE (Asia) Company Limited Tsang, Karen Pui Fan 曾佩芬 -Rep 2024-07-29 2024-12-11
68     +RO 2024-12-11
69 BDA PARTNERS (HK) LIMITED Chen, Jeff Hungche 陳弘哲 -Rep 2023-06-26 2024-12-11
70 BEAR BRIGHT LIMITED Wong, Hiu Yan (SFC:BVM635) 黃曉欣 +Rep 2024-12-17
71 Beigehill Asset Management Limited Ng, Andrew Ka Chun 吳家竣 -Rep 2024-11-12 2024-12-09
72     +RO 2024-12-09
73 BGC SECURITIES (HONG KONG) LLC Corner, Benedict Edward Cutcliffe G -Rep 2019-06-03 2024-12-09
74 Blackhorn Wealth Management Limited Lau, Kwun Tak 劉冠德 +Rep 2024-12-16
75 BlackRock Asset Management North Asia Limited Cheng, Miu Fu 鄭淼夫 +Rep 2024-12-18
76   Cheung, Jennifer Chu San +Rep 2024-12-16
77   Sarkaria, Natasha -Rep 2024-10-14 2024-12-15
78   Tung, Che Hsiang +Rep 2024-12-09
79   Yu, Xiao Ding 于小丁 +Rep 2024-12-09
80 Blackwell Global Asset Management Limited Chew, Siang Yong 周向榮 -Rep 2021-06-24 2024-12-09
81 Blackwell Global Futures Limited   -Rep 2021-06-24 2024-12-09
82   Li, Cong (SFC:BQU806) 李聰 -Rep 2024-05-30 2024-12-13
83 Blackwell Global Securities Limited   -Rep 2024-05-30 2024-12-13
84 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Zhao, Can (SFC:BKQ455) 趙燦 +Rep 2024-12-09
85 BNP PARIBAS SECURITIES (ASIA) LIMITED Fei, Wenli 费纹丽 +Rep 2024-12-09
86 BOCHK Asset Management Limited Kong, Lingjie 孔令捷 -Rep 2022-06-28 2024-12-11
87 BOCI RESEARCH LIMITED Wang, Yunhua (SFC:ANZ770) 王蘊華 +Rep 2024-12-19
88 BOCI SECURITIES LIMITED Chow, Sai Keung 周世鏹 -RO 2024-04-23 2024-12-09
89   Wang, Yunhua (SFC:ANZ770) 王蘊華 -Rep 2006-09-28 2024-12-19
90     +RO 2024-12-19
91 BOCOM International (Asia) Limited Lu, Lu (SFC:BUT787) 卢璐 -RO 2024-11-01 2024-12-10
92 BOCOM International Securities Limited Cai, Rui (SFC:BCE753) 蔡瑞 -Rep 2022-12-02 2024-12-10
93   Zuo, Jun (SFC:BMV721) 左俊 +Rep 2024-12-13
94 Bonus Eventus Securities Limited Chow, Chung Wai 周頌偉 -RO 2015-11-03 2024-12-11
95 BUENA VISTA FUND MANAGEMENT (HK) LIMITED Tse, Nissim 謝納新 -Rep 2024-05-31 2024-12-09
96     +RO 2024-12-09
97 CAITONG INTERNATIONAL CAPITAL CO., LIMITED Wang, Anan 王安安 +Rep 2024-12-12
98 CANTON MUTUAL FINANCIAL LIMITED Yang, Jie (SFC:ARS746) 楊杰 +RO 2024-12-12
99 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Zhang, Hongguang 張洪光 -Rep 2016-06-01 2024-12-18
100 Capital International, Inc. Yu, William Norhan 庾諾行 +Rep 2024-12-09
101 Capstone Capital Management Limited Yu, Hua Shen 余華莘 -Rep 2023-12-11 2024-12-10
102 Capstone Investment Advisors (HK) Limited Jakelic, Davor -Rep 2024-06-12 2024-12-18
103 Capula Investment Management Asia Limited Mankude Bhasker Rao, Ravi Kiran -Rep 2024-12-11 2024-12-13
104   Wong, Kin Man (SFC:BPY102) 王建民 +Rep 2024-12-11
105 CARLYON CAPITAL LIMITED Chan, Jerry Chun 陳峻 +Rep 2024-12-09
106 CASH Wealth Management Limited Dai, Yanyan 戴妍妍 +Rep 2024-12-10
107   Pun, Yat Kan (SFC:BKW033) 潘一勤 -Rep 2024-07-29 2024-12-11
108 CATHAY SECURITIES (HONG KONG) LIMITED Huang, Tian (SFC:BVS119) 黃天 +Rep 2024-12-10
109 CBH Asia Limited Stoddard, Andrew Yung-Tai +Rep 2024-12-17
110 CEB International Capital Corporation Limited Xu, Si (SFC:BVS220) 徐思 +Rep 2024-12-13
111   Yu, Yifei (SFC:BKR090) 余益飛 +Rep 2024-12-13
112 CELESTIAL COMMODITIES LIMITED Pun, Yat Kan (SFC:BKW033) 潘一勤 -Rep 2024-08-30 2024-12-11
113   Tang, Kwok Ho (SFC:BRW048) 鄧國豪 +Rep 2024-12-20
114 CELESTIAL SECURITIES LIMITED Dai, Yanyan 戴妍妍 +Rep 2024-12-10
115   Pun, Yat Kan (SFC:BKW033) 潘一勤 -Rep 2024-07-29 2024-12-11
116 CENTALINE SECURITIES LIMITED Wang, Tao (SFC:BVK877) 汪濤 +Rep 2024-12-19
117 Central China International Securities Co., Limited Chen, Hui (SFC:BVL849) 陳輝 +Rep 2024-12-09
118 CES Commodities (HK) Limited Ko, Tai Fun 高泰芬 +Rep 2024-12-09
119 CGS International Securities Hong Kong Limited Bailey, James Boulstridge +Rep 2024-12-11
120 Changjiang Securities Brokerage (HK) Limited Zang, Xiong 臧雄 +Rep 2024-12-16
121 CHIEF SECURITIES LIMITED Lau, Sze Yuen (SFC:BVO122) 劉思遠 -Rep 2024-10-29 2024-12-14
122 China Asset Management (Hong Kong) Limited Cai, Yu (SFC:AUW213) 蔡玉 -Rep 2023-12-11 2024-12-19
123     +RO 2024-12-19
124   Gao, Lei (SFC:BHU201) 高磊 -Rep 2016-07-11 2024-12-19
125     +RO 2024-12-19
126   Yan, Yue (SFC:BTD607) 閻玥 -Rep 2022-11-04 2024-12-20
127 China Chengxin (Asia Pacific) Credit Ratings Company Limited Feng, Yun (SFC:BQX853) 馮韵 -Rep 2021-03-31 2024-12-13
128 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Li, Ke (SFC:BGM281) 李珂 -Rep 2021-11-11 2024-12-11
129   Wen, Yuxiang 文宇翔 -Rep 2022-07-27 2024-12-18
130     +RO 2024-12-18
131   Yang, Jiawei (SFC:BGO424) 楊家威 -Rep 2021-02-08 2024-12-17
132     +RO 2024-12-17
133 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED Wen, Yuxiang 文宇翔 -Rep 2022-07-27 2024-12-18
134     +RO 2024-12-18
135   Yang, Jiawei (SFC:BGO424) 楊家威 -Rep 2021-02-08 2024-12-17
136     +RO 2024-12-17
137 China Galaxy International Asset Management (Hong Kong) Co., Limited Fu, Sijia (SFC:BRR517) 傅思佳 -Rep 2021-10-21 2024-12-09
138 China Galaxy International Securities (Hong Kong) Co., Limited Li, Chen (SFC:BVO577) 李辰 +Rep 2024-12-20
139   Sun, Yilin (SFC:BVO838) 孙一琳 +Rep 2024-12-20
140   Wang, Jianlong (SFC:BVO589) 王建龙 +Rep 2024-12-20
141   Wang, Xingdi 王星迪 +Rep 2024-12-20
142   Wang, Yuanyuan (SFC:BVO617) 王元园 +Rep 2024-12-20
143   Zhang, Xinyue (SFC:BVO842) 张馨月 +Rep 2024-12-20
144 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Dalin 于大林 -Rep 2022-10-13 2024-12-09
145     +RO 2024-12-09
146 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Cheung, Curtis Lok Lun 張樂麟 -Rep 2023-11-02 2024-12-14
147 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED   -Rep 2023-11-02 2024-12-14
148 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Liu, Xiaoying (SFC:BLR337) 劉曉穎 -Rep 2021-10-20 2024-12-23
149 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED   -Rep 2021-06-11 2024-12-23
150   Yang, da (SFC:BOS758) 楊達 +Rep 2024-12-17
151 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Cao, Rui (SFC:BQQ968) 曹瑞 -Rep 2021-01-20 2024-12-10
152   Hao, Junzheng 郝駿征 +Rep 2024-12-19
153   He, Wei (SFC:BBH812) 何偉 -Rep 2013-05-22 2024-12-16
154   Hu, Yusheng 胡育聖 +Rep 2024-12-11
155   Jia, Ruizhe 賈睿哲 +Rep 2024-12-09
156   Li, Chiyu (SFC:BVQ908) 李馳宇 +Rep 2024-12-17
157   Li, Jiulu 李九璐 -Rep 2022-02-25 2024-12-11
158   Liu, Xiaoxu (SFC:BVQ673) 劉曉旭 +Rep 2024-12-20
159   Liu, Xiaoying (SFC:BLR337) 劉曉穎 -Rep 2021-06-11 2024-12-23
160   Liu, Yijian 劉一健 +Rep 2024-12-13
161   Luo, Zhenyu (SFC:BQT894) 羅振宇 -Rep 2021-02-17 2024-12-10
162   Ma, Deqiang 馬德強 -Rep 2024-11-01 2024-12-15
163   Ma, Pingkai 馬平愷 +Rep 2024-12-10
164   Peng, Wenting (SFC:BVS178) 彭文婷 +Rep 2024-12-11
165   Qin, Qing (SFC:BAH726) 秦晴 -Rep 2019-01-18 2024-12-18
166   Shen, Xiaojun (SFC:BVQ667) 沈曉軍 +Rep 2024-12-17
167   Shi, Rui (SFC:BVQ674) 石銳 +Rep 2024-12-10
168   Wang, Dan (SFC:BVS062) 王丹 +Rep 2024-12-11
169   Wei, Ou 魏歐 -Rep 2021-04-13 2024-12-15
170   Wei, Xiang (SFC:BRW013) 魏翔 -Rep 2021-11-12 2024-12-10
171   Wu, Huimin (SFC:AUZ699) 吳慧敏 -Rep 2010-04-08 2024-12-16
172     +RO 2024-12-16
173   Wu, Wanhua 吳婉樺 +Rep 2024-12-20
174   Wu, Xinyi (SFC:BVS179) 吳欣怡 +Rep 2024-12-13
175   Yang, da (SFC:BOS758) 楊達 +Rep 2024-12-17
176   Yin, Yuexiang 殷悦祥 -Rep 2022-05-06 2024-12-17
177   Zhang, Mingde 章明德 +Rep 2024-12-17
178   Zhang, Yishi (SFC:BVS060) 張翊時 +Rep 2024-12-13
179   Zhu, Zun 朱尊 +Rep 2024-12-17
180 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Tan, Chao (SFC:BPV293) 譚超 -Rep 2020-07-06 2024-12-10
181 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Ho, Chi Tak 何智德 +Rep 2024-12-18
182 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED   +Rep 2024-12-18
183   Lam, Gary Ching Lok 林清樂 +Rep 2024-12-18
184   Lyu, Chenglin 吕承霖 -Rep 2024-08-15 2024-12-16
185   Qi, Yanxiang 祁彦翔 +Rep 2024-12-18
186   Yao, Shuai (SFC:BUU916) 姚帅 -Rep 2024-04-05 2024-12-10
187 China PA Securities (Hong Kong) Company Limited Tang, Wei (SFC:BVP637) 唐伟 +Rep 2024-12-09
188 China Renaissance Securities (Hong Kong) Limited Liang, Sijing (SFC:BAC147) 梁思靜 -Rep 2017-07-17 2024-12-20
189   Tan, Yukai 譚宇凱 -Rep 2022-05-18 2024-12-18
190 China Securities (International) Brokerage Company Limited Chen, Xinpeng 陳新澎 +Rep 2024-12-12
191   Huang, Yige (SFC:BTM319) 黄一格 -Rep 2023-03-02 2024-12-13
192   Lin, Qinyao 林沁瑶 -Rep 2024-07-29 2024-12-10
193 Citadel Asia Limited Horiuchi, Shinichiro 堀内伸一郎 -Rep 2023-01-20 2024-12-18
194   Itokawa, Yuya +Rep 2024-12-09
195   Lau, Joyce Kar Yan 樓家欣 -Rep 2023-03-13 2024-12-11
196   Liu, Chao (SFC:BDX543) 劉超 -Rep 2023-04-24 2024-12-11
197   Takemura, Yoshiyasu -Rep 2023-08-10 2024-12-18
198   Takeuchi, Shinnosuke -Rep 2023-11-22 2024-12-12
199   You, Ran (SFC:BHY607) 尤然 +Rep 2024-12-13
200   Zhao, Yunchao 趙云超 -Rep 2023-07-03 2024-12-18
201 Citadel Securities (Hong Kong) Limited Ho, Kai Tou 何啟滔 -Rep 2016-06-06 2024-12-12
202   Lau, Joyce Kar Yan 樓家欣 -Rep 2023-11-16 2024-12-11
203 Cithara Investment International Limited Chu, Sanford Wang Kei 朱宏基 -Rep 2024-01-03 2024-12-13
204 CITIC Securities (Hong Kong) Limited Han, Jingdi 韓景滌 +Rep 2024-12-16
205   Li, Yuxiu 李雨修 +Rep 2024-12-18
206   Wu, Xi (SFC:BVN443) 吳曦 +Rep 2024-12-09
207   Xie, Xingchi 谢星池 -Rep 2021-12-14 2024-12-13
208   Yu, Qiang (SFC:BVQ157) 俞强 +Rep 2024-12-12
209   Zhang, Lei (SFC:BVQ374) 张磊 +Rep 2024-12-12
210   Zhao, Fan (SFC:BVQ571) 赵凡 +Rep 2024-12-16
211   Zhao, Yayi 赵雅怡 -Rep 2024-09-13 2024-12-13
212 CITIC Securities Brokerage (HK) Limited Tian, Jiaxuan 田嘉轩 +Rep 2024-12-10
213 CITIC Securities International Global Markets Limited Yang, Wenzhuo 楊文焯 +Rep 2024-12-16
214   Zhou, Ke (SFC:BUY039) 周可 -Rep 2024-05-30 2024-12-19
215     +RO 2024-12-19
216 Citigroup Global Markets Asia Limited Chen, Qinhua (SFC:BQQ803) 陳欽華 +Rep 2024-12-20
217   Furtado, Udhay Anton Dos Remedios -Rep 2024-10-25 2024-12-13
218   Hindmarsh, George Edward -Rep 2017-03-03 2024-12-17
219   Khandelwal, Ankit +Rep 2024-12-13
220   Kim, Daekwon -Rep 2022-06-02 2024-12-10
221   McLean, John William (SFC:BVH399) -Rep 2024-12-03 2024-12-10
222   Sakagami, Ryota -Rep 2024-12-06 2024-12-12
223 CLSA LIMITED Han, Jingdi 韓景滌 +Rep 2024-12-16
224   He, Yixiao 何亦啸 +Rep 2024-12-11
225   Li, Yuxiu 李雨修 +Rep 2024-12-18
226   Ma, Sau Cheung Toliver 馬守彰 +Rep 2024-12-09
227   Wang, Ziang (SFC:BVP998) 王子昂 +Rep 2024-12-18
228   Wu, Xi (SFC:BVN443) 吳曦 +Rep 2024-12-09
229   Xie, Xingchi 谢星池 -Rep 2021-12-14 2024-12-13
230   Yu, Qiang (SFC:BVQ157) 俞强 +Rep 2024-12-12
231   Zhang, Lei (SFC:BVQ374) 张磊 +Rep 2024-12-12
232   Zhao, Fan (SFC:BVQ571) 赵凡 +Rep 2024-12-16
233   Zhao, Yayi 赵雅怡 -Rep 2024-09-13 2024-12-13
234 CMB International Global Markets Limited Ko, Chi Wo (SFC:APK739) 高志和 -Rep 2021-07-13 2024-12-09
235     +RO 2024-12-09
236 CMB International Securities Limited Cui, Xun (SFC:BRZ985) 崔迅 +Rep 2024-12-09
237   Gao, Jingjin 高靖金 +Rep 2024-12-16
238   He, Xin (SFC:BDA090) 賀信 -RO 2021-04-22 2024-12-10
239   Lei, Wenjing 雷文景 +Rep 2024-12-09
240   Leung, Qiqi 梁麒麒 +Rep 2024-12-16
241   Lin, Xiaochun (SFC:BVQ047) 林晓純 +Rep 2024-12-09
242   Su, Shan (SFC:AOU240) 蘇珊 +Rep 2024-12-16
243   Wu, Li (SFC:BNO677) 吳麗 -RO 2021-07-27 2024-12-13
244   Xu, Shuhun 徐蜀魂 +Rep 2024-12-09
245   Zhou, Xiang (SFC:BFF189) 周翔 +Rep 2024-12-16
246 CMBC SECURITIES COMPANY LIMITED Cheung, Ching Man (SFC:BOT894) 張靜敏 +Rep 2024-12-09
247 CMSC PARTNERS LIMITED Liu, Shaoyan 劉少言 +RO 2024-12-12
248 CR Wealth and Asset Management Limited Hung, Ngar Kit 洪雅潔 +RO 2024-12-19
249 Credit Agricole Securities (Asia) Limited Edwards, Matthew John (SFC:BMJ965) -Rep 2018-03-08 2024-12-19
250 Credit Frontier Hong Kong Limited Zou, Qiao (SFC:BOF590) 鄒橋 +Rep 2024-12-20
251 Credit Suisse (Hong Kong) Limited Chan, Mei Kwan (SFC:AOZ032) 陳美君 -Rep 2010-01-28 2024-12-10
252 CS Wealth Securities Limited Yeung, Ho Hung 楊浩鴻 +Rep 2024-12-12
253 Daiwa Capital Markets Hong Kong Limited Aikawa, Futoshi -Rep 2023-07-07 2024-12-09
254     +RO 2024-12-09
255   Arita, Motohiro -Rep 2024-12-09 2024-12-14
256 DeepAlpha Capital Limited Yuan, Ye (SFC:BVQ174) 袁野 +Rep 2024-12-11
257 Delftware Capital Management (HK) Limited Huang, Jen-Te 黃仁德 +RO 2024-12-19
258   Lam, Chit Fei Gladys 林哲斐 +Rep 2024-12-17
259 DELTA ASIA FINANCIAL FUTURES LIMITED Leung, Sze Tai 梁史帝 -Rep 2023-03-31 2024-12-13
260 DELTA ASIA SECURITIES LIMITED Lee, Sai Ying Lisa 李世瑩 +Rep 2024-12-16
261   Leung, Sze Tai 梁史帝 -Rep 2023-03-31 2024-12-13
262 Delta Fund Management Company Limited Yu, Tai Wai (SFC:BCC292) 余大維 -RO 2023-07-05 2024-12-16
263 Deltroit (Hong Kong) Limited Liao, Wei (SFC:AYJ548) 廖薇 -RO 2022-06-13 2024-12-12
264 Derivatives China (Hong Kong) Limited Wu, Yuen Ling 胡婉玲 -Rep 2019-04-10 2024-12-18
265 DEUTSCHE SECURITIES ASIA LIMITED Lee, Yueh-Jung 李岳融 -Rep 2024-07-12 2024-12-13
266   Zhang, Lange (SFC:BRE937) 张蓝戈 -Rep 2021-05-13 2024-12-09
267 DFX Labs Company Limited Au Yeung, Kin Nam 歐陽健男 +RO 2024-12-18
268   Huang, Haizhou (SFC:AMU474) 黃海洲 +RO 2024-12-18
269   Hui, David Ming Chun 許明俊 +RO 2024-12-18
270   Wang, Yu (SFC:BTJ413) 王愚 +RO 2024-12-18
271   Yang, Xiang (SFC:BUN642) 楊翔 +RO 2024-12-18
272   Ye, Kening 叶可宁 +RO 2024-12-18
273   Zhao, Liming (SFC:BUN639) 趙黎明 +RO 2024-12-18
274   Zhou, Zhang (SFC:BPM241) 周章 +RO 2024-12-18
275 dLab Asset Management Limited Lee, Nancy Shuk Ying 李淑英 -RO 2021-02-02 2024-12-17
276 Doo Financial HK Limited Lam, Ka Ho (SFC:AXP757) 林家豪 +Rep 2024-12-19
277 Dragonstone Capital Management Limited Zhang, Ning (SFC:BSQ460) 張宁 -RO 2022-09-22 2024-12-11
278 DRW (HONG KONG) LIMITED Chen, Haidi 陳海迪 +Rep 2024-12-20
279   Xia, Yidi 夏一荻 +Rep 2024-12-20
280 Dymon Asia Capital (HK) Limited Davis, Elaine Elizabeth -Rep 2023-11-27 2024-12-14
281 Dynasty Alliance Investment Management Limited Cheng, Wing Yan (SFC:BUB109) 鄭穎欣 -Rep 2023-08-22 2024-12-18
282   Kwan, Joyce Po Kuen 關寶娟 +Rep 2024-12-19
283 EAM Investment Advisors Limited Hu, Ming (SFC:BMW482) 胡明 -Rep 2022-01-31 2024-12-20
284 EAST ASIA FUTURES LIMITED Lee, Hok Kan 李學勤 +Rep 2024-12-11
285 EAST ASIA SECURITIES COMPANY LIMITED   +Rep 2024-12-11
286 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED Amador Jaime, Jose Luis +Rep 2024-12-16
287 Eastspring Investments (Hong Kong) Limited Chen, Jiayi (SFC:BVR974) 陳佳怡 +Rep 2024-12-20
288   Cheng, Sik Man 鄭錫文 +Rep 2024-12-19
289   Hung, Brian Chi Leung 洪志良 -Rep 2024-07-25 2024-12-18
290     +RO 2024-12-18
291   Jin, Liwen 金莉文 +Rep 2024-12-20
292   Tsang, Shu Ping (SFC:ASI417) 曾樹平 -Rep 2024-07-25 2024-12-17
293     +RO 2024-12-17
294   Wong, Muk Chuen +Rep 2024-12-20
295   Wu, Shuying 武淑莹 +Rep 2024-12-09
296   Zhang, Jin (SFC:BVQ901) 張津 +Rep 2024-12-20
297   Zhang, Junjun (SFC:BTL534) 張君君 +Rep 2024-12-20
298   Zhang, Yan (SFC:BVQ859) 張艷 +Rep 2024-12-20
299 EG Asset Limited Chan, Hiu Yu (SFC:BVQ482) 陳曉瑜 +Rep 2024-12-11
300 ELEVATION INVESTMENT MANAGEMENT LIMITED (HK) Wong, Wing Keung (SFC:ATL879) 王永強 -Rep 2021-07-13 2024-12-18
301 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED Wong, Franky Ka Yiu 黃家耀 +Rep 2024-12-09
302 EMPEROR SECURITIES LIMITED (HK) Zeng, Xin (SFC:BVS086) 曾心 +Rep 2024-12-09
303 Emperor Wealth Management Limited   +Rep 2024-12-09
304 EQT Partners Capital Limited Hui, Ching Yan 許程欣 +Rep 2024-12-19
305 Etna Capital Management Company Limited Yu, Zhuoya 于淖雅 +Rep 2024-12-11
306 Everbright Securities Investment Services (HK) Limited Li, Ke (SFC:BGM281) 李珂 -Rep 2021-11-11 2024-12-11
307   Yeung, Lap Cheung 楊立翔 +Rep 2024-12-09
308 Evercore Asia Limited Sau, Long Sze 仇朗思 +Rep 2024-12-11
309 Excellence Capital International Limited Leung, Ho Fai 梁昊輝 +Rep 2024-12-17
310 EXCELLENT TIDE SECURITIES LIMITED Hua, Zhongjie 花中杰 +RO 2024-12-11
311 FDB Asset Management Limited Wong, Pak Kwan 黃百鈞 +Rep 2024-12-10
312 FDB Financial Group Limited Lee, Nok Yin 李諾賢 +Rep 2024-12-18
313 First Seafront Asset Management Limited Liu, Bo Yuan 劉博源 +Rep 2024-12-10
314 FIRST SHANGHAI FUTURES LIMITED Lam, Sing Kuen 林城乾 -Rep 2023-02-23 2024-12-13
315   Ng, Shun Kong 吳淳鋼 +Rep 2024-12-16
316 FIRST SHANGHAI SECURITIES LIMITED Hu, Yu (SFC:BVQ815) 胡鈺 +Rep 2024-12-10
317   Lam, Sing Kuen 林城乾 -Rep 2023-02-23 2024-12-13
318   Ng, Shun Kong 吳淳鋼 +Rep 2024-12-16
319 FIRST WORLDSEC SECURITIES LIMITED Chien, Yu-Ping 簡郁萍 -Rep 2017-11-30 2024-12-13
320   Choi, Andrew Kit 蔡傑 -RO 2024-12-13
321   Wan, Hui-Ju 萬蕙茹 -Rep 2020-04-14 2024-12-13
322   Yu, Chih-Wen 於之文 -RO 2015-06-12 2024-12-13
323 FITCH (HONG KONG) LIMITED Pillay, Kalaiselvam -Rep 2011-06-01 2024-12-13
324 FLOW TRADERS HONG KONG LIMITED Agarwal, Naman (SFC:BVC487) +Rep 2024-12-20
325 Fortune Ocean Asset Management Limited Wu, Wenquan 吳文全 -RO 2020-01-29 2024-12-09
326 Fosun International Asset Management Limited Zhao, Chen (SFC:BVH618) 趙晨 -Rep 2024-10-15 2024-12-18
327     +RO 2024-12-18
328 Fosun International Capital Limited Chio, Ka Fai 趙家輝 +Rep 2024-12-19
329 Foundation Asset Management (HK) Limited Jen, To 任鐸 +Rep 2024-12-09
330   Ni, Yibo 倪一博 -Rep 2020-09-23 2024-12-20
331 FountainVest Capital Limited Tse, On Kit 謝安劼 +Rep 2024-12-09
332 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED He, Jing (SFC:BSK026) -Rep 2022-07-01 2024-12-15
333 FULBRIGHT ASSET MANAGEMENT LIMITED Li, Jinze (SFC:BRJ242) 李金澤 +Rep 2024-12-09
334 FULBRIGHT SECURITIES LIMITED Wong, Shu Ho 黃書顥 -Rep 2023-02-27 2024-12-19
335 Funderstone Futures Limited Wong, Chun Lun 王俊麟 +Rep 2024-12-19
336 Funderstone Securities Limited   +Rep 2024-12-19
337 Futu Securities International (HONG KONG) Limited Lam, Cheuk Wai 林卓慧 +Rep 2024-12-17
338   Meng, Yanxi 蒙彦茜 +Rep 2024-12-11
339   Sham, Chung Hin 沈頌軒 +Rep 2024-12-10
340   So, Claudi 蘇朗晴 +Rep 2024-12-16
341   Sun, Rui (SFC:BSA370) 孫睿 +Rep 2024-12-10
342   Wong, Chun Pong (SFC:BVS755) 王震邦 +Rep 2024-12-20
343 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 -RO 2024-05-29 2024-12-10
344 FWD Financial Planning Limited (HK) Jim, Kai Chung 詹啟聰 -Rep 2020-05-04 2024-12-18
345   Kam, Ada Shuk Yi 甘淑儀 +Rep 2024-12-19
346   Lo, Hoi Tik 勞凱廸 -Rep 2021-05-31 2024-12-21
347   Yeung, Hon Ping 楊漢平 +Rep 2024-12-09
348 Gamma Securities Limited Tong, Ka Yan (SFC:BVQ006) 湯嘉欣 +Rep 2024-12-17
349 GF Capital (Hong Kong) Limited Chen, Xu (SFC:BVQ112) 陈旭 +Rep 2024-12-19
350   Fan, Liqin 范丽琴 +Rep 2024-12-17
351   Guo, Liangliang (SFC:BVQ111) 郭亮亮 +Rep 2024-12-19
352   Lam, Lam (SFC:BQQ616) 林琳 -Rep 2021-01-18 2024-12-10
353   Li, Ting (SFC:BVO779) 李婷 +Rep 2024-12-09
354   Ma, Zhenkun 马振坤 +Rep 2024-12-17
355   Wang, Rui (SFC:BVS604) 王芮 +Rep 2024-12-19
356   Wang, Shanshan (SFC:BVQ623) 王珊珊 +Rep 2024-12-17
357   Zhang, Pu (SFC:BVP915) 张璞 +Rep 2024-12-19
358 GF International Investment Management Limited Fan, Lijin 樊力謹 -Rep 2019-07-22 2024-12-13
359   Yang, Zhe (SFC:BRW754) 杨喆 -Rep 2021-11-26 2024-12-13
360   Zhang, Dongyi 張東一 -Rep 2018-10-04 2024-12-13
361 GF Securities (Hong Kong) Brokerage Limited Lam, Lam (SFC:BQQ616) 林琳 -Rep 2021-01-18 2024-12-10
362   Liu, Chenming 刘晨明 +Rep 2024-12-19
363 GFI (HK) SECURITIES L.L.C. Dupont-Vecchierini, Victoire Anne Francine -Rep 2024-07-12 2024-12-13
364 Ghisallo Capital Management (HK) Limited Agostinelli, Carlo -RO 2024-11-29 2024-12-09
365   Muralikrishnan, Akhil +Rep 2024-12-18
366 Ginkgo Capital Co., Limited Weng, Wing Yee 翁永燚 +RO 2024-12-20
367 Global Prosperity Financial Company Limited Li, Daniel Pak Wang 李柏宏 +RO 2024-12-20
368 Glory Sun Securities Limited Liu, Kwan Wai 廖君瑋 -Rep 2023-11-06 2024-12-09
369 Gobi Admiralty Limited Xu, Na (SFC:BCS522) 徐娜 +Rep 2024-12-17
370 Golden Hen Investment Management Limited Liu, Rengang 劉仁剛 -Rep 2024-11-07 2024-12-19
371     +RO 2024-12-19
372 Golden Hen Securities and Futures Limited Li, Kent Kin Man 李健文 +Rep 2024-12-19
373   Tong, Ngar Shun 唐雅迅 +Rep 2024-12-11
374 GOLDLARK (HONG KONG) ASSET MANAGEMENT COMPANY LIMITED Zhang, Yizhuo 张亦卓 +Rep 2024-12-20
375 GOLDMAN SACHS (ASIA) L.L.C. Amari, Madoka -Rep 2024-12-06 2024-12-16
376   Ang, Sok Han -Rep 2024-12-06 2024-12-13
377   Cheng, Edlyn Wei Chi 鄭慧慈 +Rep 2024-12-13
378   Shum, Wing Nei Verna 沈穎妮 -Rep 2024-12-09 2024-12-13
379   Xie, Yuantai 謝元泰 +Rep 2024-12-19
380 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Amari, Madoka -Rep 2024-12-06 2024-12-16
381   Shum, Wing Nei Verna 沈穎妮 -Rep 2024-12-09 2024-12-13
382   Xie, Yuantai 謝元泰 +Rep 2024-12-19
383 Golub Capital Hong Kong Limited Chiang Amy, C. 江貞蓉 +RO 2024-12-20
384   Kessler, Peter Seth +RO 2024-12-20
385   Mimeault, Eric +RO 2024-12-20
386 Grand Capital Futures Limited Chan, Ping Yip 陳炳業 -RO 2019-10-10 2024-12-17
387   Chau, Lai Ping 周黎萍 -Rep 2020-04-01 2024-12-17
388   Kwok, Hei Yu 郭晞瑜 -Rep 2020-07-13 2024-12-17
389   Lee, William Tak Lun 李德麟 -RO 2019-10-10 2024-12-17
390   Lo, Chi Ming (SFC:ANG986) 盧志明 -Rep 2020-06-15 2024-12-17
391   Wang, Liqiong (SFC:BUX809) 王莉琼 -Rep 2024-05-08 2024-12-17
392 Greater Bay Area Development Fund Management Limited Wang, Suyang 汪蘇洋 +Rep 2024-12-19
393 GROW Asset Management (HK) Limited Lai, Kin Pui 黎建培 -Rep 2023-12-13 2024-12-16
394 Guolian Securities International Asset Management Co., Limited Chan, Kwok Chuen 陳國川 -Rep 2022-04-29 2024-12-20
395     +RO 2024-12-20
396 Guolian Securities International Capital Co., Limited Bao, Chengchao 包承超 +Rep 2024-12-20
397   Sze, Oi Lun 施藹倫 +Rep 2024-12-16
398 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED Lam, Kai Tin 林佳典 -Rep 2022-09-20 2024-12-19
399     +RO 2024-12-19
400 GUOTAI JUNAN ASSETS (ASIA) LIMITED Zhu, Yuxin (SFC:BVS130) 朱宇欣 +Rep 2024-12-11
401 GUOTAI JUNAN CAPITAL LIMITED Li, Cheng (SFC:BVR929) 李程 +Rep 2024-12-12
402   Wu, Zhixiong (SFC:BVS593) 吴志雄 +Rep 2024-12-12
403 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Tsang, Kwong Sun Patrick 曾廣新 -Rep 2017-04-06 2024-12-11
404   Tsui, Yuen Man 徐婉文 +Rep 2024-12-12
405   Wu, Pengfei (SFC:BVR058) 吳鵬飛 +Rep 2024-12-13
406 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Ho, Ivan Lon Hang 何朗衡 +Rep 2024-12-12
407   Jiang, Bowen (SFC:BNR216) 姜博文 -Rep 2023-07-31 2024-12-12
408   Tsang, Kwong Sun Patrick 曾廣新 -Rep 2017-04-06 2024-12-11
409   Tsui, Yuen Man 徐婉文 +Rep 2024-12-12
410   Wu, Pengfei (SFC:BVR058) 吳鵬飛 +Rep 2024-12-13
411 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Wong, King Chung (SFC:APB407) 黃勁聰 +RO 2024-12-19
412 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Li, Lun (SFC:BSH596) 李論 -Rep 2022-04-14 2024-12-13
413 HAITONG INTERNATIONAL FUTURES LIMITED Jiang, Lixue 江利雪 +Rep 2024-12-19
414   Lau, Muk Hoi 柳木海 -Rep 2024-09-02 2024-12-11
415     +RO 2024-12-11
416 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Jiang, Lixue 江利雪 +Rep 2024-12-19
417   Lau, Muk Hoi 柳木海 -Rep 2024-09-02 2024-12-11
418     +RO 2024-12-11
419   Liu, Shu (SFC:BVN559) 劉澍 +Rep 2024-12-16
420   Zhang, Yiqing (SFC:BVI962) 张亦青 -Rep 2024-09-09 2024-12-11
421     +RO 2024-12-11
422 HAMON ASIAN ADVISORS LIMITED Lum, Chin Pong 林展邦 -Rep 2019-12-04 2024-12-18
423   Mak, Chi Yan (1963) 麥志仁 -Rep 2020-02-07 2024-12-18
424   Ng, Allen Chi Cheong 吳志昌 -Rep 2019-10-16 2024-12-12
425 Hang Feng International Asset Management Limited Hu, Chao (SFC:BGX227) 胡超 -Rep 2024-11-27 2024-12-16
426     +RO 2024-12-16
427 HANG SENG SECURITIES LIMITED Wong, Roger Chun Yu 黃振宇 +Rep 2024-12-17
428 HANSUI CAPITAL COMPANY LIMITED Yuen, Tin Hang Ivan 袁天恒 -Rep 2022-04-06 2024-12-13
429 HANTEC FUTURES LIMITED Lo, Dickson Tat San 羅達生 -RO 2021-12-07 2024-12-16
430 HANTEC SECURITIES CO., LIMITED   -RO 2021-12-07 2024-12-16
431 HARRIS FRASER (INTERNATIONAL) LIMITED Tsoi, Wai Ho 蔡偉豪 -Rep 2024-10-28 2024-12-17
432   Yan, Kaiyue 閻愷玥 +Rep 2024-12-13
433 Harview Partners Limited Liu, Min (SFC:AWI092) 劉敏 +RO 2024-12-17
434   Young, Ting Kar 楊庭嘉 +RO 2024-12-17
435 Hash Blockchain Limited Pan, Wang (SFC:BUS504) 潘望 -Rep 2024-04-24 2024-12-15
436 HENIK SECURITIES LIMITED Chan, King Chung (SFC:ABZ504) 陳景松 +Rep 2024-12-10
437 HGNH International Futures Co., Limited Yang, Dongsheng (SFC:BQE328) 楊東升 +Rep 2024-12-10
438 HKSTP Co Acceleration Management Limited Ma, Hok Wang 馬學泓 +RO 2024-12-16
439   Yeung, Tsz Kin (SFC:AOS242) 楊子建 +RO 2024-12-16
440 HONG KONG DIGITAL ASSET EX LIMITED Cheng, Yue (SFC:BQO692) 程月 +RO 2024-12-18
441   Gao, Han (SFC:BCF244) 高寒 +RO 2024-12-18
442   Hui, Matthew Ka Yeung 許家揚 +RO 2024-12-18
443   Lam, King Wu 林景湖 +RO 2024-12-18
444   Wang, Shibin (SFC:AQT319) 王世斌 +RO 2024-12-18
445   Zuo, Tao 左濤 +RO 2024-12-18
446 Hong Kong Huijin Securities Limited Chan, Man Li (SFC:AKJ254) 陳文利 +Rep 2024-12-20
447 Hong Kong LFountain Capital Co., Limited Li, Yemiao 厲叶淼 +RO 2024-12-20
448   Shi, Xiaobin (SFC:BVH136) 石曉彬 +RO 2024-12-20
449   Sun, Jianlin (SFC:BVH135) 孫建林 +RO 2024-12-20
450 HONGKONG NEW PORT FUND MANAGEMENT LIMITED Zhou, Yue (SFC:BVJ792) 周悦 +RO 2024-12-13
451 Hope Chain Asset Management Co., Limited Leung, Tuen Eva 梁團 -Rep 2022-01-27 2024-12-11
452 Houlihan Lokey (China) Limited Tian, Fengyuan 田豐源 +Rep 2024-12-11
453 HSBC BROKING FUTURES (ASIA) LIMITED Ho, Winston Hon Tao 何漢滔 -Rep 2024-09-02 2024-12-13
454     +RO 2024-12-13
455 HSBC BROKING SECURITIES (ASIA) LIMITED Chow, Kinson Keng Wah 周健華 -Rep 2023-10-13 2024-12-12
456     +RO 2024-12-12
457   Ho, Winston Hon Tao 何漢滔 -Rep 2024-09-02 2024-12-13
458     +RO 2024-12-13
459 HSBC BROKING SECURITIES (HONG KONG) LIMITED   -Rep 2024-09-02 2024-12-13
460     +RO 2024-12-13
461 HSBC Corporate Finance (Hong Kong) Limited Chew, Yi Yang +Rep 2024-12-19
462   Fang, Lexi 方樂晞 +Rep 2024-12-19
463 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Jiang, Shan (SFC:BSZ764) 江山 +Rep 2024-12-17
464 Huarong International Asset Management Limited Yeung, King Yip 楊敬業 -Rep 2024-08-29 2024-12-20
465     +RO 2024-12-20
466 Huarong International Securities Limited Tsang, Chung Wah 曾仲華 -Rep 2024-08-16 2024-12-20
467     +RO 2024-12-20
468   Yeung, King Yip 楊敬業 +Rep 2024-12-20
469 Huarui Securities Limited Deng, Jiaqi (SFC:BAF588) 鄧嘉麒 +RO 2024-12-13
470   Xu, Tiantian (SFC:BJR785) 徐天添 +RO 2024-12-13
471   Xu, Yachuan 徐亞川 +RO 2024-12-13
472 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Dong, Weiyuan 董炜源 +Rep 2024-12-10
473   Li, Ju (SFC:BRG416) 李菊 -Rep 2022-06-13 2024-12-19
474   Lu, Tiancheng 陆天成 +Rep 2024-12-10
475   Ni, Minhao 倪忞昊 +Rep 2024-12-10
476   Wen, Chuan 文川 -Rep 2024-05-31 2024-12-13
477   Wu, Yuhan (SFC:BVQ424) 吴⽟涵 +Rep 2024-12-10
478   Yang, Xu (SFC:BIN075) 杨旭 -Rep 2020-10-22 2024-12-10
479     +RO 2024-12-10
480 Huntersay Asset Management Limited O, Zac 歐洲 -Rep 2023-03-28 2024-12-12
481 ICAP Securities Hong Kong Limited Philippides, Dimitri +Rep 2024-12-09
482   Veres, Octavien Gabriel +Rep 2024-12-09
483   Yeung, Siu Po 楊小寶 +Rep 2024-12-09
484 ICBC INTERNATIONAL SECURITIES LIMITED Tan, Jeffrey Wei Sing 譚偉星 -Rep 2024-10-07 2024-12-09
485     +RO 2024-12-09
486 iFAST Financial (HK) Limited Li, Hao (SFC:BPC152) 李浩 +Rep 2024-12-19
487 iFAST Global Markets (HK) Limited Fan, Jason Che-Hsi 范哲曦 -Rep 2023-04-06 2024-12-20
488   Li, Yip Sin 李葉倩 +Rep 2024-12-19
489 iFAST Securities (HK) Limited Li, Hao (SFC:BPC152) 李浩 +Rep 2024-12-19
490 Imagi Brokerage Limited Cheng, Tacky Man Tat 鄭文達 -Rep 2022-09-01 2024-12-14
491 INFINI CAPITAL MANAGEMENT LIMITED Yu, Tak Hei 余德熙 +Rep 2024-12-16
492 INFINITY ASSET MANAGEMENT LIMITED Chiu, Ki 趙麒 -Rep 2020-11-09 2024-12-20
493 INVESCO HONG KONG LIMITED Alexandra, Ivanova -Rep 2024-12-06 2024-12-11
494   Brown, Alister Hamilton -Rep 2024-12-06 2024-12-11
495   Petrovcik, Kevin Patrick -Rep 2024-12-09 2024-12-11
496   Redman, Simon David -Rep 2024-12-06 2024-12-12
497   Sato, Yasuko -Rep 2024-12-06 2024-12-11
498 J.P. MORGAN BROKING (HONG KONG) LIMITED Luo, Yuan (SFC:BVS559) 駱源 +Rep 2024-12-13
499 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Chen, Lingling (SFC:BGE269) 陈灵灵 +Rep 2024-12-09
500   Chen, Yingqi (SFC:BVQ750) 陈颖琦 +Rep 2024-12-20
501   Foo, Shang Dong Joshua 胡尚東 +Rep 2024-12-11
502   Lee, Yewon -Rep 2022-09-13 2024-12-11
503 Jadewell Family Office Limited Ip, Terry Ming Chung 葉銘忠 +RO 2024-12-10
504   Yu, Yin (SFC:ARN735) 俞穎 +RO 2024-12-10
505 Jane Street Asia Pacific Limited Tong, Hong Lun Alan 唐康倫 +Rep 2024-12-16
506 JANE STREET HONG KONG LIMITED   +Rep 2024-12-16
507 Jefferies Hong Kong Limited Dumoulin-Smith, Julien Patrick +Rep 2024-12-09
508   Igarashi, Shun -Rep 2023-03-06 2024-12-11
509   Lam, Jason Ka Cheong 林家昌 +Rep 2024-12-18
510   Masumizu, Hitoshi -RO 2015-03-02 2024-12-16
511     +Rep 2024-12-16
512 JIUZE Capital Management Limited Yu, Tai Wai (SFC:BCC292) 余大維 +Rep 2024-12-19
513 JPMorgan Asset Management (Asia Pacific) Limited Lin, Ye (SFC:BAM249) 林野 -Rep 2023-12-20 2024-12-14
514 Juno Capital Management Limited Zhang, Hanyu (SFC:BBR102) 張瀚宇 +Rep 2024-12-18
515 Kapok Capital Management Limited Lau, Ho To 劉浩濤 +RO 2024-12-12
516   Li, Xiao Juan (SFC:ASS795) 李曉娟 +RO 2024-12-12
517 KEC Capital Company Limited Chan, Siu Kuen (SFC:AOU141) 陳紹權 +RO 2024-12-10
518 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Xie, Xiaoli (SFC:BVP940) +Rep 2024-12-18
519 KGI ASIA LIMITED Leung, Kai Tong (SFC:ADU276) 梁啟棠 +Rep 2024-12-20
520   Mok, Vincent Hiu Fung 莫曉峰 -Rep 2021-09-28 2024-12-14
521   Wey, Jyh-Jye James 魏志傑 +Rep 2024-12-16
522 KGI Asset Management Limited   +Rep 2024-12-16
523 KGI FUTURES (HONG KONG) LIMITED Mok, Vincent Hiu Fung 莫曉峰 -Rep 2021-09-28 2024-12-14
524   Wey, Jyh-Jye James 魏志傑 +Rep 2024-12-16
525 KKR Capital Markets Asia II Limited Patkar, Rahul Pradeep +Rep 2024-12-13
526 Lan Asset Management Limited Kwok, Felix Man Chun 郭文駿 +RO 2024-12-12
527   Li, Yunhe (SFC:BUX805) 李云鹤 +RO 2024-12-12
528 LC MANAGEMENT (INTERNATIONAL) LIMITED Chan, Kau Yee 陳裘義 -Rep 2024-11-25 2024-12-09
529     +RO 2024-12-09
530 Leo Capital Corp (Hong Kong) Limited Friedland, Jacob Ethan +Rep 2024-12-17
531 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Huang, Mingyi 黃茗儀 +Rep 2024-12-11
532   Hui, Chin Ki 許展奇 -Rep 2009-09-25 2024-12-12
533   Wan, Vera Wai Cheung 溫惠章 -Rep 2014-09-18 2024-12-18
534 Lianhe Ratings Global Limited Cao, Yang (SFC:BVS380) 曹阳 +Rep 2024-12-11
535 Lochpine Capital Limited Than, Su Ee 鄧書義 -RO 2024-08-09 2024-12-09
536 Long Shine Asset Management Limited Fong, Matthew Kwun Wai 方貫威 +Rep 2024-12-09
537 LUK FOOK SECURITIES (HK) LIMITED Lo, Tsz Chun 勞子俊 -Rep 2024-06-17 2024-12-10
538 LUPU (HONG KONG) LIMITED Cheng, Lisha (SFC:BOT474) 程麗莎 -Rep 2021-09-30 2024-12-16
539   Hao, Yi (SFC:BPF923) 郝毅 +Rep 2024-12-20
540 M&G Investments (Hong Kong) Limited Tsai, Yu-Ting 蔡毓婷 -Rep 2022-10-24 2024-12-13
541 MA Asset Management (Hong Kong) Limited Chau, Hei Wai 周禧煒 -Rep 2022-10-26 2024-12-11
542   So, Yee Kwan (SFC:BPD937) 蘇綺君 -Rep 2022-09-29 2024-12-16
543 Macquarie Asia Securities Limited Curran, Ross Niall +Rep 2024-12-16
544   Luo, Ruohang 羅若航 +Rep 2024-12-10
545 MACQUARIE CAPITAL LIMITED   +Rep 2024-12-10
546   Xie, Cathryn Jianing 謝佳寧 -Rep 2024-11-11 2024-12-10
547     +RO 2024-12-10
548 Magnum Research Limited Liang, Shuyi 梁書儀 +Rep 2024-12-16
549 MAN INVESTMENTS (HONG KONG) LIMITED Zhu, Hua (SFC:BVR055) 朱铧 +Rep 2024-12-16
550 Manulife General Account Investments (HK) Limited Lo, Fook Fun 盧福棻 +Rep 2024-12-12
551 Manulife Investment Management (Hong Kong) Limited Fung, Man Piu 馮文彪 +Rep 2024-12-19
552   Ho, Man Lui 何文鐳 +Rep 2024-12-19
553   Lam, Kam Tat 林錦達 +Rep 2024-12-19
554   Yu, Lawrence Lang-Cheng 余朗程 +Rep 2024-12-09
555 MARCO POLO PURE ASSET MANAGEMENT LIMITED Kwong, King Lok 鄺境樂 -RO 2022-03-14 2024-12-13
556 Market Securities (Hong Kong) Limited Chan, Timothy William -Rep 2024-05-21 2024-12-10
557 Mason Securities Limited Tsoi, Wai Ho 蔡偉豪 -Rep 2022-07-11 2024-12-17
558 Matrix Asset Management Limited Pong, Nicholas Cheuk Pun 龐卓斌 -RO 2023-12-01 2024-12-15
559 Matrix Securities Limited   -RO 2023-12-01 2024-12-15
560 MCM Asia Limited Xie, Fei (SFC:BVM661) 謝飛 +Rep 2024-12-11
561 MCM INVESTMENT PARTNERS LIMITED   +Rep 2024-12-11
562 Mega Success Investment Management Limited Lam, Tsz Cheung 林子祥 -RO 2021-12-20 2024-12-17
563 MERCER INVESTMENTS (HK) LIMITED Chu, Kwok Hang 褚國亨 -Rep 2019-07-19 2024-12-20
564   Lau, King Hei 劉璟曦 -Rep 2019-03-01 2024-12-12
565 Merdeka Corporate Finance Limited Lam, Tsun Ting Louis 林浚霆 -Rep 2019-09-27 2024-12-18
566 Merrill Lynch (Asia Pacific) Limited Kimura, Hana -Rep 2024-11-29 2024-12-20
567 Merrill Lynch Far East Limited   -Rep 2024-11-29 2024-12-20
568 MESSIS CAPITAL LIMITED Au Yeung, Angus Wai Kai 歐陽為鍇 +Rep 2024-12-17
569 Meyer Capital Group Limited Wong, Chun Kwong 王俊光 +RO 2024-12-20
570 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Farrell, Shaun Michael +Rep 2024-12-09
571   Smith, Nicole Jia Zhong 史佳中 +Rep 2024-12-17
572 Mingshi Investment Management Limited Zhang, Jianing (SFC:BVK913) 張佳寧 +Rep 2024-12-20
573 Mirae Asset Securities (HK) Limited Shaw, Philip (SFC:BRK607) +Rep 2024-12-19
574 MIZUHO SECURITIES ASIA LIMITED Lee, Pui Ying 李珮凝 -Rep 2024-06-24 2024-12-12
575   Manakyan, Alexandre +Rep 2024-12-18
576   Sato, Naoto (SFC:BVB762) -Rep 2024-06-17 2024-12-09
577     +RO 2024-12-09
578   Yamakawa, Asako 山川亜沙子 +Rep 2024-12-09
579 MOELIS & COMPANY ASIA LIMITED Li, Ching Fung 李澄灃 +Rep 2024-12-13
580 Morgan Stanley Asia Limited Han, Xuyi 韩絮漪 -Rep 2024-12-06 2024-12-20
581   Lam, Sin Yee (SFC:BDF471) 林茜儀 -Rep 2024-01-11 2024-12-11
582   Lin, Ruhan 林汝函 +Rep 2024-12-20
583 Morgan Stanley Hong Kong Securities Limited Han, Xuyi 韩絮漪 -Rep 2024-12-06 2024-12-20
584 MUFG Securities Asia Limited Forsythe, William James Patrick -Rep 2024-12-09 2024-12-20
585   Ip, Joseph Zi Jun 葉子儁 +Rep 2024-12-18
586   Le, Thi Huong Giang -Rep 2024-12-04 2024-12-11
587 NATIXIS ASIA LIMITED Ouyang, Xuefei 歐阳雪菲 +Rep 2024-12-11
588 Neutral Financial Holding Company Limited Xi, Xuanhua 席絢樺 -RO 2024-09-16 2024-12-13
589 Nice Talent Asset Management Limited Tse, Ka Wai 謝家威 +Rep 2024-12-11
590   Yeung, Chau Har Oleander 楊秋霞 +Rep 2024-12-11
591 Nine Masts Capital Limited Irle, Pratik +Rep 2024-12-17
592   Schoenhuber, Philipp +Rep 2024-12-19
593   Werner, Joel David (SFC:BGD861) +Rep 2024-12-16
594 NOMURA INTERNATIONAL (HONG KONG) LIMITED Furukawa, Makoto +Rep 2024-12-11
595   Hu, Xiaoyan (SFC:AVK473) 胡小燕 +Rep 2024-12-09
596   Lau, Tik Sze 劉迪詩 +Rep 2024-12-09
597   Siu, Yat Chi 蕭一芝 +Rep 2024-12-16
598   Usui, Susumu -RO 2023-05-03 2024-12-10
599   Van Meerendonk, Martin John +Rep 2024-12-16
600 Oaktree Capital (Hong Kong) Limited Lee, Woohyun +Rep 2024-12-18
601   Urquidi, Pedro (SFC:ADU888) -RO 2019-05-21 2024-12-11
602 Oasis Management (Hong Kong) Hughes, Christine Virginia +Rep 2024-12-13
603 OIL Assets Securities Limited Hui, Chi Yuen 許志遠 -Rep 2020-08-06 2024-12-18
604   Lee, Alrick Ho Leung 李浩良 -Rep 2019-10-29 2024-12-20
605 OLZ (HONG KONG) LIMITED Yong, Koon Sun 楊焜善 +Rep 2024-12-13
606 OnePlatform Asset Management Limited Chan, Ming Sang 陳明笙 +Rep 2024-12-20
607   Chau, Yue Man 周裕文 -Rep 2024-06-24 2024-12-10
608 Optimas Capital Limited Geng, Xiaoxiao 耿瀟瀟 -Rep 2019-05-17 2024-12-16
609 Opus Capital Limited (HK) Guo, Xiuyuan 郭修遠 -Rep 2023-03-31 2024-12-13
610 Opus Capital Management Limited Ng, Bonnie Yuen Ting 吳宛庭 -RO 2015-03-31 2024-12-13
611 Oreana Financial Services Limited Rumball, Jacob Patrick (SFC:BMJ389) +Rep 2024-12-11
612 ORIENT FUTURES (HONG KONG) LIMITED Liu, Hongzhu 劉紅竹 +Rep 2024-12-12
613 ORIENT SECURITIES (HONG KONG) LIMITED   +Rep 2024-12-12
614   Luo, Ao 羅傲 -Rep 2024-08-09 2024-12-10
615 PACIFIC HAWK (HK) LIMITED Ko, Tsz Biu 高子彪 +Rep 2024-12-17
616 Pamalican Asset Management Limited Eoyang, Christopher Han +Rep 2024-12-10
617   Ho, David Ding Wai 何定緯 +Rep 2024-12-19
618 Panda Securities Company Limited Guo, Zuer 郭祖兒 +Rep 2024-12-19
619   Shi, Dalong 史大龍 -Rep 2024-05-09 2024-12-14
620 Partners Group (Hong Kong) Private Limited Ng, Vincent Wing Chung 伍穎聰 +Rep 2024-12-13
621 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Xie, Yutong (SFC:BVS681) 謝雨桐 +Rep 2024-12-17
622 PHILLIP COMMODITIES (H.K.) LIMITED Chow, Ho Long 周浩朗 -Rep 2020-12-29 2024-12-11
623   Chu, Yunxi 褚允浠 +Rep 2024-12-17
624   Lam, Chun Po (SFC:ANN300) 林振寶 -Rep 2006-08-28 2024-12-17
625   Mak, Wing Fung 麥榮豐 -Rep 2004-12-08 2024-12-13
626 PHILLIP SECURITIES (HONG KONG) LIMITED Chow, Ho Long 周浩朗 -Rep 2020-12-29 2024-12-11
627   Chu, Yunxi 褚允浠 +Rep 2024-12-17
628   Kwan, Po Tim 關寶甜 -Rep 2019-05-27 2024-12-16
629   Lam, Chun Po (SFC:ANN300) 林振寶 -Rep 2006-06-19 2024-12-17
630   Mak, Wing Fung 麥榮豐 -Rep 2004-12-08 2024-12-13
631   Xie, Yutong (SFC:BVS681) 謝雨桐 +Rep 2024-12-17
632   Yau, Choi Wan 丘彩雲 -Rep 2008-08-28 2024-12-16
633 Pinerock Asset Management Limited Feng, Dafu 馮大富 +RO 2024-12-18
634 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Guo, Jianna 郭建娜 +Rep 2024-12-19
635 Ping An of China Capital (Hong Kong) Company Limited Tang, Wei (SFC:BVP637) 唐伟 +Rep 2024-12-09
636   Weng, Jinheng 翁晉亨 -Rep 2023-03-21 2024-12-16
637     +RO 2024-12-16
638 PingPong Intelligence Limited Kwok, Wai Shun (SFC:AFM346) 郭偉信 +RO 2024-12-11
639   Zhu, Dawen 朱達文 +RO 2024-12-11
640 Pinpoint Asset Management Limited Wong, Simpson Leung Hang 黃良恆 -Rep 2022-04-13 2024-12-11
641 PLATINUM SECURITIES COMPANY LIMITED Ramsay, Ian Ross McGregor -Rep 2016-05-18 2024-12-13
642 Point72 Hong Kong Limited Shen, Haonan 沈浩南 +Rep 2024-12-09
643 Polaris Capital Limited Yi, Yang (SFC:BVL622) 易暘 +Rep 2024-12-18
644 Pollock Asset Management Limited Poon, Eric Chi Lik 潘智力 +Rep 2024-12-10
645 Polymer Capital Management (HK) Limited Nanjo, Takafumi 南條孝文 +Rep 2024-12-11
646   Xia, Yang (SFC:BPQ936) 夏楊 -Rep 2020-05-22 2024-12-10
647 Powership Capital Management Limited Zhang, Dianquan 張殿權 +Rep 2024-12-18
648 Principal Investment & Retirement Services Limited Lam, Chi Nok 林志諾 -Rep 2024-01-26 2024-12-10
649 Privium Fund Management (HK) Limited Walker, Angus Campbell +Rep 2024-12-20
650 PYXIS WEALTH ADVISORS LIMITED Tian, Jingjing (SFC:BVS186) 田晶晶 +Rep 2024-12-18
651 QLP Capital Management Limited Chiang, Ming Zuei 江明叡 +RO 2024-12-16
652   Kim, Yong Chan 金容賛 +RO 2024-12-16
653 Quam Securities Limited Zhong, Lan (SFC:ATJ434) 鍾嵐 -Rep 2010-07-26 2024-12-18
654 Quantum Leap Capital Limited Wang, Ximei (SFC:BPX026) 王喜梅 -Rep 2024-11-11 2024-12-11
655 Qube Research & Technologies Hong Kong Limited Nagy, David Paszkal +Rep 2024-12-09
656 Red Solar Capital Limited Cheung, Vien Wing Yan 張穎欣 -Rep 2024-10-22 2024-12-13
657     +RO 2024-12-13
658 Redbridge Global Strategies Limited Zeng, Fanjie 曾繁杰 -Rep 2024-10-22 2024-12-12
659     +RO 2024-12-12
660 Renco Investments Limited Hui, Kai Man 許繼文 -Rep 2024-07-31 2024-12-12
661 RICHE BRIGHT SECURITIES LIMITED Chu, Hon Kit 朱瀚傑 +RO 2024-12-19
662   Lui, Ho Chuen 呂浩存 +Rep 2024-12-19
663 Richwood International Management Limited Lam, Chi Wai (SFC:AKX862) 林智偉 +RO 2024-12-19
664 RIME Capital Limited Pan, Dengke 潘登科 -Rep 2024-03-18 2024-12-11
665 River Capital Limited (HK) Wang, Vivien Wen 王雯 +RO 2024-12-10
666 ROYSTON SECURITIES LIMITED (GBEN) Lee, Ho Yin (SFC:BUR434) 李浩賢 +Rep 2024-12-10
667 S HARMONY ASSET MANAGEMENT LIMITED Liu, Guanqun (SFC:BTU316) 刘冠群 -RO 2023-10-19 2024-12-13
668 S&P Global Ratings Hong Kong Limited Chow, Wai Tim 鄒維添 +Rep 2024-12-12
669   Foo, Martin Jong-Soong -Rep 2024-12-02 2024-12-15
670 Sage Partners Limited Wu, Na (SFC:BVQ390) 吴娜 +RO 2024-12-17
671 Saxo Capital Markets HK Limited Zhang, Huimin (SFC:BRY760) 張慧敏 -Rep 2023-11-14 2024-12-20
672 Seiga Asset Management Limited Broomhead, Robert Peter -RO 2022-06-23 2024-12-20
673 SG SECURITIES (HK) LIMITED Lin, Jinlin 林瑾琳 -Rep 2023-02-14 2024-12-13
674   Ye, Zhenzuo 叶振作 -Rep 2016-07-25 2024-12-13
675 SHACOM FUTURES LIMITED Lau, Ho Man Joey 柳浩文 -Rep 2021-06-22 2024-12-11
676     +RO 2024-12-11
677 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Cheung, Tsz Wai (SFC:AUT495) 張子偉 -Rep 2016-12-19 2024-12-10
678 SHANXI SECURITIES INTERNATIONAL LIMITED   -Rep 2015-06-15 2024-12-10
679 SHENG YUAN ASSET MANAGEMENT LIMITED Lai, Yuen Chun (SFC:AMO727) 黎遠真 -RO 2023-02-06 2024-12-10
680 SHENGQI CAPITAL (HONG KONG) LIMITED Liang, Hao (SFC:BUN908) 梁浩 -Rep 2024-08-16 2024-12-12
681     +RO 2024-12-12
682 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Luo, Hongwei (SFC:BVL696) +RO 2024-12-17
683   Wang, Min (SFC:BUU894) 汪敏 -Rep 2024-05-08 2024-12-20
684   Xie, Haituo 謝海拓 +Rep 2024-12-16
685   Zhang, Xue (SFC:BUA704) 張雪 -Rep 2023-08-25 2024-12-20
686 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Li, Huan (SFC:BCF504) 李煥 -Rep 2021-05-17 2024-12-10
687     +RO 2024-12-10
688 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Chan, Ben Shek Bun 陳錫濱 -RO 2023-12-20 2024-12-13
689   Yang, Xueqin (SFC:BVQ343) 杨雪芹 +Rep 2024-12-11
690 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED   +Rep 2024-12-11
691 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Chan, Ben Shek Bun 陳錫濱 -RO 2022-05-10 2024-12-13
692   Lin, Sheng (SFC:BVI203) 林昇 -Rep 2024-09-05 2024-12-11
693   Luo, Hongwei (SFC:BVL696) +RO 2024-12-17
694   Yang, Xueqin (SFC:BVQ343) 杨雪芹 +Rep 2024-12-11
695 Silk Road International Capital Limited Shao, Yuhan (SFC:BVP569) 邵禹菡 +Rep 2024-12-17
696 Sinocon Capital International Limited Ng, Chi Yu 吳知雨 -RO 2017-06-27 2024-12-13
697 Sinocon Securities International Limited   -RO 2017-07-20 2024-12-13
698 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Chen, Xiaofei (SFC:BDJ570) 陳笑菲 -Rep 2014-05-14 2024-12-15
699   Tan, Sichen 谭思晨 -Rep 2024-07-08 2024-12-16
700     +RO 2024-12-16
701   Xie, Fengfeng (SFC:BVD840) 谢丰峰 -Rep 2024-07-22 2024-12-11
702     +RO 2024-12-11
703   Xing, Sichun 幸思春 -Rep 2024-07-22 2024-12-11
704     +RO 2024-12-11
705   Zhang, Qi (SFC:BVT089) 張奇 +Rep 2024-12-20
706 SINOPAC SECURITIES (ASIA) LIMITED Lee, Kai Yee 李啟怡 -Rep 2024-12-06 2024-12-16
707   Li, Ji (SFC:BCE400) 李驥 +Rep 2024-12-19
708   Wong, Chun Kwong 王俊光 -Rep 2017-02-13 2024-12-16
709 SMBC Nikko Securities (Hong Kong) Limited Lau, Ka Siu 劉珈兆 -Rep 2024-11-14 2024-12-10
710 Solar Mass Capital Limited Gu, Run 顾润 -Rep 2022-10-20 2024-12-20
711   Lam, Siu Mo 林少武 -RO 2024-09-16 2024-12-20
712 Solomon Capital Management Limited (HK) Law, On Yee 羅安怡 -RO 2021-12-01 2024-12-13
713 Solomon JFZ (Asia) Holdings Limited Lim, Marco Jun Kit 林俊傑 +Rep 2024-12-19
714 SOUTH CHINA COMMODITIES LIMITED Poon, Eric Chun Sun 潘浚燊 +Rep 2024-12-10
715   Siu, Kin Chung (SFC:AAH536) 蕭建聰 -Rep 2008-11-24 2024-12-19
716   Tse Wai, Shing 謝偉成 +Rep 2024-12-19
717 South China Investment Management Limited Poon, Eric Chun Sun 潘浚燊 +Rep 2024-12-10
718 SOUTH CHINA RESEARCH LIMITED   +Rep 2024-12-10
719 SOUTH CHINA SECURITIES LIMITED   +Rep 2024-12-10
720   Siu, Kin Chung (SFC:AAH536) 蕭建聰 -Rep 2008-11-24 2024-12-19
721   Tse Wai, Shing 謝偉成 +Rep 2024-12-19
722 SPDB International Securities Limited Huang, Huiwen (SFC:BRJ790) 黃慧文 +Rep 2024-12-11
723 SPIC Asset Management (Hong Kong) Company Limited Wang, Hong (SFC:BVP916) 汪泓 +Rep 2024-12-10
724 Strategic Vision Investment Limited Chan, Cheuk Lun (SFC:AMF520) 陳卓倫 -Rep 2022-09-13 2024-12-12
725   Lu, Qiuyang (SFC:BQM229) 盧秋阳 -Rep 2023-09-18 2024-12-12
726 Sun Life Asset Management (HK) Limited Cheng, Yuen Hong 鄭元匡 -Rep 2024-12-13 2024-12-17
727     +RO 2024-12-17
728 Sunrise Brokers (Hong Kong) Limited Bedinade, Jeremie Maleki -Rep 2024-01-04 2024-12-12
729 Superactive Financial Group Company Limited Ko, Hiu Wing 高曉榮 -Rep 2021-05-03 2024-12-09
730   Wong, Kam Wah (SFC:AEZ347) 黃錦華 -Rep 2024-12-12 2024-12-19
731     +RO 2024-12-19
732 Surich Asset Management Limited Wong, Ho Man (SFC:BRS957) 黃浩旻 -Rep 2024-04-05 2024-12-20
733 Symmetry Investments (Hong Kong) Limited Wang, Yuhui (SFC:BQE249) 王育卉 +Rep 2024-12-12
734 T. Rowe Price Hong Kong Limited Wang, Ching Wen (SFC:BRR278) 王敬雯 +Rep 2024-12-09
735 T.F.S. Derivatives HK Limited Cura, Jerome De La Cruz -Rep 2019-02-01 2024-12-09
736   Fok, Gary Do Ming 霍道明 -Rep 2019-02-01 2024-12-09
737   Lam, Shing Ki 林承棋 -Rep 2021-01-20 2024-12-09
738 Tenacity Capital Partners Limited Chen, Rock Chung Nin 陳仲尼 -Rep 2024-11-29 2024-12-13
739     +RO 2024-12-13
740 TFI Securities and Futures Limited Chan, Man Na 陳文娜 +Rep 2024-12-09
741   Cheng, Chor Ki 鄭礎祺 +Rep 2024-12-10
742   Chow, Chin Wai (SFC:BRG537) 周展瑋 +Rep 2024-12-17
743   Kwok, Doris Chui Tin 郭翠鈿 +Rep 2024-12-13
744   Lee, Wai Kit (SFC:AEY372) 李偉傑 +Rep 2024-12-12
745   Ng, Siu Chung 吳兆聰 +Rep 2024-12-10
746   Wong, Kwong Ching 王光正 +Rep 2024-12-19
747 Theia Securities Limited Tsang, Kong Kit 曾江潔 -RO 2023-08-14 2024-12-13
748 Thousand Whales Technology (BVI) Limited Hudson, Alexander Jo +RO 2024-12-18
749   Lam, Kok Leung 林覺亮 +RO 2024-12-18
750   Lee, Pak Wing (SFC:BOR464) 李栢榮 +RO 2024-12-18
751   Ng, Chit Sang 吳哲生 +RO 2024-12-18
752   Wu, Chen (SFC:BQI580) 吴晨 +RO 2024-12-18
753   Yao, Yutong 姚雨彤 +Rep 2024-12-18
754   Zhang, Lingyushan 張令雨杉 +Rep 2024-12-18
755   Zhong, Ni 鍾逆 +Rep 2024-12-18
756 TIANDA ASSET MANAGEMENT LIMITED Shek, Ming Wai 石明維 -Rep 2023-02-28 2024-12-10
757 TIANDA SECURITIES LIMITED   -Rep 2023-02-28 2024-12-10
758 Tiantu Asset Management Company Limited He, Qidi 何啟迪 -Rep 2022-04-29 2024-12-16
759 Topaz Financial Group Limited Yeung, Chi Chung (SFC:BVQ425) 楊智銃 +Rep 2024-12-11
760 TPG Capital, Limited Mitchell, Hamish Stuart Menzies +Rep 2024-12-13
761 TREE LINE ADVISORS (HONG KONG) LIMITED Lam, Chun Ming (SFC:BVS523) 林晉銘 +Rep 2024-12-11
762 Triata Capital Limited Macfarlane, Henry William +Rep 2024-12-09
763 TRIVEST ADVISORS LIMITED Wong, Jonathan Wai Tun +Rep 2024-12-17
764 UBS Asset Management (Hong Kong) Limited Cheung, Tin Yui Timothy Brian 張天睿 -Rep 2019-08-26 2024-12-13
765 UBS SECURITIES ASIA LIMITED Adachi, Masamichi -Rep 2024-12-11 2024-12-16
766   Cho, Yunhaeng -Rep 2024-12-04 2024-12-09
767   Choi, Jae Hyung -Rep 2024-12-04 2024-12-09
768   Chow, Pei San 周佩珊 -Rep 2024-12-06 2024-12-13
769   Delmas, Guillaume Gerard Vincent -Rep 2024-12-09 2024-12-13
770   Giampaolo, Antonio (SFC:BVS257) -Rep 2024-12-06 2024-12-11
771   Goro, Harunobu -Rep 2024-12-09 2024-12-13
772   Guo, Dawei (SFC:BVQ551) 郭大为 -Rep 2024-11-22 2024-12-09
773   Kim, Gil Hyung -Rep 2024-12-04 2024-12-09
774   Kim, Sang Uk -Rep 2024-12-04 2024-12-09
775   Lasser, Michael Louis -Rep 2024-12-13 2024-12-17
776   Omura, Shunta -Rep 2024-12-06 2024-12-13
777   Pool, Jonathan Michael -Rep 2024-12-10 2024-12-14
778   Teves, Joni Mae -Rep 2024-12-10 2024-12-13
779   Wu, Peng (SFC:BUU005) 吴鹏 -Rep 2024-03-26 2024-12-10
780 UBS SECURITIES HONG KONG LIMITED Cai, Catherine Hongjun 蔡紅軍 -Rep 2018-03-01 2024-12-13
781   Wu, Peng (SFC:BUU005) 吴鹏 -Rep 2024-03-26 2024-12-10
782 Unity Partners Asset Management Limited Tao, Dennis Tak Yan 陶德仁 +RO 2024-12-20
783   Xia, Tian (SFC:AVT108) 夏天 +RO 2024-12-20
784 UOB KAY HIAN (HONG KONG) LIMITED Chan, Sze Yee 陳思儀 +Rep 2024-12-17
785   Lam, Hing Fan 林慶芬 +Rep 2024-12-11
786   Lee, Hon Ying 李漢英 +Rep 2024-12-17
787   Wong, Ki Ling 王琦凌 +Rep 2024-12-17
788 UOB KAY HIAN FUTURES (HONG KONG) LIMITED   +Rep 2024-12-17
789   Wong, Shing Chi (SFC:AOS348) 黃承志 +Rep 2024-12-18
790 uSmart Securities Limited Cheung, Ignatius Shun Lim 張舜廉 +RO 2024-12-10
791   Li, Yezi 李叶子 +Rep 2024-12-16
792   Lo, Tak Keung 羅德強 -Rep 2024-07-08 2024-12-20
793   Lo, Wai Lun (SFC:AVM934) 盧煒燐 -Rep 2024-07-02 2024-12-17
794   Sun, Kit Cheung 辛傑翔 +RO 2024-12-10
795 VALUABLE CAPITAL LIMITED Chan, Siu Pang (SFC:BOJ868) 陳小鵬 -Rep 2023-02-28 2024-12-18
796   Kwok, Doris Chui Tin 郭翠鈿 -Rep 2020-12-09 2024-12-09
797   Lee, Wai Kit (SFC:AEY372) 李偉傑 -Rep 2022-08-17 2024-12-11
798   Leung, Tsz Kin (SFC:BFG540) 梁子鍵 -Rep 2022-03-14 2024-12-18
799     +RO 2024-12-18
800   Lu, Yanzheng 盧艷峥 -Rep 2024-09-23 2024-12-13
801   Wong, Kwong Ching 王光正 -Rep 2020-12-09 2024-12-13
802 Vantage Capital Markets HK Limited Rathore, Alok Kumar -Rep 2019-09-26 2024-12-14
803 Viipark Corporate Finance Co., Limited Shringla, Suberna Vardhan -RO 2019-06-20 2024-12-16
804 VINCO FINANCIAL LIMITED Wan, Chun Yuen 尹俊元 -Rep 2022-06-29 2024-12-13
805 VivCourt Trading HK Limited Lau, Gwen 劉曉珺 -RO 2022-09-16 2024-12-22
806 VP Wealth Management (Hong Kong) Limited Ho, Kar Ying 何嘉盈 -Rep 2022-09-14 2024-12-09
807   Lai, Ming Chi 黎明枝 -Rep 2022-09-14 2024-12-09
808   Lee, Kit Ching 李潔清 -Rep 2022-08-01 2024-12-09
809   Mok, Chiu Ming 莫昭明 -Rep 2022-11-17 2024-12-09
810   Rupf, Thomas -Rep 2024-07-08 2024-12-09
811   Zhou, Yong (SFC:APG180) 周勇 -Rep 2024-06-14 2024-12-09
812 WANG ON SECURITIES LIMITED Wong, Li Ting 黃利婷 +Rep 2024-12-18
813 Wanhai Securities (HK) Limited Wong, Wai Kwan (SFC:BOZ993) 黃煒君 +Rep 2024-12-11
814 WE Asset Management Limited Chan, Kwok Wai (SFC:BSJ425) 陳覺偉 +Rep 2024-12-18
815 WE Securities Limited   +Rep 2024-12-18
816 WealthTac Global Asset Management Limited Yeung, Wai Hung (SFC:AYH972) 楊偉雄 -Rep 2024-07-23 2024-12-09
817     +RO 2024-12-09
818 WEBULL SECURITIES LIMITED Wong, Kwing Nam 黃烱南 +Rep 2024-12-18
819 Welwing Capital Group Limited Chung, Ka Chun Andy 鍾嘉俊 +Rep 2024-12-18
820 WeShare Securities Limited Chen, Weili (SFC:BVH300) 陳衛理 -Rep 2024-11-11 2024-12-12
821     +RO 2024-12-12
822 WING FUNG FUTURES LIMITED Fung, Wing See (SFC:AEC031) 馮穎思 +Rep 2024-12-13
823 WING FUNG SECURITIES LIMITED   +Rep 2024-12-13
824 WRise Prestige Asset Management Limited Man, Chui Yan 文翠茵 +Rep 2024-12-19
825   Ng, Pui Chi 吳珮芝 +Rep 2024-12-19
826 WRise Prestige Securities Limited Fong, Kam Wah 方錦華 +Rep 2024-12-18
827   Ho, Wing Hang (SFC:AZL832) 何詠恆 +Rep 2024-12-19
828   Man, Chui Yan 文翠茵 +Rep 2024-12-19
829   Ng, Pui Chi 吳珮芝 +Rep 2024-12-19
830   Pun, Joisse Siu Han 潘肇嫻 +Rep 2024-12-18
831 WRise Wealth Management (Hong Kong) Limited Au, Pak Sze 歐柏斯 -Rep 2023-10-30 2024-12-19
832   Wang, Yuyan (SFC:BVO330) 王玉艷 -Rep 2024-11-27 2024-12-20
833 WT Asset Management Limited Ho, Tsz Ching (SFC:BLN448) 何芷晴 -Rep 2022-02-16 2024-12-09
834 Wynson Asset Management Limited Mak, Raymond (SFC:AMF438) 麥偉汶 -Rep 2021-12-03 2024-12-12
835   Mok, Sin Yee 莫倩儀 -RO 2023-05-12 2024-12-09
836 YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Chan, Chi Ho (SFC:BVO336) 陳志豪 +Rep 2024-12-10
837 Yellow River Securities Limited Deng, Lu (SFC:BSM515) 鄧璐 -RO 2024-10-23 2024-12-20
838 YF SECURITIES COMPANY LIMITED Cheung, Louis Wing Kwan 張穎群 +Rep 2024-12-13
839 Youxfort Asset Management (Hong Kong) Limited Fan, Kenneth King Chi 范敬智 +RO 2024-12-11
840   Ng, Pik Ying 吳碧瑩 +RO 2024-12-11
841 YUANTA FUTURES (HK) CO., LIMITED Liang, Cheng Chung 梁正中 -Rep 2023-10-03 2024-12-17
842     +RO 2024-12-17
843 YUE XIU SECURITIES COMPANY LIMITED Chan, Joseph Kai Sun 陳佳申 -Rep 2012-05-16 2024-12-12
844 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Wong, Chung Sing 王重升 +Rep 2024-12-11
845 ZHONGTAI INTERNATIONAL FUTURES LIMITED Chen, Yujie (SFC:BDP287) 陳宇捷 +Rep 2024-12-20
846 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Wang, Kevin (SFC:BRX837) 王麒杰 -Rep 2022-01-13 2024-12-13
847   Zhu, Guanfan 朱冠帆 +Rep 2024-12-11
848 Zynergy Asset Management Limited Zhao, Haiyan (SFC:BVA361) 趙海燕 +Rep 2024-12-20

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