Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 About Capital Management (HK) Co., Limited Liu Chun Wah (SFC:BIN603) -Rep 2016-11-18 2023-03-24
2     +RO 2023-03-24
3 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED Lai Chi Fung (SFC:BTG259) -Rep 2023-03-16 2023-03-24
4     +RO 2023-03-24
5 ADAMAS CAPITAL PARTNERS (HK) LIMITED Lu Clark Chia-Chueh -RO 2019-05-03 2023-03-31
6 AJ Asset Management Limited Liang Shiming (SFC:BAA904) +Rep 2023-03-28
7 Akron Corporate Finance Limited Luo Jing (SFC:BNC966) -Rep 2018-07-30 2023-03-31
8 Aksia Hong Kong Limited Ly Chau Tuong -Rep 2022-06-10 2023-03-27
9     +RO 2023-03-27
10 Allfunds Hong Kong Limited Toh Chun Wah +Rep 2023-03-23
11 AllianceBernstein Hong Kong Limited Chakrabarti Debasish (SFC:BTO097) -Rep 2023-03-20 2023-03-24
12   Stein Benjamin Matthew -Rep 2023-03-20 2023-03-24
13 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Wehner Holger -Rep 2023-03-20 2023-03-22
14   Zhang Yu (SFC:BMM427) +Rep 2023-03-20
15 Alphamax Asset Management (HK) Limited Lam Mei Ling (SFC:BCS527) +Rep 2023-03-21
16 Amundi Hong Kong Limited Logerais David Dominique -RO 2014-01-24 2023-03-29
17   Wong Duncan Wing Fai -Rep 2022-08-01 2023-04-02
18 Antai Securities Limited Wang Huazhu +RO 2023-03-31
19 Ares Management Asia (Hong Kong) Limited Chung Chinwok +Rep 2023-03-27
20   Lau Danielle Eda +Rep 2023-03-23
21   Wu Rebecca Yuan +Rep 2023-03-23
22 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Hui Wing Fai Danny -RO 2022-09-22 2023-03-31
23 Arta Asset Management Limited Jeong Joseph Chu +Rep 2023-03-23
24 Arta Global Futures Limited Ho Stanley Shun Lai +Rep 2023-03-23
25   Jeong Joseph Chu +Rep 2023-03-23
26 Arta Global Markets Limited Ho Stanley Shun Lai +Rep 2023-03-23
27   Jeong Joseph Chu +Rep 2023-03-23
28 AS CAPITAL LIMITED Horowitz Barry Alan -RO 2019-06-10 2023-03-31
29   Kang In Muk -Rep 2023-02-03 2023-03-28
30     +RO 2023-03-28
31 ASIA PACIFIC INVESTMENT ADVISORS LIMITED Martirani Massimiliano -Rep 2022-11-24 2023-03-31
32     +RO 2023-03-31
33 Aspenwood Capital Limited Lam Shun +Rep 2023-03-27
34 ASSET MANAGEMENT GROUP LIMITED So Man Kit (SFC:BOH654) -Rep 2020-03-24 2023-03-20
35   Wang Xilin (SFC:BQC374) -Rep 2020-10-05 2023-03-24
36 Astrum Capital Management Limited (HK) Lau Po Chu +Rep 2023-03-31
37   Siu Kam Chau (SFC:ACI566) +Rep 2023-03-27
38 ATHENA WEALTH MANAGEMENT LIMITED Chao Chih Ke -Rep 2014-05-14 2023-03-31
39   Tam Hang -Rep 2019-12-10 2023-03-23
40 Atherton Asset Management Limited Leung Chung Wai (SFC:ABF527) -RO 2017-09-08 2023-03-31
41   Yeung Lydia Sum Ming -Rep 2011-03-04 2023-03-31
42 ATLANTIS INVESTMENT MANAGEMENT LIMITED Qu Yidi -Rep 2023-01-20 2023-03-24
43 AutoML Capital Limited Ho Lok Ngai (SFC:BSU525) -Rep 2022-09-06 2023-03-27
44     +RO 2023-03-27
45 AVICT Global Asset Management Limited Da Yang +Rep 2023-03-20
46 Axis Capital Management Limited Tam Tsz Fung -RO 2019-10-28 2023-03-31
47 Baillie Gifford Asia (Hong Kong) Limited Mathews Toby Alexander -Rep 2023-03-17 2023-03-31
48 Bain Capital Credit (Asia) Limited Choi Venus Yuen Ting -Rep 2020-07-13 2023-03-31
49 Ballas Capital Limited Chiu Tsz Hong +Rep 2023-03-21
50 Balyasny Asset Management (Hong Kong) Limited Carsch Harry Travis +Rep 2023-03-30
51   Fong Andrew Ka Wing (SFC:AMW761) -RO 2021-06-10 2023-03-23
52 BCT Financial Limited Chan Yung Yung (SFC:BRW351) -Rep 2021-11-16 2023-03-26
53 BFAM Partners (Hong Kong) Limited Lee Sik Yee Christian Pascal Kim Sang +Rep 2023-03-31
54 BGC SECURITIES (HONG KONG) LLC Hornby William Hugh Scobie -Rep 2022-04-21 2023-03-31
55 Billion Capital Partners Limited Zhu Rongzhen +Rep 2023-03-27
56 Blackhorn Wealth Management Limited Yan Sijie +Rep 2023-03-30
57 BlackRock Asset Management North Asia Limited Lau Pei Man Hidy -Rep 2018-09-13 2023-03-27
58   Walters Evan Ambrose -Rep 2015-07-17 2023-03-24
59   Woolley Mark Robert +Rep 2023-03-24
60 Blackwell Global Asset Management Limited Lie Ka Hin +Rep 2023-03-29
61 Blackwell Global Securities Limited   +Rep 2023-03-29
62 Blue Creek Capital Management Limited Feng Siwei -RO 2020-03-04 2023-03-20
63 Blue Owl Capital HK Limited Fujimoto Wataru +Rep 2023-03-27
64 BLUE POOL CAPITAL LIMITED Zhao Sihan (SFC:BTM497) +Rep 2023-03-23
65 Bluemount Asset Management Limited Li Kwok Tung (SFC:ABZ281) +RO 2023-03-29
66   Wong Wai Sze (SFC:BAA860) -Rep 2018-04-16 2023-03-23
67 Bluemount Securities Limited Li Kwok Tung (SFC:ABZ281) +RO 2023-03-29
68   Wong Wai Sze (SFC:BAA860) -Rep 2018-04-16 2023-03-23
69 BNP PARIBAS SECURITIES (ASIA) LIMITED Bae Sung Hyeon Martin +Rep 2023-03-29
70   Tang Joshua Chung Shun +Rep 2023-03-28
71 BOCI ASIA LIMITED Chen Qibo +Rep 2023-03-28
72 BOCI SECURITIES LIMITED   +Rep 2023-03-28
73   Lai Tsz Ching Cherry +Rep 2023-03-30
74 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Li Junli (SFC:BTN021) +Rep 2023-03-22
75 BOCOM International Securities Limited Cai Baohui -Rep 2022-02-22 2023-03-22
76   Xiong Xuan +Rep 2023-03-22
77 BOCOM MPF & Financial Services Company Limited Chow Hau Yan +Rep 2023-03-27
78 Bosera Asset Management (International) Co., Limited Li Chengwei (SFC:BTC640) +Rep 2023-03-27
79   Liu Tianyu (SFC:BTO567) +Rep 2023-03-23
80   Ma Xin (SFC:BTO571) +Rep 2023-03-27
81   Zhang Yuemeng +Rep 2023-03-30
82 BOWEN CAPITAL (HK) LIMITED Mak Eugene Yiu Chuen +Rep 2023-03-31
83 Bright Valley Capital Limited Chan Tung (SFC:AXY807) -Rep 2023-01-31 2023-03-29
84     +RO 2023-03-29
85   Xu Wen (SFC:APO463) -RO 2022-05-16 2023-03-31
86 Brightus Management Limited Wang Chen (SFC:AKO788) +RO 2023-03-30
87 BULLISH SECURITIES LIMITED Chu Wing Mui -Rep 2023-04-01
88 C.M. Capital Advisors (HK) Limited Chen Jianan (SFC:BTO335) +Rep 2023-03-29
89 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Thomas Dean (SFC:ACN472) -Rep 2020-02-11 2023-03-24
90 CAPITAL GLOBAL MANAGEMENT LIMITED Chen Yunn-Ru -Rep 2020-12-10 2023-04-01
91   Lin Tzu-Yuan (SFC:BPN861) -Rep 2020-06-09 2023-04-01
92 CARDINALASIA CONSULTING LIMITED Chu Wan Hang -RO 2022-07-28 2023-03-26
93 CATHAY SECURITIES (HONG KONG) LIMITED Chan Tsz Kin (SFC:BRX519) -Rep 2021-12-21 2023-04-01
94   Li Gengshuo +Rep 2023-03-30
95 CC Finance Limited Zhao Yuzhe (SFC:BTN077) +Rep 2023-03-27
96 CC VENTURE CAPITAL LIMITED Lor Ching Yi +Rep 2023-03-29
97 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Liao Chien Chang -Rep 2022-10-28 2023-03-28
98 CCB INTERNATIONAL CAPITAL LIMITED Wen Yong (SFC:AVO566) -Rep 2015-06-08 2023-03-31
99 CCB INTERNATIONAL SECURITIES LIMITED Ho David Siu Kee -Rep 2021-08-04 2023-03-22
100   Yang Liwen (SFC:BSM567) -Rep 2023-03-10 2023-03-24
101 CEB International Asset Management Corporation Limited Chen Pei Jie +Rep 2023-03-20
102 CEB International Capital Corporation Limited Yam Chak Sun +Rep 2023-03-27
103 CENTERLINE INVESTMENT MANAGEMENT LIMITED Hong Ruixiang -Rep 2018-08-01 2023-04-01
104 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED Cheung Monica Yin Man +Rep 2023-03-30
105 CHARTWELL CAPITAL LIMITED (HK) Jim Daniel Pok Man +Rep 2023-03-21
106 China Asset Management (Hong Kong) Limited Lin Lin (SFC:BTD605) -Rep 2022-10-31 2023-03-24
107   Yip Yuen Ni -Rep 2021-09-03 2023-03-20
108 CHINA DEMETER SECURITIES LIMITED Lau Yiu Hei +Rep 2023-03-20
109 CHINA EVERBRIGHT CAPITAL LIMITED Chung Yu Fung +Rep 2023-03-27
110 China Galaxy International Securities (Hong Kong) Co., Limited Zhu Yu Qiang +Rep 2023-03-27
111 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED Chan Maggie Ka Yee -Rep 2023-03-10 2023-03-20
112     +RO 2023-03-20
113 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Chen Gang (SFC:BTM769) +Rep 2023-03-22
114 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Bian Yang (SFC:BRS565) -Rep 2022-12-29 2023-03-20
115 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED   -Rep 2022-12-29 2023-03-20
116   Ding Haodong +Rep 2023-03-29
117   Du Wenxin +Rep 2023-03-28
118   Feng Wenjing +Rep 2023-03-29
119   Guo Yu (SFC:BTM350) +Rep 2023-03-30
120   Huang Tianqing (SFC:BTL932) +Rep 2023-03-22
121   Jiang Lingfang +Rep 2023-03-27
122   Jin Yue (SFC:BPK289) -Rep 2022-01-26 2023-03-31
123   Li Jiafan +Rep 2023-03-27
124   Li Yanjun (SFC:BTO442) +Rep 2023-03-27
125   Lin Kuipu +Rep 2023-03-27
126   Lu Lingxi +Rep 2023-03-27
127   Luo Junjie +Rep 2023-03-30
128   Qian Yi (SFC:BTM228) +Rep 2023-03-23
129   Tan Zeyuan +Rep 2023-03-27
130   Tsang Chi Chung (SFC:BEA501) -Rep 2014-08-14 2023-03-27
131     +RO 2023-03-27
132   Zang Ruochen +Rep 2023-03-30
133   Zhao Jinhao +Rep 2023-03-27
134 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Jiang Qizhou -Rep 2021-07-28 2023-03-24
135   Li Yishou +Rep 2023-03-23
136   Yuan Jiayi (SFC:BTO092) +Rep 2023-03-30
137 China PA Securities (Hong Kong) Company Limited Wang Haobin +Rep 2023-03-28
138   Weng Jinheng +Rep 2023-03-21
139 China Point Asset Management Limited Chan Hon Ming (SFC:AAK045) -RO 2019-10-29 2023-03-24
140   Leung Man Chor (SFC:AAV368) -RO 2018-11-21 2023-03-24
141 China Renaissance Securities (Hong Kong) Limited Ting Pak Hei Alvin -Rep 2022-07-18 2023-03-24
142   Wang Anbo -Rep 2022-07-08 2023-03-24
143 China Securities (International) Brokerage Company Limited Gao Yifan -Rep 2021-12-06 2023-03-31
144   Wang Qianyu (SFC:BTO654) +Rep 2023-03-29
145 China Securities (International) Corporate Finance Company Limited Wong Rick Yik Yin -Rep 2023-01-03 2023-03-21
146     +RO 2023-03-21
147   Yang Yang (SFC:AVK963) +Rep 2023-03-20
148 China Tonghai Asset Management Limited Poon Philip Chung Hein +Rep 2023-03-31
149 China Tonghai Securities Limited Fong Ting Kwan +Rep 2023-03-21
150 China Vered Securities Limited Lam Edward Tin Yeung -Rep 2020-02-27 2023-03-26
151 CHINA XIN YONGAN FUTURES COMPANY LIMITED Ma Zheng (SFC:BSC028) -Rep 2022-01-07 2023-03-20
152 CHINA ZHONG HENG FINANCE GROUP LIMITED Cheung Nga I +Rep 2023-03-31
153 China Zhong Sheng Securities Limited Lu Yilin (SFC:AOG682) -RO 2020-02-26 2023-03-31
154 CICC US Securities (Hong Kong) Limited Bian Yang (SFC:BRS565) -Rep 2022-12-29 2023-03-20
155   Cai Xi (SFC:BRX906) +Rep 2023-03-27
156   Wang Tianyu (SFC:BSM501) +Rep 2023-03-27
157   Xie Yunang +Rep 2023-03-27
158   Zhu Tianan +Rep 2023-03-27
159 CIF Securities Futures Limited Choi Chin Chung (SFC:BNY031) -Rep 2021-06-29 2023-03-26
160 CINDA INTERNATIONAL FUTURES LIMITED Seeto Yuk Yu -Rep 2015-07-22 2023-03-27
161   Shung Kwok Yin -RO 2019-12-06 2023-03-20
162 CINDA INTERNATIONAL SECURITIES LIMITED Seeto Yuk Yu -RO 2011-08-08 2023-03-27
163   Shung Kwok Yin -RO 2019-12-06 2023-03-20
164 CIS SECURITIES ASSET MANAGEMENT LIMITED Chan Ernest Tsz Kin +Rep 2023-03-30
165   Liu Mingjie +Rep 2023-03-30
166   Zhang Li (SFC:BTN352) +Rep 2023-03-28
167 Citadel Asia Limited Sun Bijun (SFC:BNG808) -Rep 2022-10-05 2023-03-23
168 CITIC Securities (Hong Kong) Limited Han Shiyan +Rep 2023-03-30
169   Li Nan (SFC:BTK896) +Rep 2023-03-21
170   Wang Wenrui (SFC:BTM888) +Rep 2023-03-21
171 Citigroup Global Markets Asia Limited Berlia Rajiv -Rep 2023-03-24 2023-03-31
172   Detchsri Preenapa -Rep 2023-03-17 2023-03-21
173   Goyal Surendra Kumar -Rep 2023-03-24 2023-03-31
174   Hwang Paul -Rep 2023-03-17 2023-03-24
175   Liu Yun Ni +Rep 2023-03-21
176   McVie Robert John -Rep 2023-03-24 2023-03-31
177   Nebhani Suraj -Rep 2023-03-24 2023-03-30
178   Nishiyama Yuta -Rep 2023-03-24 2023-03-29
179   Peng Chia chun (SFC:APC787) -Rep 2023-03-21 2023-03-25
180   Penny Howard James -Rep 2023-03-24 2023-03-29
181   Rastogi Abhishek (SFC:AYB018) -Rep 2021-10-07 2023-03-28
182   Suwanumphai Rawisara -Rep 2023-03-17 2023-03-21
183 CLSA LIMITED Bai Junfei +Rep 2023-03-31
184   Chen Zhuo (SFC:BTO961) +Rep 2023-03-23
185   Du Yifan +Rep 2023-03-31
186   Han Shiyan +Rep 2023-03-30
187   Huang Yayuan +Rep 2023-03-31
188   Li Nan (SFC:BTK896) +Rep 2023-03-21
189   Lin Ho Man -Rep 2022-06-06 2023-03-20
190   Lyu Jinhong +Rep 2023-03-30
191   Ren Chenwei +Rep 2023-03-27
192   Wang Wenrui (SFC:BTM888) +Rep 2023-03-21
193   Wei Pengcheng (SFC:BTP406) +Rep 2023-03-31
194   Wei Xincheng +Rep 2023-03-31
195   Zhao Kang (SFC:BTP311) +Rep 2023-03-31
196 CMB International Asset Management Limited Chen Hung Yin (SFC:AOT755) +Rep 2023-03-20
197 CMB International Capital Limited Li Luming +Rep 2023-03-20
198 CMB International Securities Limited Niu Ziming +Rep 2023-03-20
199 CMB WING LUNG ASSET MANAGEMENT LIMITED Zhang Heng (SFC:BIH644) -Rep 2022-10-21 2023-03-24
200     +RO 2023-03-24
201 CMBC SECURITIES COMPANY LIMITED Sun Yu-Huei +Rep 2023-03-22
202 CMS CAPITAL (HK) CO., LIMITED Wong Pui Jones -Rep 2022-07-27 2023-03-28
203 CN FIRST INTERNATIONAL FUTURES LIMITED Zheng Danfang +Rep 2023-03-28
204 CNCB (Hong Kong) Capital Limited Chan Ho Pok -Rep 2022-10-25 2023-03-31
205     +RO 2023-03-31
206   Cheng Kwong Yin -Rep 2022-11-21 2023-03-26
207   Wu Shuo -Rep 2022-10-28 2023-03-31
208     +RO 2023-03-31
209 CORPORATE BROKERS LIMITED Lam Connie Pak Yu -Rep 2023-03-31
210 CREATIVE ASSET MANAGEMENT LIMITED (HK) Lam Wai Yin (SFC:BRX017) -Rep 2022-01-14 2023-03-31
211 Credit Suisse (Hong Kong) Limited Chang Alfred Yu Ching -Rep 2021-02-19 2023-03-24
212   Chaurasia Sanjeev -RO 2016-08-24 2023-03-20
213   Firth Charles Richard Bartholomew -Rep 2023-03-20 2023-03-26
214   Leung Keith Koon Chung -Rep 2014-09-03 2023-03-29
215     +RO 2023-03-29
216   Zhang Wenjing (SFC:BRJ186) -Rep 2021-08-02 2023-03-24
217 Critica Capital Management Limited Poon Chun Man (SFC:AMY215) -RO 2016-05-12 2023-03-24
218 CSC FUTURES (HK) LIMITED Feng Jin (SFC:BNR341) +Rep 2023-03-29
219   Shi Tian (SFC:AXH325) +Rep 2023-03-29
220 CSI Global Markets Limited McCulloch Cale O'Yeah +Rep 2023-03-21
221   Xu Tianyang -Rep 2021-06-25 2023-03-31
222 Cutfield Freeman & Co. (Asia) Limited Freeman Peter John (SFC:BLH628) -RO 2017-12-21 2023-03-31
223   Li Ran (SFC:BIL558) -Rep 2022-09-30 2023-03-31
224   Xu Ke (SFC:BLH634) -RO 2017-12-21 2023-03-31
225 CVC Asia Pacific Limited Zhao Ziwei (SFC:BTO677) +Rep 2023-03-29
226 CVP Asset Management Limited Tung Chun Fai -Rep 2020-04-02 2023-03-28
227 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Wen Zhimin -RO 2015-10-02 2023-03-31
228 Daiwa Capital Markets Hong Kong Limited Chan Adrian Kin Chung -Rep 2014-01-06 2023-03-21
229   Ho Cho Ming Jonathan -Rep 2017-08-18 2023-03-21
230   Lai Yan Tung -Rep 2021-08-17 2023-03-31
231   Man Mei Ki -Rep 2021-12-01 2023-03-21
232   Wan Maurine -Rep 2009-08-24 2023-03-21
233   Yamamoto Koji (SFC:BOD516) -Rep 2023-02-13 2023-03-20
234     +RO 2023-03-20
235 Davidson Kempner Asia Limited Zhu Yuan (SFC:BEJ395) +Rep 2023-03-22
236 DC Wealth Management (HK) Limited Yang Jie (SFC:ARS746) -RO 2021-08-18 2023-03-31
237 De Riva Asia Limited Tam Ying Mary +Rep 2023-03-31
238 DELTA ASIA FINANCIAL FUTURES LIMITED Leung Sze Tai +Rep 2023-03-31
239   Yu Wai Hung (SFC:AWN747) -Rep 2021-05-03 2023-03-31
240 DELTA ASIA SECURITIES LIMITED Leung Sze Tai +Rep 2023-03-31
241   Yu Wai Hung (SFC:AWN747) -Rep 2021-05-03 2023-03-31
242 des Voeux Partners Limited Miller Steven Michael -Rep 2023-03-02 2023-03-23
243 DEUTSCHE SECURITIES ASIA LIMITED Lau Man Ying -Rep 2021-05-18 2023-03-24
244   Prebola Scott Thomas -Rep 2011-08-02 2023-03-24
245 DL BROKERAGE LIMITED Sheung Li Cho -Rep 2023-03-31
246   To Chick Yee -Rep 2023-03-31
247 DL Capital (HK) Limited Zhong Yu (SFC:BTD905) +Rep 2023-03-20
248 Dongxing Securities (Hong Kong) Company Limited Fang Qihan -Rep 2016-11-02 2023-03-22
249   Zhou Yan (SFC:BPW935) -Rep 2021-12-09 2023-03-21
250 Dragonstone Capital Management Limited Chiu Wing Chor +Rep 2023-03-24
251 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Fan Xiaotong +Rep 2023-03-23
252   Ma Ruihang -Rep 2022-07-27 2023-03-22
253 EAST ASIA FUTURES LIMITED Chan Wing Ka (SFC:BTP212) +Rep 2023-03-28
254   Lai Chi Hang (SFC:APP360) +Rep 2023-03-28
255   Yiu Chi Shing (SFC:BPW483) +Rep 2023-03-20
256   Yuen Calvin Ka Wing +Rep 2023-03-28
257 EAST ASIA SECURITIES COMPANY LIMITED Chan Wing Ka (SFC:BTP212) +Rep 2023-03-28
258   Liu Kai Kai -Rep 2017-11-14 2023-03-31
259   Yiu Chi Shing (SFC:BPW483) +Rep 2023-03-20
260 Eclipse Options (HK) Limited Hu Richard (SFC:BTP383) +Rep 2023-03-30
261 EDDID CAPITAL LIMITED Cheung Michael Po Kuen +Rep 2023-03-24
262 Eddid Securities and Futures Limited   +Rep 2023-03-24
263 EIA Capital International Company Limited So Po Ching +RO 2023-03-27
264   Yeung Hing Hei +RO 2023-03-27
265 ELITE CAPITAL MANAGEMENT LIMITED (GBEN) Yeung Pui Yam -RO 2021-05-21 2023-03-30
266 EM Asset Management Limited Hui Hon Ho -Rep 2022-09-05 2023-03-28
267 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED Woo Yuk Fu -Rep 2005-11-04 2023-03-27
268     +RO 2023-03-27
269 ENDOWUS HK LIMITED Wong Kalani Sien Loong Sean +Rep 2023-03-20
270 Enhanced Investment Management Limited Li Zijie (SFC:BRB435) +Rep 2023-03-21
271 Epimelis Capital Limited Guo Tingliang +Rep 2023-03-30
272 EVER-LONG SECURITIES COMPANY LIMITED Li Ho Yin (SFC:BIQ834) -Rep 2018-09-12 2023-03-31
273   Ngai Kevin Kwok Kin (SFC:AHF930) +Rep 2023-03-30
274 Everbright Securities Investment Services (HK) Limited Lu Zilin +Rep 2023-03-31
275 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED Wang Linjun (SFC:BJV425) +RO 2023-03-27
276   Xu Ruimin +RO 2023-03-27
277 Fides Capital Group Limited Choy Andy Shuen Yan -RO 2022-05-23 2023-03-23
278 FIL Investment Advisors Mittal Rajeev +RO 2023-03-23
279 FIL Investment Management (Hong Kong) Limited Lam Sheung Cherenade +Rep 2023-03-22
280   Lung Mandy Man Yin +Rep 2023-03-28
281   Samson Ian Alexander +Rep 2023-03-22
282 Finex Hong Kong Limited Ching Tsun Lung -Rep 2023-03-07 2023-03-29
283     +RO 2023-03-29
284   Chong Chak Man -Rep 2023-03-07 2023-03-24
285     +RO 2023-03-24
286   Stockford Michael (1959) -RO 2019-10-11 2023-03-31
287 First Seafront Fund Management Limited Liu Yu (SFC:BFW672) +Rep 2023-03-22
288 FIRST SHANGHAI FUTURES LIMITED Cheung Chik Fai +Rep 2023-03-29
289   Yiu Ka Wing (SFC:APG349) -Rep 2022-08-05 2023-03-24
290 First Shanghai Investment Management (HK) Limited Sheen Michael Mervyn +Rep 2023-03-27
291 FIRST SHANGHAI SECURITIES LIMITED Gao Xiaodi +Rep 2023-03-28
292   Yiu Ka Wing (SFC:APG349) -Rep 2022-08-05 2023-03-24
293 FITCH (HONG KONG) LIMITED Lam Hiu Tung (SFC:BTL360) -Rep 2023-03-01 2023-03-23
294   Long Hui (SFC:BHR207) -Rep 2016-08-01 2023-03-31
295   Wang Yue (SFC:BJD659) -Rep 2020-04-09 2023-03-27
296 Flow Capital (HK) Limited Nie Hanfei +Rep 2023-03-23
297 FLOW TRADERS HONG KONG LIMITED Haw Peter Han Beng -Rep 2019-08-13 2023-03-27
298 Foresee Global Asset Management (HK) Limited Li Tianyao -Rep 2021-05-26 2023-03-29
299     +RO 2023-03-29
300 Foresight Fund (Hong Kong) Limited Wan Qing (SFC:AOU568) +RO 2023-03-24
301   Xiao Yang (SFC:BHS174) +RO 2023-03-24
302 FORTUNE (HK) SECURITIES LIMITED Jing Yuran -Rep 2022-12-23 2023-03-31
303   Zhou Ke (SFC:BTP261) +Rep 2023-03-29
304 Fortune Asset Management Limited Zhang Huachen -Rep 2022-10-05 2023-03-29
305     +RO 2023-03-29
306 Fosun International Securities Limited Zhuang Yishen -Rep 2022-09-28 2023-03-30
307 FUBON SECURITIES (HONG KONG) LIMITED Huang Jui-Chun -Rep 2018-04-13 2023-03-31
308 FULBRIGHT FUTURES LIMITED Choi Ka Fai +Rep 2023-03-23
309   Kee O Lung +Rep 2023-03-29
310 FULBRIGHT SECURITIES LIMITED   +Rep 2023-03-29
311   Lam Tsz Fung (SFC:BIG514) +Rep 2023-03-31
312   Lung Lai Sum +Rep 2023-03-30
313   Ng Cheuk Kei +Rep 2023-03-31
314 Funderstone Asset Management (HK) Limited Zhang Lingling (SFC:BMT281) +Rep 2023-03-20
315 Futu Securities International (HONG KONG) Limited Lau Wai Ching (SFC:AZB696) +Rep 2023-03-20
316 FWD Financial Planning Limited (HK) Lam Yuen Yau -Rep 2021-12-17 2023-03-31
317   Lee Yin Hung Christine +Rep 2023-03-22
318 Gamma Consortium Limited (The) Zhang Hao (SFC:BRY627) +Rep 2023-03-27
319 Gateway Private Markets (HK) Limited Park Jun Hyung Johnny -Rep 2022-12-22 2023-03-23
320 Ge Shang Investment (Hong Kong) Limited He Furong -Rep 2018-08-13 2023-03-31
321 Gen2 Partners Limited Mui Tsun In +Rep 2023-03-27
322 Gentleman Capital Limited Luo Yi (SFC:AYQ822) +Rep 2023-03-20
323 GET NICE FUTURES COMPANY LIMITED Chan Lap Chun -Rep 2021-03-03 2023-03-27
324 GET NICE SECURITIES LIMITED   -Rep 2021-01-04 2023-03-27
325 GF International Investment Management Limited Cai Min (SFC:BJD809) -Rep 2022-10-21 2023-03-27
326 GF Securities (Hong Kong) Brokerage Limited Lo Chun +Rep 2023-03-29
327   Ma Weijie -Rep 2022-10-21 2023-03-24
328 Ginkgo Capital Co., Limited Liu Yuen Han -RO 2022-01-04 2023-03-22
329 GLOBAL GROUP SECURITIES LIMITED Xu Jinbao +Rep 2023-03-29
330 Glory Sun Securities Limited Tse Kwok On -RO 2023-02-17 2023-03-20
331 GLP HK Investment Management Limited Lin Kaibei +Rep 2023-03-31
332   Wong Stella Tin Lok -RO 2020-03-12 2023-03-31
333 Golden Asset Management Co., Limited Lu Ye (SFC:BLN748) +Rep 2023-03-20
334 Golden Hen Investment Management Limited Wei Alexandre Chi An -Rep 2023-02-01 2023-03-28
335     +RO 2023-03-28
336 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED Huang Wenwei (SFC:BQH918) -RO 2022-10-17 2023-03-24
337     +Rep 2023-03-24
338 GOLDMAN SACHS (ASIA) L.L.C. Chen Zhiyin +Rep 2023-03-28
339   Chui Nok Hang +Rep 2023-03-20
340   He Shuhao +Rep 2023-03-23
341   Jo Atoka +Rep 2023-03-24
342   Lau Yu Hang (SFC:BTO940) +Rep 2023-03-20
343   Lin Chi Hing -Rep 2022-07-15 2023-03-25
344   Ma Yixian +Rep 2023-03-31
345   Seymour Mark David (SFC:BTO504) -Rep 2023-03-17 2023-03-31
346   Tsang Chak Lam -Rep 2022-08-15 2023-03-25
347   Wang Tianli +Rep 2023-03-31
348   Wu Fangtuo +Rep 2023-03-24
349 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Chui Nok Hang +Rep 2023-03-20
350   Jo Atoka +Rep 2023-03-24
351   Lau Yu Hang (SFC:BTO940) +Rep 2023-03-20
352   Seymour Mark David (SFC:BTO504) -Rep 2023-03-17 2023-03-31
353   Wang Tianli +Rep 2023-03-31
354   Wu Fangtuo +Rep 2023-03-24
355 Goldman Sachs Asset Management (Hong Kong) Limited Rhodes Michael David (SFC:BTP509) +Rep 2023-03-31
356 GPB Financial Services Hong Kong Limited Chuprynenko Irina Vladimirovna +RO 2023-03-28
357 GRAND PARTNERS SECURITIES LIMITED Choy Shun Chiu -Rep 2022-12-07 2023-03-21
358 Granville Financial Services Company Limited Cheung Bosco Hon Fai -RO 2017-11-21 2023-03-31
359   Ng Kwok Fung (SFC:ABY897) -RO 2021-10-19 2023-03-31
360 Green Harmony Capital Limited Xie Yuping -Rep 2023-03-08 2023-03-21
361     +RO 2023-03-21
362 Green Renaissance Capital Limited Ma Lei (SFC:AGM532) -RO 2022-05-27 2023-03-20
363 Greenland (Asia) Securities Co., Limited Chan Stephen Wing Bun +RO 2023-03-30
364 Greentech Technology Asset Management Company Limited Cao Min (SFC:BCZ312) -Rep 2023-03-24 2023-03-27
365     +RO 2023-03-27
366 Guo Jie Investment Holdings Limited Chong Freddy Goman Yu Ting +RO 2023-03-27
367 Guohua International Asset Management Limited Zhou Ying (SFC:BTM902) +Rep 2023-03-29
368 Guosen Securities (HK) Brokerage Company, Limited Chan Hung Nam +Rep 2023-03-29
369 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Cai Mingzhu +Rep 2023-03-23
370   Tang Wenjie +Rep 2023-03-28
371   Wong Tsun Lung +Rep 2023-03-27
372   Yu Wai Chiu +Rep 2023-03-24
373   Zhang Wanting +Rep 2023-03-31
374 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Xu Chen (SFC:BTK332) +Rep 2023-03-21
375 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Dai Zheyu -Rep 2023-01-20 2023-03-31
376   Teng Song -Rep 2022-05-17 2023-03-31
377 HAITONG INTERNATIONAL FUTURES LIMITED Yip Yan Yung +Rep 2023-03-23
378 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Dai Zheyu -Rep 2023-01-20 2023-03-31
379   Teng Song -Rep 2022-05-17 2023-03-31
380 HAITONG INTERNATIONAL RESEARCH LIMITED Zhang Jingya (SFC:BRH435) -Rep 2021-08-24 2023-03-20
381 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Gao Chunmei (SFC:BTO264) +Rep 2023-03-28
382   Lu Zhihao (SFC:BTO697) +Rep 2023-03-21
383 HANG SENG INVESTMENT MANAGEMENT LIMITED Chan Chun Kit (SFC:AVT034) +Rep 2023-03-22
384 HANG TAI SECURITIES LIMITED Shih Mei Ling -Rep 2023-02-15 2023-03-23
385     +RO 2023-03-23
386 HANTEC SECURITIES CO., LIMITED Lo Shuk Fan +Rep 2023-03-20
387 Hanyuanyongchang International Limited So Ignatius Hon Wai -RO 2021-06-16 2023-03-28
388 HARMONY WEALTH MANAGEMENT LIMITED (HK) Lau Auyang Sandra +Rep 2023-03-21
389 HARRIS FRASER (INTERNATIONAL) LIMITED Shung Yim Sheung -Rep 2011-11-02 2023-03-31
390 HARVEST GLOBAL INVESTMENTS LIMITED Guo Han (SFC:BTO539) +Rep 2023-03-31
391   Lai Hoi Ching (SFC:BTL538) +Rep 2023-03-21
392 Harvest International Securities Company Limited Huang Luyao (SFC:BPB199) +Rep 2023-03-20
393   Shen Taihua +Rep 2023-03-21
394 HGNH International Futures Co., Limited Chan Ka Ho (SFC:BQV193) -Rep 2021-12-21 2023-03-20
395 HGNH International Securities Co., Limited   -Rep 2021-12-21 2023-03-20
396 HK CAI FU JU ASSET MANAGEMENT LIMITED Mok Chi Fung (SFC:BQX150) -Rep 2021-04-16 2023-03-31
397 HONG KONG ASSET MANAGEMENT LIMITED Chen Chia-hui (SFC:ASU227) +Rep 2023-03-24
398 Hong Kong Stock Link Securities Limited Iun Lok Hei +Rep 2023-03-28
399 Honghu Capital Management Limited Lee Johanne Joanshien -Rep 2023-02-13 2023-03-23
400     +RO 2023-03-23
401 HSBC BROKING FUTURES (HONG KONG) LIMITED Chan Justin Siu Chung -RO 2017-11-17 2023-03-31
402 HSBC Global Asset Management (Hong Kong) Limited Conroy Edward (SFC:BTO739) -Rep 2023-03-23 2023-03-31
403   Corona Giuseppe -Rep 2023-03-15 2023-03-20
404   Davey Alexander Rupert Gabriel +Rep 2023-03-27
405   Fox Glenn Michael (SFC:BIZ968) -Rep 2023-03-20 2023-03-24
406   Li Charles Sai Yiu -Rep 2022-09-23 2023-03-20
407     +RO 2023-03-20
408   McClurg Scott (SFC:BTO338) -Rep 2023-03-21 2023-03-24
409   Wong Ka Shun (SFC:BTM770) +Rep 2023-03-29
410 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Conroy Edward (SFC:BTO739) -Rep 2023-03-23 2023-03-31
411   Corona Giuseppe -Rep 2023-03-15 2023-03-20
412   Davey Alexander Rupert Gabriel +Rep 2023-03-27
413   Fox Glenn Michael (SFC:BIZ968) -Rep 2023-03-20 2023-03-24
414   Li Charles Sai Yiu -Rep 2022-09-23 2023-03-20
415     +RO 2023-03-20
416   McClurg Scott (SFC:BTO338) -Rep 2023-03-21 2023-03-24
417   Wong Ka Shun (SFC:BTM770) +Rep 2023-03-29
418 HSBC SECURITIES BROKERS (ASIA) LIMITED Chan Justin Siu Chung -RO 2017-11-17 2023-03-31
419   Cheung Adrian Kwok Kuen +Rep 2023-03-24
420   Goepel John Joseph +Rep 2023-03-24
421   Ku Peter Chun Chung +Rep 2023-03-24
422 Huaan Securities (Hong Kong) Futures Limited Long Yu (SFC:BTJ391) +Rep 2023-03-24
423 Huajin Corporate Finance (International) Limited Chan Kit Ying (SFC:ARE706) -RO 2022-09-21 2023-03-29
424     +Rep 2023-03-29
425 HUAJIN SECURITIES (INTERNATIONAL) LIMITED   -RO 2022-09-21 2023-03-29
426     +Rep 2023-03-29
427 Huarong International Capital Limited (HK) Lu Xinzheng +RO 2023-03-27
428   Zhou Xingxin -RO 2017-05-09 2023-03-20
429 Huarong International Securities Limited   -RO 2019-03-15 2023-03-20
430 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Lu Cheng (SFC:BKE555) -Rep 2017-07-31 2023-03-31
431   Woo Marcus Kin Ming -Rep 2022-11-21 2023-03-24
432     +RO 2023-03-24
433   Xia Lulu +Rep 2023-03-28
434   Zhang Dan (SFC:BEJ876) -RO 2018-12-04 2023-03-29
435 Huayu Securities Limited Xing Li (SFC:BMX389) -RO 2021-09-09 2023-03-24
436 Huntersay Asset Management Limited O Zac -RO 2019-01-29 2023-03-28
437     +Rep 2023-03-28
438 ICBC INTERNATIONAL CAPITAL LIMITED Feng Chenmeizi +Rep 2023-03-31
439   Wang Ao +Rep 2023-03-23
440 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Zhong Liang (SFC:BRH644) -Rep 2021-06-10 2023-03-22
441     +RO 2023-03-22
442 ICBC INTERNATIONAL SECURITIES LIMITED Feng Chenmeizi +Rep 2023-03-31
443   Wang Ao +Rep 2023-03-23
444 IFM Investors (HK) Limited Teh Wei-Sun -Rep 2023-03-15 2023-03-27
445     +RO 2023-03-27
446 Infinitus Partners Asset Management Limited Siu Wing Shan (SFC:BOO723) -Rep 2020-01-03 2023-03-28
447     +RO 2023-03-28
448 INNOVAX SECURITIES LIMITED Jiang Zeng +Rep 2023-03-31
449 Interactive Brokers Hong Kong Limited Lam Chun Wai (SFC:BTO956) +Rep 2023-03-29
450 INVESCO HONG KONG LIMITED Chan Siu Ki Calvin +Rep 2023-03-24
451   Lung Mandy Man Yin -Rep 2012-10-17 2023-03-21
452   Triggiani Paul Leonard -Rep 2023-03-20 2023-03-22
453   Yuen Ka Cheong +Rep 2023-03-21
454 IXIOS ASSET MANAGEMENT LIMITED Zhang Rouault Nan -RO 2022-07-27 2023-03-31
455 Jane Street Asia Pacific Limited Chan King San +Rep 2023-03-24
456   Finn Christopher Michael (SFC:BSY897) +Rep 2023-03-24
457   Govindaiah Likith +Rep 2023-03-24
458   Kooperberg Anna Lin +Rep 2023-03-31
459   Metcalf Leif Naoki Sakamoto +Rep 2023-03-31
460   Zhao Michael Ziyu +Rep 2023-03-31
461 JANE STREET HONG KONG LIMITED Chan King San +Rep 2023-03-24
462   Kooperberg Anna Lin +Rep 2023-03-31
463   Metcalf Leif Naoki Sakamoto +Rep 2023-03-31
464   Zhao Michael Ziyu +Rep 2023-03-31
465 Jefferies Hong Kong Limited Chiu Shui Kei -Rep 2017-08-24 2023-03-30
466   Darby Sean -RO 2011-12-08 2023-03-23
467     +Rep 2023-03-23
468   Pei Jingjue +Rep 2023-03-20
469 Jin Sha Jiang Asset Management Limited Cheung Kai Pong +Rep 2023-03-23
470 JT CAPITAL ASSET MANAGEMENT LIMITED Chan Vincent Sai Yee +Rep 2023-03-22
471 Jupiter Asset Management (Asia Pacific) Limited Cheng Karen Hiu Mei -Rep 2019-08-12 2023-03-30
472     +RO 2023-03-30
473 Jupiter Asset Management (Hong Kong) Limited Murray Jonathan James (SFC:BTM873) -Rep 2023-03-14 2023-03-19
474 KAISER FUTURES LIMITED Chan Winkins Wai Kit +Rep 2023-03-22
475 KAISER SECURITIES LIMITED   +Rep 2023-03-22
476 KARL-THOMSON SECURITIES COMPANY LIMITED Grishin Ivan +Rep 2023-03-21
477 KARST PEAK CAPITAL LIMITED de Silva Waradana Malitha Hashan -RO 2022-04-12 2023-03-25
478   Leitzes Kim My Phuong +RO 2023-03-23
479 KEYSTONE CAPITAL LIMITED (HK) Lew Cheuk Ning -Rep 2021-03-03 2023-03-21
480     +RO 2023-03-21
481 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Li Yiu Fai -RO 2022-11-16 2023-03-31
482   Yu Jingna +Rep 2023-03-20
483 KGI ASIA LIMITED Cheng Nga Man (SFC:BOS613) -Rep 2022-11-29 2023-03-30
484   Choi Siu Yin +Rep 2023-03-30
485   Ng Ka Yan (SFC:BQP735) -Rep 2021-01-07 2023-03-24
486   Tsang Yu Shing +Rep 2023-03-31
487 KINGKEY ASSET MANAGEMENT LIMITED Chan Lai Man (SFC:BRS194) +Rep 2023-03-22
488   Chan Yim Hung +Rep 2023-03-28
489   Cheng Wan Yi +Rep 2023-03-22
490   Chong Ka Chik +Rep 2023-03-28
491   Lui Mei Chi +Rep 2023-03-22
492 KINGKEY SECURITIES GROUP LIMITED Chan Lai Man (SFC:BRS194) -Rep 2021-10-07 2023-03-21
493   Chan Leanna Ying Yu -Rep 2021-10-19 2023-03-27
494   Chan Yim Hung -Rep 2018-06-29 2023-03-27
495   Cheng Wan Yi -Rep 2021-12-21 2023-03-21
496   Chong Ka Chik -Rep 2020-09-16 2023-03-27
497   Hau Chun Kei -Rep 2021-02-01 2023-03-27
498   Law Darrell King Yung -Rep 2022-02-14 2023-03-27
499   Lui Mei Chi -Rep 2018-04-25 2023-03-21
500   Song Zhiwen -Rep 2019-07-08 2023-03-28
501 KINGSWAY CAPITAL LIMITED Chan Hoi Lam (SFC:BRU853) -Rep 2021-10-20 2023-03-23
502   Wong Chak Sang -RO 2020-06-17 2023-03-23
503 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Chan Hoi Lam (SFC:BRU853) -Rep 2021-10-20 2023-03-23
504   Wong Chak Sang -Rep 2020-04-09 2023-03-23
505 KOREA INVESTMENT & SECURITIES ASIA LIMITED Cheung Yee Ching (SFC:AYP118) +Rep 2023-03-30
506   Kim Myoungjoo -Rep 2023-03-23 2023-03-24
507 KWONG FAT HONG (SECURITIES) LIMITED Chan Chiu Yin (SFC:ACY057) -Rep 2023-04-01
508 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Bunel Eleonore Alice -Rep 2023-03-24 2023-03-28
509   Shiran Oren -Rep 2023-03-17 2023-03-22
510   Tang Stefan Thanh-Dung -Rep 2023-03-17 2023-03-22
511 Lego Asset Management Limited Kao Lap Shing (SFC:BDU474) +Rep 2023-03-20
512 Lego Corporate Finance Limited Hung Chiu Fai -Rep 2016-02-23 2023-03-29
513     +RO 2023-03-29
514 Lego Securities Limited Kao Lap Shing (SFC:BDU474) +Rep 2023-03-20
515 LEI SHING HONG SECURITIES LIMITED Shum Kwok Hung -Rep 2014-12-22 2023-04-01
516 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Knox John Douglas Stebbing -RO 2003-06-06 2023-03-31
517   Li Sze Wan +Rep 2023-03-23
518   Silsby Myles Montgomery +Rep 2023-03-20
519 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Li Ying Kin (SFC:AJN366) -Rep 2022-09-07 2023-03-30
520 Link Asset Management Limited (HK) Wong Tai Lun Kenneth -Rep 2023-01-03 2023-03-24
521 Lion Asset Management Limited (HK) Qu Lijie +Rep 2023-03-30
522 LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED Tso Sing Yip -RO 2022-12-09 2023-03-19
523 Lucion International Asset Management Limited Gao Shuqi -RO 2022-11-25 2023-03-25
524   Li Zhe (SFC:AXS556) -Rep 2023-02-16 2023-03-27
525     +RO 2023-03-27
526   Tam William Chi Kwong +Rep 2023-03-20
527 LUK FOOK SECURITIES (HK) LIMITED Lau Chi Keung (SFC:AGN131) +Rep 2023-03-30
528 M&F Asset Management Limited Ho Kin Bor +Rep 2023-03-20
529 Manulife Investment Management (Hong Kong) Limited Cheng Ying (SFC:BTO744) +Rep 2023-03-22
530   Cheung Wing Kuen (SFC:BCO021) -Rep 2022-04-14 2023-04-01
531 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED Choi Heung Shing Frederick -Rep 2015-03-04 2023-04-02
532 Maxcess Capital Limited Chow Gigi Tak Chi +Rep 2023-03-20
533 MC Financial Services Limited (HK) Cheung Chung Ho Damon -Rep 2022-09-07 2023-03-20
534 MCM Asia Limited Rose Daniel John (SFC:AYA429) +Rep 2023-03-30
535 MCM INVESTMENT PARTNERS LIMITED Kiang Agnes Sik Fei -Rep 2022-07-22 2023-03-21
536     +RO 2023-03-21
537   Rose Daniel John (SFC:AYA429) +Rep 2023-03-30
538 Meraki Global Advisors (HK) Limited Kelt Simon Edward Albert +Rep 2023-03-30
539 Merger China Group Capital (Hong Kong) Co., Limited Qi Kezhan +RO 2023-03-29
540   Sun Zhan +RO 2023-03-29
541 Merrill Lynch (Asia Pacific) Limited Hotta Kenjin Tom -Rep 2023-03-17 2023-03-23
542   Lee Joon Ho (SFC:ATX670) -Rep 2023-03-17 2023-03-24
543   Nair Girish Ravindran -Rep 2023-03-17 2023-03-23
544   Preuber Ralf Alexander -Rep 2023-03-17 2023-03-20
545   Tupper Nigel Robert -Rep 2023-03-17 2023-03-23
546   Wallace Ashley Dorothy (SFC:BFJ978) -Rep 2023-03-27 2023-03-29
547 Merrill Lynch Far East Limited Chow Wing Yiu -Rep 2014-07-28 2023-03-31
548 MESSIS CAPITAL LIMITED Leung Michael Chai On +RO 2023-03-31
549 Meta Futures Limited Leung Tik Wai -Rep 2022-12-30 2023-03-31
550     +RO 2023-03-31
551 MFEX Hong Kong Limited Ahlers Steffen (SFC:BPE977) -RO 2020-06-05 2023-03-29
552 MIB FUTURES (HONG KONG) LIMITED Mak Frankie Chun Fai -Rep 2018-09-17 2023-03-27
553 MIB SECURITIES (HONG KONG) LIMITED   -Rep 2018-09-17 2023-03-27
554   Wong Chun Fai (SFC:BSI145) -Rep 2022-04-11 2023-03-31
555 MIDLAND WEALTH MANAGEMENT LIMITED Ko Wai Hang -Rep 2022-07-26 2023-03-23
556 Mingshi Investment Management Limited Yuan Yu (SFC:BRG723) +RO 2023-03-29
557 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lee Wing Kit (SFC:BKD948) -Rep 2021-08-06 2023-03-30
558 MIZUHO SECURITIES ASIA LIMITED Tomii Takayuki +Rep 2023-03-28
559   Wong Chun Ho (SFC:BTO714) +Rep 2023-03-20
560 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED Tang Siu Ning -RO 2022-05-13 2023-03-23
561 MONEY CONCEPTS ASSET MANAGEMENT LIMITED   -RO 2022-05-13 2023-03-23
562 Mont Avenir Capital Limited Yiu Benjamin Chung Him -RO 2021-11-08 2023-03-31
563 Moody's Investors Service Hong Kong Limited Huang Zixuan (SFC:BSE523) -Rep 2022-02-22 2023-03-22
564 Moonfare Asia Limited Chan Kenneth Kin Wing -Rep 2020-03-05 2023-03-30
565     +RO 2023-03-30
566 Morgan Stanley Asia Limited Cai Gelin -Rep 2018-11-12 2023-03-21
567   Church Timothy Patrick -Rep 2023-03-24 2023-03-31
568   Deng Quan +Rep 2023-03-22
569   Gao Lin (SFC:BTP029) +Rep 2023-03-22
570   Gilliam Samuel Lewis -Rep 2023-03-30 2023-03-31
571   Haverfield Lachlan de Jong -Rep 2023-03-10 2023-03-24
572   Hino Keisuke -Rep 2023-03-27 2023-03-31
573   Hui Yi Kai -Rep 2022-06-08 2023-03-27
574   Kim Sang Yeon (SFC:BTP003) +Rep 2023-03-28
575   Kishibuchi Yuwa -Rep 2023-03-27 2023-03-31
576   Leroy Pierre Jean-Marie Michel +Rep 2023-03-27
577   Neoh Shu Jiun -Rep 2023-03-17 2023-03-22
578   Read Christopher James (SFC:BOS255) -Rep 2023-03-20 2023-03-27
579   Robertson Mark Elliot -Rep 2023-03-20 2023-03-27
580   Sawada Shogo -Rep 2023-03-20 2023-03-27
581   Shieh Ming-Yung -Rep 2023-03-10 2023-03-20
582   Zheng Sicong +Rep 2023-03-22
583 Morgan Stanley Hong Kong Securities Limited Haverfield Lachlan de Jong -Rep 2023-03-10 2023-03-24
584   Hino Keisuke -Rep 2023-03-27 2023-03-31
585   Kishibuchi Yuwa -Rep 2023-03-27 2023-03-31
586   Leroy Pierre Jean-Marie Michel +Rep 2023-03-27
587   Sawada Shogo -Rep 2023-03-20 2023-03-27
588 MORGANS (HONG KONG) LIMITED Lane Graeme John +RO 2023-03-21
589   Michael Benjamin Ross Wallington +RO 2023-03-21
590 MUFG Securities Asia Limited Wang Zhuoer +Rep 2023-03-28
591   Yamamoto Naoki -Rep 2023-03-10 2023-03-20
592 NATIXIS ASIA LIMITED Plagnard Samuel Guy Francois -Rep 2012-07-20 2023-03-31
593   Ting Marlyn Chua -Rep 2021-10-19 2023-03-31
594 Nerico Brothers Limited (HK) Mok Wing Hon (SFC:AGD652) -RO 2008-05-27 2023-03-29
595 New China Asset Management (Hong Kong) Limited Wang Yi (SFC:BKX008) -Rep 2017-11-10 2023-03-31
596 NEW REGION SECURITIES COMPANY LIMITED Chu Kwok On +Rep 2023-03-20
597 Ninety One Hong Kong Limited Baker Graeme Robert (SFC:BQW440) -Rep 2023-03-17 2023-03-24
598   Cappetta John William -Rep 2023-03-17 2023-03-24
599   Cunningham Iain Stewart -Rep 2023-03-17 2023-03-24
600   Leung Wai Ting Amy -Rep 2019-07-26 2023-04-01
601 NOAH HOLDINGS (HONG KONG) LIMITED Dong Shiying +Rep 2023-03-24
602 Nomura Asset Management Hong Kong Limited Shao Shuai (SFC:BDY279) +Rep 2023-03-23
603 NOMURA INTERNATIONAL (HONG KONG) LIMITED Jain Ajay -Rep 2017-06-05 2023-03-20
604     +RO 2023-03-20
605   Kang Jun Seok +Rep 2023-03-20
606   Khanna Hemang Naval +Rep 2023-03-20
607   Lam Florence Wing Yee +Rep 2023-03-29
608   Mallampati Pramodini +Rep 2023-03-20
609   Zini Enrico -Rep 2023-03-17 2023-03-24
610 Northern Trust Company of Hong Kong Limited (The) Fox Seamus (SFC:BSX071) -Rep 2022-09-05 2023-03-27
611 Nuveen Hong Kong Limited Baik Kyungwon -Rep 2021-02-05 2023-03-31
612 Oasis Management (Hong Kong) Miyazaki-Ross James Masami +Rep 2023-03-31
613 OIL ASSETS INTERNATIONAL LIMITED Chan Chi Yiu -Rep 2017-10-04 2023-03-31
614 One Heritage Capital Management Limited Lee Ming Han +Rep 2023-03-27
615 OnePlatform Asset Management Limited Cheung Chui Yuk -Rep 2013-12-04 2023-03-20
616   Ip Hon Man (SFC:BIZ918) +Rep 2023-03-24
617   Leung Shun Ling -Rep 2015-02-11 2023-03-19
618   Wang Yingle -Rep 2019-09-17 2023-03-22
619 OP INVESTMENT MANAGEMENT LIMITED Fu Jia (SFC:BCX902) +Rep 2023-03-22
620   Pan Xinglai +Rep 2023-03-22
621   Zhang Jingting -Rep 2022-01-03 2023-04-01
622 Optima Capital Limited Lin Min (SFC:BJB497) +Rep 2023-03-23
623 Opus Capital Limited (HK) Guo Xiuyuan +Rep 2023-03-31
624 Opus Securities Limited   +Rep 2023-03-31
625 Oreana Financial Services Limited Woodward Nicholas Mark -Rep 2017-12-07 2023-03-21
626 ORIENS ASSET MANAGEMENT LIMITED Ng Norman Tang Fai -RO 2022-04-07 2023-03-31
627 ORIENT SECURITIES LIMITED Chiang Venant (SFC:AIB743) +Rep 2023-03-27
628 orientiert International Markets Limited Lim Kin Heng +RO 2023-03-24
629 orientiert XYZ Securities Limited   +RO 2023-03-24
630 Original Asset Management Limited Cheng Adian Yat Ming -Rep 2022-02-04 2023-03-31
631   To Chak Shun -Rep 2022-09-27 2023-03-31
632 Original Group Securities Limited Cheng Adian Yat Ming -Rep 2021-09-17 2023-03-31
633   To Chak Shun -Rep 2022-07-21 2023-03-31
634 PACIFIC FOUNDATION SECURITIES LIMITED Fung Kin Chung (SFC:ANT597) -Rep 2023-02-09 2023-03-30
635     +RO 2023-03-30
636 Pan Asia Asset Management Company Limited Chang Vivian Hoi Yan +RO 2023-03-21
637   Tsui Wing Wun +RO 2023-03-21
638 PEAK CLOUD LIMITED Ng Yiu Man (SFC:AGJ090) -RO 2019-12-05 2023-03-31
639 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Poon Man Kit (SFC:BDY012) -Rep 2015-07-24 2023-03-24
640 PHILLIP COMMODITIES (H.K.) LIMITED Chau Lee -Rep 2006-11-28 2023-03-24
641   Cheng Lok Hei -Rep 2021-04-27 2023-03-24
642   Leung Yuen Wah -Rep 2023-03-22
643   Poon Man Kit (SFC:BDY012) -Rep 2014-08-07 2023-03-24
644   Tsang Lik Him -Rep 2019-12-23 2023-03-22
645 PHILLIP SECURITIES (HONG KONG) LIMITED Chau Lee -Rep 2006-11-28 2023-03-24
646   Cheng Lok Hei -Rep 2021-04-27 2023-03-24
647   Leung Yuen Wah -Rep 2023-03-22
648   Poon Man Kit (SFC:BDY012) -Rep 2014-08-07 2023-03-24
649   Tsang Lik Him -Rep 2019-12-23 2023-03-22
650 PICKERS CAPITAL MANAGEMENT LIMITED Hui Wah Keung -Rep 2022-01-28 2023-03-31
651 Pictet Asset Management (Hong Kong) Limited Bastianpillai Anjali -Rep 2023-03-24 2023-03-29
652 PINERION ASSET MANAGEMENT LIMITED Wu Jonathan Sheung Kai +Rep 2023-03-30
653 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Fan Zhuoyi +Rep 2023-03-22
654   Li Chen (SFC:BIF179) -Rep 2021-01-21 2023-03-31
655   Ng Manhoe -Rep 2020-12-14 2023-03-31
656   Zou Bin (SFC:BBA101) -Rep 2021-01-20 2023-03-21
657 Ping An of China Capital (Hong Kong) Company Limited Wang Haobin +Rep 2023-03-28
658   Weng Jinheng +Rep 2023-03-21
659 PIONEER ASSET MANAGEMENT LIMITED Chang Chung Yu +Rep 2023-03-29
660 Pixiu Asset Management Limited Chan Johnny Chun Lin +Rep 2023-03-30
661 Planetree Discount Lending Limited Leung Chun Bong (SFC:AEK319) -RO 2022-01-28 2023-03-31
662 Planetree Futures Limited Lam Kate Hiu Ha -Rep 2023-02-01 2023-03-22
663     +RO 2023-03-22
664   Leung Chun Bong (SFC:AEK319) -RO 2022-01-28 2023-03-31
665 Planetree Securities Limited Lam Kate Hiu Ha -Rep 2023-02-01 2023-03-22
666     +RO 2023-03-22
667   Leung Chun Bong (SFC:AEK319) -RO 2022-01-28 2023-03-31
668 Point72 Hong Kong Limited Ma Xiaoqi -Rep 2021-07-09 2023-03-24
669   Xing Tianyou -Rep 2020-05-21 2023-03-31
670 Polymer Capital Management (HK) Limited Han Chengwei +Rep 2023-03-23
671   Jim Chi Tsun +Rep 2023-03-21
672   Tsien Hanlin +Rep 2023-03-28
673 PRESIDENT SECURITIES (HONG KONG) LIMITED Chiu Hsing-Kuo -Rep 2007-07-19 2023-03-31
674 Primas Asset Management Limited Lu Yiwei (SFC:BTN234) +Rep 2023-03-20
675 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Ho Siu Tung (SFC:BTM315) +Rep 2023-03-24
676   Zhu Jiaying +Rep 2023-03-24
677 Principal Investment & Retirement Services Limited Li Yau Tak +Rep 2023-03-27
678   Ng Wai San Sam +Rep 2023-03-21
679   Wong Wai Ying (SFC:BTO680) +Rep 2023-03-29
680 Privium Fund Management (HK) Limited Chi Wenjun +Rep 2023-03-28
681 PWH Capital Limited Lau Chun Yu (SFC:ANK121) -Rep 2023-02-15 2023-03-20
682     +RO 2023-03-20
683 PYXIS WEALTH ADVISORS LIMITED Leung Kong Ying +Rep 2023-03-31
684   Wong Siu San (SFC:BSG636) -Rep 2022-04-28 2023-03-24
685 RaffAello Capital Limited Au Chi Yung +Rep 2023-03-23
686 Raffles Assets Management (HK) Co. Limited Yang Pei Jung +Rep 2023-03-21
687 Realord Asia Pacific Asset Management Limited Wong Ka Hei (SFC:BOR944) -Rep 2022-06-23 2023-03-28
688 Redbridge Capital Management Limited Sze Chiu Kwan -Rep 2023-02-01 2023-03-22
689     +RO 2023-03-22
690 Rifa Securities Limited Tam Yuet Fung -Rep 2020-11-18 2023-03-31
691 Right Time Asset Management Company Limited Zhou Xiaoyin (SFC:ALK243) +Rep 2023-03-24
692 Rothschild & Co Hong Kong Limited Gregor Calum Iain +Rep 2023-03-21
693 ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Lau On Hong -RO 2022-11-02 2023-03-23
694 RUIFENG SECURITIES LIMITED Wang Chenxin +Rep 2023-03-29
695 RuiLian Financial Group Company Limited Ji Yewei +Rep 2023-03-21
696   Zheng Zhiwei +Rep 2023-03-22
697 S&P Global Ratings Hong Kong Limited Guo Chen +Rep 2023-03-30
698 Samsung Asset Management (Hong Kong) Limited Jain Amit Kumar (SFC:BAY079) -Rep 2013-02-28 2023-03-31
699 Sanford C. Bernstein (Hong Kong) Limited Gundlapalle Pranav Dheeraj -Rep 2023-03-27 2023-03-31
700   Zhang Hengliang +Rep 2023-03-20
701 SC Lowy Financial (HK) Limited Chen Jianlan -Rep 2021-07-28 2023-03-28
702 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED MacLennan Scott Keith -Rep 2023-03-20 2023-03-23
703   Yang Steven -Rep 2023-03-29 2023-03-30
704 Seazen Resources Asset Management Limited Lin Xiaoli (SFC:ATR336) +Rep 2023-03-27
705 Seazen Resources Securities Limited   +Rep 2023-03-27
706 SG SECURITIES (HK) LIMITED Chan Ho Yin (SFC:BTP068) +Rep 2023-03-20
707   Yang Lujia (SFC:BTP589) +Rep 2023-03-28
708 SHANGGU ASSET MANAGEMENT (ASIA) LIMITED Koay Yi Chuan -Rep 2018-12-11 2023-04-01
709   Yau Gary Shu Cheung +RO 2023-03-28
710 Shinhan Asset Management (Hong Kong) Limited Cheng Meng -Rep 2022-08-03 2023-03-31
711   Huang Wei (SFC:BJI641) -RO 2022-06-27 2023-03-31
712   Park Ohhwan -RO 2016-09-19 2023-03-31
713 SHUN LOONG SECURITIES COMPANY LIMITED Macalpin Kenneth Allan Connolly -Rep 2022-03-28 2023-03-20
714 SIGMA MANAGEMENT LTD Xu Qiulu +Rep 2023-03-28
715 Silk Road International Capital Limited Chau Ka Wing -RO 2022-11-03 2023-03-23
716 SilkyWater Asset Management Limited Liu Fei (SFC:BTF343) +Rep 2023-03-21
717 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED Yeung Shuk Mei -Rep 2021-09-29 2023-03-24
718 Sino Suisse Capital (Hong Kong) Limited Lee Lawrence Liang Wei +Rep 2023-03-22
719 Sino-Ocean Investment Management Limited Chan Ho Ming Nelson +Rep 2023-03-21
720 SINOMAX SECURITIES LIMITED Hui Chun Ho (SFC:BTH954) +Rep 2023-03-29
721 SINOPAC SECURITIES (ASIA) LIMITED Fu Joanna Yuen Chun -Rep 2017-02-13 2023-03-31
722   Lee Hui-Chu -Rep 2017-02-13 2023-03-28
723     +RO 2023-03-28
724   Lui Chung Ting +Rep 2023-03-22
725 Skydog Ventures Limited Chan Eric Yau Kit +RO 2023-03-22
726 Soochow Securities International Brokerage Limited Kwan Chung Tsz -Rep 2021-01-04 2023-03-20
727 Soochow Securities International Futures Limited   -Rep 2021-01-04 2023-03-20
728 South China Asset Management Limited Lai Yan Pui +RO 2023-03-29
729 South China Investment Management Limited Cai Ming (SFC:BRO767) +Rep 2023-03-24
730 SOUTH CHINA SECURITIES LIMITED   +Rep 2023-03-24
731   Cheng Joe Ching Yip +Rep 2023-03-29
732 SPARX Asia Investment Advisors Limited Akiyama Fumihito -RO 2019-08-26 2023-04-01
733   Lee Chun Ho (SFC:BDH280) -Rep 2017-02-27 2023-04-01
734 SPDB International Investment Management Limited Chung Fu Wing +Rep 2023-03-27
735 SPDB International Securities Limited Lu Xuefei -Rep 2020-07-20 2023-03-29
736 Springs Capital (Hong Kong) Limited Tai Jeremy Hsilu +Rep 2023-03-30
737 SPS COMMODITIES LIMITED Tang Kwai Ho -Rep 2023-03-30
738 SPS SECURITIES LIMITED   -Rep 2023-03-30
739 Standard International Asset Management Limited Shang Quanxi -RO 2023-02-21 2023-03-28
740 STASHAWAY HONG KONG LIMITED Yim Yat Long +Rep 2023-03-29
741 STATE STREET GLOBAL ADVISORS ASIA LIMITED Apted Bruce Raymond -Rep 2023-03-20 2023-03-31
742   Zhang Qin (SFC:BAC373) +Rep 2023-03-30
743 State Street Securities Hong Kong Limited Deboos William Spencer -Rep 2023-02-01 2023-03-31
744   Gibson Julia Lauren (SFC:BPK837) -Rep 2022-05-10 2023-03-27
745     +RO 2023-03-27
746   Ng Edgar Chi Ngai -Rep 2013-04-22 2023-03-20
747 Step Capital Management (HK) Limited Shen Yingbing -RO 2018-09-06 2023-03-24
748 STOCKWELL SECURITIES LIMITED Luk Kwok On -Rep 2022-07-01 2023-03-28
749 StoneX Financial (HK) Limited Hong Sang Jin +RO 2023-03-24
750 StormHarbour Securities (Hong Kong) Limited Chan Vincent Chun Hung -Rep 2022-03-15 2023-03-28
751 Substance Capital (HK) Limited Hsieh Cheng-Tang Matt -RO 2020-05-12 2023-03-27
752   Lin Yi-Tsyr -RO 2015-08-28 2023-03-27
753 Success Securities Limited Fong Tak Yee -RO 2003-12-23 2023-03-31
754 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Shimbo Kazuhisa -RO 2020-07-29 2023-04-01
755 SUNHIGH FINANCIAL HOLDINGS LIMITED Chan Tsz Chun (SFC:AZK755) -Rep 2022-05-20 2023-03-22
756 Sunny Fortune Capital Limited Zhang Man Ho -Rep 2022-01-28 2023-03-20
757 Sunshine Asset Management (HK) Limited Chen Senlin +RO 2023-03-31
758   Chow Joseph Wing Yan +RO 2023-03-31
759 Surich Asset Management Limited Chan Hoi Chun (SFC:ARP732) -Rep 2023-03-23 2023-03-29
760     +RO 2023-03-29
761   Chong Howard Ho Wai +Rep 2023-03-28
762   Mui Hok Hin (SFC:BDF758) -Rep 2020-05-25 2023-03-27
763 SYB Capitals (HK) Limited Wong Chor Tung -RO 2021-12-23 2023-03-27
764 Syfe Hong Kong Limited Cheung Hok Lun -Rep 2022-06-06 2023-03-31
765   Lo Hiu Yeung +Rep 2023-03-28
766 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Cheng Yuwei +Rep 2023-03-28
767   Si Jialu +Rep 2023-03-22
768 TARGET CAPITAL MANAGEMENT LIMITED (HK) Yang Wenxuan -Rep 2022-08-22 2023-03-31
769 TFI Securities and Futures Limited Ng Sin Yee Crystal -Rep 2021-11-02 2023-03-30
770 Tiger Securities Asset Management Company Limited Pang Fong Ching -Rep 2021-04-27 2023-03-24
771 Tiro Capital Limited Zhang Weikang (SFC:AYE253) -Rep 2023-03-03 2023-03-24
772     +RO 2023-03-24
773 Topaz Financial Group Limited Lee Eros Ho Lun +Rep 2023-03-30
774 TOPPER DRAGON SECURITIES LIMITED Liu Lijia -RO 2022-08-26 2023-03-31
775 Torq Capital Management (HK) Limited Xu Tianyi (SFC:AZB048) -Rep 2020-09-21 2023-03-27
776 Trinity Corporate Finance Limited (VG) Wang Yayu -Rep 2019-12-05 2023-03-24
777     +RO 2023-03-24
778 TUNG TAI FUTURES LIMITED Shih Mei Ling +Rep 2023-03-20
779 TUNG TAI SECURITIES COMPANY LIMITED Chan Yui Kong -Rep 2023-03-26
780   Lee Kam Fong -Rep 2013-11-29 2023-03-26
781 TVC MANAGEMENT LIMITED Kwok Steve Tang Hon -Rep 2023-02-27 2023-03-30
782     +RO 2023-03-30
783 Ubiquant Asset Management Co., Limited Zhou Jing (SFC:BTM060) +Rep 2023-03-22
784 UBS Asset Management (Hong Kong) Limited Chan Cheuk Wing (SFC:BSU792) -Rep 2022-07-27 2023-03-22
785 UBS SECURITIES ASIA LIMITED Cao Haifeng (SFC:BFU746) -Rep 2023-03-17 2023-03-22
786   Chen Chen (SFC:BTN270) +Rep 2023-03-31
787   Chen Hao (SFC:BTP295) -Rep 2023-03-27 2023-03-29
788   Donald Luke Geoffrey -Rep 2023-03-24 2023-03-31
789   Li Heqing (SFC:BTP037) +Rep 2023-03-24
790   Luo Jiageng +Rep 2023-03-24
791   Parker Keith Joseph -Rep 2023-03-22 2023-03-25
792   Shastri Vallabh +Rep 2023-03-27
793   Truelove Keith Alan -Rep 2023-03-10 2023-03-22
794   Wang Jiawei (SFC:BTO953) -Rep 2023-03-22 2023-03-25
795   Wang Jie (SFC:BPY134) -Rep 2023-03-10 2023-03-19
796   Yuan Zhi Cheng +Rep 2023-03-24
797   Zhong Tiantian +Rep 2023-03-24
798 UBS SECURITIES HONG KONG LIMITED Li Minghao (SFC:BTO954) +Rep 2023-03-22
799   Shastri Vallabh +Rep 2023-03-27
800   Wang Jie (SFC:BPY134) -Rep 2023-03-10 2023-03-19
801   Wong Siu Yu -Rep 2022-09-22 2023-03-20
802 UNITE VENTURES LIMITED Parameswaran Dhileepan -RO 2017-06-01 2023-03-27
803   Sharma Vineet Kulbandhu -RO 2017-06-01 2023-03-27
804 Universal Unite Wealth Management Limited Lanoie Alexandre +RO 2023-03-29
805 UOB KAY HIAN (HONG KONG) LIMITED Pang Andy Ka Fai -Rep 2010-02-24 2023-03-31
806   Shi Shanni -Rep 2021-08-26 2023-03-31
807   Wong Ka Ho (SFC:BLF594) +Rep 2023-03-29
808   Wong Shuk Yan -Rep 2020-09-25 2023-03-31
809 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Pang Andy Ka Fai -Rep 2010-02-24 2023-03-31
810   Shi Shanni -Rep 2021-08-26 2023-03-31
811   Wong Shuk Yan -Rep 2020-09-25 2023-03-31
812 UPBEST COMMODITIES COMPANY LIMITED Cheung Rickael Ming Tak -RO 2021-04-07 2023-03-27
813 UPBEST SECURITIES COMPANY LIMITED   -RO 2021-04-07 2023-03-27
814 VALUABLE CAPITAL LIMITED Lao Zhitao -Rep 2018-07-27 2023-03-30
815 VALUE PARTNERS HONG KONG LIMITED Tang Hin Yeung -Rep 2016-08-30 2023-03-29
816 VALUE PARTNERS LIMITED   -Rep 2016-08-30 2023-03-29
817 Vanward International Securities Limited Chan Hung Ling -Rep 2023-02-14 2023-03-22
818     +RO 2023-03-22
819 VCA CAPITAL LIMITED Lee Danny Lap +RO 2023-03-24
820   Yin Jia Lu +RO 2023-03-24
821 Vesttoo Hong Kong Limited Wheeler James Matthew +RO 2023-03-30
822   Yeung Anthony Yiu Bong +RO 2023-03-30
823 VicAsset Advisors HK Limited de Mestre Christopher Etienne (SFC:BQT970) -RO 2021-09-07 2023-03-21
824 VICTORY SECURITIES COMPANY LIMITED Bian Zhiwei +RO 2023-03-21
825 VMI Securities Limited Cheng Lok Wai -Rep 2023-02-21 2023-03-22
826     +RO 2023-03-22
827 VMS Asset Management Limited Tutavac Marko -Rep 2022-07-18 2023-03-31
828 VMS Securities Limited   -Rep 2022-07-18 2023-03-31
829 Walden Partners Capital Limited He Yunfan -RO 2023-03-17 2023-03-21
830 Warburg Pincus (Hong Kong) Limited Ng Ellen Hoi Ying +RO 2023-03-31
831 WEALTH ASSET MANAGEMENT LIMITED Chan Kwok Hay +RO 2023-03-27
832   Kwok Wing Lun +RO 2023-03-27
833 Wealth Link Securities Limited Li Shiyan (SFC:BKK506) +Rep 2023-03-23
834 WEALTH SECURITIES LIMITED Chan Kwok Hay +RO 2023-03-27
835   Kwok Wing Lun +RO 2023-03-27
836 Wellington Management Hong Kong Limited (b2003-01-02) McCarthy Conor William -Rep 2019-01-24 2023-03-31
837 Wells Fargo Securities Asia Limited Lee Donghun -Rep 2022-08-02 2023-03-23
838   Luo Peng (SFC:AUJ707) -Rep 2021-03-31 2023-03-22
839 Wells Global Asset Management Limited Li Cheuk Fai +Rep 2023-03-21
840 Welwing Capital Group Limited Abittan Michael Elie +Rep 2023-03-29
841 Willing Capital Management Limited Hui Tsz Chun (SFC:BNI600) -Rep 2021-11-01 2023-03-31
842 WING FUNG FUTURES LIMITED Li Tak Mui -Rep 2012-12-28 2023-03-24
843 WING FUNG SECURITIES LIMITED   -Rep 2012-12-28 2023-03-24
844 WINTECH SECURITIES LIMITED Lau Kwok Lam -RO 2006-03-16 2023-03-31
845   Li Yirong (SFC:AFR159) -RO 2007-09-18 2023-03-31
846 Wisdom Asset Management Limited (HK) Wang Yang (SFC:BDY017) -Rep 2018-01-19 2023-03-31
847   Yang En-Hui +Rep 2023-03-30
848 Wisdom Cosmic Hong Kong Limited Wang Tianyou -Rep 2023-02-22 2023-03-30
849 WRise Wealth Management (Hong Kong) Limited Suen Kei Hau Vince +Rep 2023-03-30
850 WYNDHAM CAPITAL MANAGEMENT LIMITED Lee Danny Lap -Rep 2022-05-30 2023-03-23
851 Xen Capital (HK) Limited Hui Sai Fung -Rep 2023-03-03 2023-03-30
852     +RO 2023-03-30
853 XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Ma Zheng (SFC:BSC028) -Rep 2022-01-07 2023-03-20
854 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED   -Rep 2022-01-07 2023-03-20
855 YICKO SECURITIES LIMITED Zhang Guangyan -Rep 2023-03-30
856 YONG RONG (HK) ASSET MANAGEMENT LIMITED Liao Rui (SFC:BPE954) -Rep 2019-12-04 2023-03-21
857 YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Yu Jing (SFC:BRV104) -Rep 2021-11-22 2023-03-23
858 Yuan Tong Global Asset Management Limited Wong Yiu Man (SFC:ADA634) +RO 2023-03-29
859 Yuan Tong Global Securities Limited   +RO 2023-03-29
860 Yuanta Securities (Hong Kong) Company Limited Nam Chun Ho -Rep 2019-03-28 2023-03-23
861 Yue Xiu Capital Limited Fung Wing Yan (SFC:BQH319) +Rep 2023-03-30
862 Yunfeng Financial Markets Limited Yeung Kwan Lun +Rep 2023-03-30
863 Yupei Fortune Capital Limited Hui Terence Chi Tat -RO 2020-04-16 2023-03-31
864 Zero2IPO Asset Management Limited Li Po Yi (SFC:AWQ112) +RO 2023-03-27
865 Zero2IPO Securities Limited   +RO 2023-03-27
866 Zerobridge Partners Advisory Limited Lam Jacob Michael Johnathan +Rep 2023-03-21
867 ZH SECURITIES LIMITED Young Ting Kar +RO 2023-03-31
868 Zhong Ou Asset Management International Limited Hsieh Chun Chi +Rep 2023-03-23
869 ZHONGMING SECURITIES LIMITED Chan Kai Chun (SFC:APQ512) +RO 2023-03-31
870   Chung Chak Man +RO 2023-03-31
871 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Tsang Tsz Ki (SFC:BRX834) -Rep 2021-12-06 2023-03-24
872 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Au Yeung Angus Wai Kai -Rep 2022-12-16 2023-03-29
873     +RO 2023-03-29
874 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Cao Xue (SFC:BSH369) -Rep 2022-03-30 2023-03-30
875   Lee Man Chun (SFC:AFD148) +Rep 2023-03-30

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