Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 919 Investment Limited Lau, Vickie Ming Ki 劉明琪 +RO 2024-11-12
2   Leung, Wing Shing (SFC:AEQ444) 梁永昇 +RO 2024-11-12
3 ABN AMRO Clearing Hong Kong Limited Wu, Meng Hwa 吳明華 -Rep 2023-01-26 2024-11-18
4     +RO 2024-11-18
5 Acion Partners Limited Lee, Siu Lam Albert +RO 2024-11-14
6 AIF CAPITAL LIMITED Yu, Chung Yuen 余忠源 -Rep 2022-10-03 2024-11-11
7 AllianceBernstein Hong Kong Limited Kao, Cheng-hui 高正輝 +Rep 2024-11-18
8 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Liu, Tong (SFC:BCL153) 劉彤 +Rep 2024-11-05
9 Alpha Financial Group Limited Man, Julian Kee Yang 文紀陽 -Rep 2024-03-06 2024-11-11
10 AlpInvest Partners Limited Lim, Dao Xuan +Rep 2024-11-14
11 ALTRUIST FINANCIAL GROUP LIMITED Chow, Aimee Nga Yee 周雅怡 -Rep 2024-10-07 2024-11-11
12     +RO 2024-11-11
13 Amber Hill Asset Management Limited Wong, Esther Wai Ping 黃慧萍 -Rep 2021-10-29 2024-11-05
14 Animoca Capital HK Advisor Limited Zhai, Mo 翟墨 -RO 2024-05-28 2024-11-16
15 AP Capital Limited Weng, Hsiao Chun 翁筱鈞 +Rep 2024-11-06
16 Apollo Capital Management Limited Kwok, Ka Yiu (SFC:AFG950) 郭家耀 +Rep 2024-11-12
17 Ark Group Holdings (Hong Kong) Limited Lai, Lei 来蕾 -Rep 2024-06-05 2024-11-18
18   Lam, Kwong Sing (SFC:BVB071) 林廣星 -Rep 2024-06-21 2024-11-12
19   Lau, Ka Yi (SFC:BQZ789) 劉嘉怡 -Rep 2023-05-08 2024-11-10
20   Luo, Jiayi (SFC:BVO542) 羅嘉逸 +Rep 2024-11-05
21 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Lau, Arthur Tak Kei 劉德基 -RO 2014-06-20 2024-11-08
22 Arta Asset Management Limited Chan, Man Hei (SFC:BFV937) 陳文希 +Rep 2024-11-15
23 ASIA DEBT MANAGEMENT HONG KONG LIMITED Falloon, Benjamin John (SFC:AIS085) +Rep 2024-11-06
24 Asia Pacific Securities Limited Qin, Xiaofeng (SFC:BVK855) 覃晓峰 -Rep 2024-11-04 2024-11-07
25 ASIAN CAPITAL LIMITED Chan, Larry Hok Leung 陳學良 +Rep 2024-11-14
26 ASSET MANAGEMENT GROUP LIMITED Li, Xiang (SFC:BVO034) 李响 +Rep 2024-11-06
27   Wong, Ka Lun (SFC:BVO033) 王嘉倫 +Rep 2024-11-06
28 AT Global Financial Services (HK) Limited Wong, Franky Ka Yiu 黃家耀 -RO 2024-07-22 2024-11-15
29 AVALOK CAPITAL LIMITED Yang, Ying (SFC:BIY483) 楊瑛 -Rep 2022-02-22 2024-11-07
30 AVICT Global Asset Management Limited Wang, Wangsong 王旺松 +RO 2024-11-07
31 Awaken Thunder Capital Limited Qiu, Tianjia 仇天嘉 +Rep 2024-11-06
32 AXA Investment Managers Asia Limited Iggo, Christopher (SFC:BVM654) -Rep 2024-10-31 2024-11-08
33   Rasaratnam, Ramkumar (SFC:BVP838) +Rep 2024-11-15
34 Azurewing Limited (HK) Cheung, Hung Fat 張洪發 -Rep 2024-10-09 2024-11-07
35     +RO 2024-11-07
36 Ballas Capital Limited Tsui, Alvin Chun Ming 徐浚銘 -RO 2024-07-15 2024-11-15
37 Balyasny Asset Management (Hong Kong) Limited Tsoi, Pak Ho 蔡百豪 +Rep 2024-11-11
38 BARCLAYS CAPITAL ASIA LIMITED Chopra, Mudit +Rep 2024-11-18
39   Garg, Sahil +Rep 2024-11-15
40   Patois, Jean-Baptiste Francois Damien Henri -Rep 2024-01-08 2024-11-05
41     +RO 2024-11-05
42 BASIC ASSET MANAGEMENT LIMITED Kwong, Derek Wai Him 鄺維謙 -RO 2010-08-04 2024-11-11
43 BC Global Asset Management Limited Zhuo, Rongjie 卓榮傑 +Rep 2024-11-07
44 Beigehill Asset Management Limited Ng, Andrew Ka Chun 吳家竣 +Rep 2024-11-12
45 BGC SECURITIES (HONG KONG) LLC Liu, Chun (SFC:BVO311) +Rep 2024-11-15
46 BlackRock Asset Management North Asia Limited Chang, Ting Yu +Rep 2024-11-05
47   Wang, Sishi +Rep 2024-11-05
48 BLACKSTONE GROUP (HK) LIMITED (THE) Zhang, Ruoxing 張若星 -Rep 2018-11-09 2024-11-05
49 BLOOMYEARS LIMITED Chan, Hing Wang (SFC:ABQ698) 陳卿弘 -RO 2024-07-26 2024-11-09
50 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Liu, Jiali (SFC:BRP098) 劉佳莉 +Rep 2024-11-13
51 BNP PARIBAS SECURITIES (ASIA) LIMITED Fu, Fuxing 傅福行 -Rep 2021-07-22 2024-11-08
52   Li, Chun Man (SFC:BHP937) 李雋文 -Rep 2021-11-24 2024-11-07
53   Shin, Yuet Ming 單聿銘 -Rep 2021-08-03 2024-11-07
54   Spence, Alan Henri +Rep 2024-11-14
55   Tan, Yawen (SFC:BJP932) 譚雅文 +Rep 2024-11-11
56   Xie, Yi (SFC:BFZ396) 謝懿 -Rep 2022-07-07 2024-11-07
57   Yim, Wai Lok 嚴偉樂 -Rep 2018-07-10 2024-11-08
58   Younsi, Enis -Rep 2022-09-13 2024-11-08
59 BNY Mellon Investment Management Hong Kong Limited Blongastainer, Brian Joseph -Rep 2024-11-01 2024-11-07
60   Larusse, April Ilia -Rep 2024-11-01 2024-11-07
61   Mitra, Aninda Sankar -Rep 2024-11-01 2024-11-11
62   Yu, Chia-Yu 余佳禹 -Rep 2023-06-23 2024-11-06
63 BOCI SECURITIES LIMITED Du, Yan (SFC:BVD629) 杜岩 +RO 2024-11-13
64 BOCOM International Securities Limited Jiang, Jia (SFC:BUM052) 姜佳 -Rep 2024-01-15 2024-11-06
65   Zhang, Jing (SFC:BVL292) 張靖 +Rep 2024-11-11
66 BOSC International Asset Management Limited Chow, Jesson Kwok Kit 周國杰 +Rep 2024-11-05
67 BOSC International Securities Limited   +Rep 2024-11-05
68 Bosera Asset Management (International) Co., Limited Hung, Wing Man 孔穎雯 +Rep 2024-11-08
69 Bright Smart Asset Management Limited Ying, Ka Wai 應嘉偉 -Rep 2022-08-17 2024-11-13
70 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED   -Rep 2019-03-25 2024-11-13
71 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED   -Rep 2019-01-03 2024-11-13
72 Caitong International Asset Management Co., Limited Tam, Hui Fai (SFC:BMQ329) 譚煦暉 -Rep 2024-08-19 2024-11-07
73     +RO 2024-11-07
74 CANTON MUTUAL FINANCIAL LIMITED Wu, Runyang 吳潤洋 +Rep 2024-11-06
75 Capital 9 Limited Chu, Tat Hoi 朱達凱 -Rep 2024-10-09 2024-11-18
76     +RO 2024-11-18
77 CAPITAL GLOBAL MANAGEMENT LIMITED Wang, Hui-Chi 王慧琦 -Rep 2011-08-18 2024-11-15
78 Capital International, Inc. Wong, Cheuk Hei 黃卓熙 -Rep 2023-07-10 2024-11-15
79 Capstone Capital Management Limited Ip, Tsz Pang -Rep 2024-06-04 2024-11-08
80 Capula Investment Management Asia Limited Fu, Kai On 傅繼安 +Rep 2024-11-05
81   Yiu, Carson Chun Yu 饒振宇 +Rep 2024-11-11
82 CATHAY SECURITIES (HONG KONG) LIMITED Chan, Wing Man (SFC:BVN859) 陳泳文 +Rep 2024-11-05
83   Chong, Wing Hong 張穎康 +Rep 2024-11-05
84 CC Kingdom Corporate Finance Limited Fok, Yeuk Yorke 霍躍 -Rep 2021-03-17 2024-11-15
85 CCB INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 +Rep 2024-11-05
86 CENTALINE SECURITIES LIMITED Hong, Kam Sang 洪錦生 +Rep 2024-11-14
87 CENTALINE WEALTH MANAGEMENT LIMITED Leung, Hiu Tung Hilda 梁曉彤 +Rep 2024-11-11
88   Wong, Hung Wai (SFC:ALU971) 王紅衞 -RO 2016-05-12 2024-11-05
89     +Rep 2024-11-05
90 CES Commodities (HK) Limited Gao, Fei (SFC:BKK631) 高飛 -Rep 2021-03-15 2024-11-11
91   Yu, Ming Yu 余銘瑜 -Rep 2023-04-19 2024-11-17
92 CES Forex (HK) Limited Gao, Fei (SFC:BKK631) 高飛 -Rep 2022-07-19 2024-11-11
93   Yu, Ming Yu 余銘瑜 -Rep 2023-04-19 2024-11-17
94 Changjiang Securities Brokerage (HK) Limited Fu, Li (SFC:BSU137) 付力 -Rep 2022-07-27 2024-11-07
95   Hou, Yanfei 侯彥飛 +Rep 2024-11-14
96   Xiao, Chen (SFC:BSZ609) 肖琛 -Rep 2022-10-17 2024-11-08
97   Zhao, Zenghui 趙增輝 +Rep 2024-11-14
98 Changyuan Securities Limited Su, Xiqiang 蘇細強 +RO 2024-11-13
99 Channel 8 Wealth Management Limited Yeung, Lap Cheung 楊立翔 -Rep 2011-10-26 2024-11-12
100 CHIEF SECURITIES LIMITED Park, Junyong +Rep 2024-11-06
101 CHINA EASE INVESTMENT LIMITED Yin, Jufeng 尹炬鋒 -Rep 2024-08-12 2024-11-11
102 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Gao, Fei (SFC:BKK631) 高飛 -Rep 2021-04-12 2024-11-11
103   Wang, Shaochen (SFC:BSP503) 王紹宸 -RO 2022-08-19 2024-11-05
104   Wang, Yunxiang 王云湘 -Rep 2023-03-16 2024-11-15
105   Yu, Ming Yu 余銘瑜 -Rep 2023-04-19 2024-11-17
106 China Galaxy International Futures (Hong Kong) Co., Limited Choi, Ka Fai 蔡家輝 +Rep 2024-11-07
107   Jiang, Lixue 江利雪 -Rep 2019-08-07 2024-11-12
108 China Galaxy International Securities (Hong Kong) Co., Limited Choi, Ka Fai 蔡家輝 +Rep 2024-11-07
109   Jiang, Lixue 江利雪 -Rep 2019-08-07 2024-11-12
110   Xiang, Xifei 向习飞 +Rep 2024-11-12
111 China Harbour International Capital Limited Fung, Hin Kui 馮衍駒 +Rep 2024-11-08
112 China Harbour International Securities Limited   +Rep 2024-11-08
113 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Su, Siyuan (SFC:BOC370) 蘇思原 -Rep 2024-01-19 2024-11-17
114   Xie, Haituo 謝海拓 -Rep 2022-01-24 2024-11-16
115 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Zhang, Yiyun 張譯勻 -Rep 2023-03-02 2024-11-08
116 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Chen, Xulin (SFC:BJD412) 陳旭臨 -Rep 2018-09-03 2024-11-19
117   Fan, Yuxin (SFC:BUB960) 范宇昕 -Rep 2023-09-06 2024-11-15
118   He, Yaner 賀嫣爾 -Rep 2021-07-02 2024-11-15
119   Ye, Ying (SFC:BOU116) 葉瑩 -Rep 2019-09-11 2024-11-13
120   Zhang, Keqiao 張可喬 +Rep 2024-11-13
121   Zhuang, Nanpeng 莊南鵬 -Rep 2022-08-15 2024-11-07
122 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Chen, Jingjing (SFC:BPQ952) 陳靜靜 -Rep 2020-05-29 2024-11-10
123   Chen, Xulin (SFC:BJD412) 陳旭臨 -Rep 2018-09-03 2024-11-19
124   Chong, Jun Jie 張俊傑 -Rep 2021-11-23 2024-11-08
125   Ding, Ziyu (SFC:BVO121) 丁子喻 +Rep 2024-11-18
126   Fan, Yuxin (SFC:BUB960) 范宇昕 -Rep 2023-09-06 2024-11-15
127   He, Yaner 賀嫣爾 -RO 2021-12-29 2024-11-15
128   He, Zhonghua (SFC:BUL837) 何中華 -Rep 2024-01-04 2024-11-19
129   Li, Ke (SFC:ARR524) 李可 -Rep 2008-10-02 2024-11-11
130   Liu, Bing (SFC:BVL127) 柳冰 -Rep 2024-10-16 2024-11-14
131   Liu, Xiaotong (SFC:BVO301) 劉瀟彤 +Rep 2024-11-13
132   Lu, Zitian 鲁子天 -Rep 2021-11-18 2024-11-13
133   Ma, Li (SFC:BNN862) 馬力 -Rep 2018-09-11 2024-11-17
134   Shangguan, Sen 上官森 +Rep 2024-11-18
135   Sheng, Jiangyue 盛姜月 -Rep 2021-08-04 2024-11-14
136   Wang, Yachao (SFC:BTO308) 王亞超 +Rep 2024-11-13
137   Xie, Juanyi 謝鵑翼 -Rep 2020-01-09 2024-11-07
138   Xu, Yilian 許銥蓮 +Rep 2024-11-15
139   Yang, Sulan 楊素蘭 -RO 2013-10-21 2024-11-18
140   Ye, Ying (SFC:BOU116) 葉瑩 -Rep 2019-09-11 2024-11-13
141   Zhang, Keqiao 張可喬 +Rep 2024-11-13
142   Zhuang, Nanpeng 莊南鵬 -Rep 2022-08-15 2024-11-07
143 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Chen, Yao (SFC:BSE123) 陳垚 -RO 2022-04-13 2024-11-14
144 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Cheung, Ching Man (SFC:BOT894) 張靜敏 -Rep 2019-09-10 2024-11-15
145   Huang, Huaxia 黃華夏 +Rep 2024-11-08
146   Tian, Rui (SFC:BNG006) 田睿 +Rep 2024-11-08
147   Wang, Chunhuan 王春環 +Rep 2024-11-08
148   Wang, Daiwei (SFC:BEO884) 王黛瑋 +Rep 2024-11-12
149 China PA Securities (Hong Kong) Company Limited Li, Yang (SFC:BVO228) 李扬 +Rep 2024-11-14
150   Lin, Huiteng 林輝騰 +Rep 2024-11-05
151   Xu, Zihan (SFC:BVO357) 徐子韩 +Rep 2024-11-14
152   Yang, Guang (SFC:BVO052) 楊光 +Rep 2024-11-14
153 China Renaissance Securities (Hong Kong) Limited Tan, Yukai 譚宇凱 -Rep 2022-05-18 2024-11-18
154 China Securities (International) Brokerage Company Limited Jiang, Mengxi 姜梦溪 +Rep 2024-11-05
155   Zhang, Bolun (SFC:BQM776) 張博倫 -Rep 2020-12-01 2024-11-07
156   Zhang, Qi (SFC:BNJ666) 章奇 -Rep 2018-08-23 2024-11-12
157 China Securities (International) Corporate Finance Company Limited Gao, Chengwei 高诚伟 +Rep 2024-11-11
158   Huang, Wei (SFC:BVO245) 黄蔚 +Rep 2024-11-11
159   Li, Zeyu (SFC:BVO406) 李泽宇 +Rep 2024-11-11
160   Xu, Chenhao 徐晨豪 +Rep 2024-11-11
161   Zhang, Bolun (SFC:BQM776) 張博倫 -Rep 2021-07-15 2024-11-07
162   Zhang, Chenxiang 张晨翔 +Rep 2024-11-11
163   Zhang, Qi (SFC:BNJ666) 章奇 -Rep 2018-08-23 2024-11-12
164   Zong, Haoran 宗浩然 +Rep 2024-11-11
165 China Sunrise Securities (International) Limited Jim, Chu Sing 詹柱星 +Rep 2024-11-06
166 China Vered Securities Limited Guo, Yifan (SFC:AXV591) 郭一凡 +RO 2024-11-18
167 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Wang, Zheng (SFC:BVK838) 王政 -Rep 2024-11-01 2024-11-18
168     +RO 2024-11-18
169 CINDA INTERNATIONAL FUTURES LIMITED Seeto, Yuk Yu 司徒煜裕 +Rep 2024-11-18
170 CINDA INTERNATIONAL SECURITIES LIMITED   +Rep 2024-11-18
171 Citadel Securities (Hong Kong) Limited Wysocki, Michal Franciszek +RO 2024-11-18
172 CITIC CFI Asset Management Company Limited Zhang, Wen (SFC:BVN540) 張雯 +Rep 2024-11-18
173 CITIC Securities Asset Management (HK) Limited Cheng, Jiakang 程家康 +Rep 2024-11-12
174   Xu, Jing (SFC:BVO041) 許靖 +Rep 2024-11-13
175 CITIC Securities Brokerage (HK) Limited Tseung, Ka Yun 蔣嘉潤 +Rep 2024-11-08
176 CITIC Securities CLSA Capital Partners (HK) Limited Wang, Rui (SFC:BRC008) 王銳 -Rep 2021-12-10 2024-11-07
177     +RO 2024-11-07
178 CITIC Securities International Global Markets Limited Chen, Luyao (SFC:BTH007) 陳璐瑶 -Rep 2022-12-23 2024-11-15
179   Li, Chenhao (SFC:BVP734) 李辰昊 +Rep 2024-11-13
180   Zou, Lu (SFC:BVO340) 鄒魯 +Rep 2024-11-13
181 Citigroup Global Markets Asia Limited Barus, Felicia Asrinanda -Rep 2024-11-08 2024-11-13
182   Berlia, Rajiv -Rep 2024-11-08 2024-11-16
183   Chandruang, William Barry -Rep 2024-10-31 2024-11-08
184   Chen, Chia-Yi (SFC:AOB718) 陳佳儀 -Rep 2024-11-05 2024-11-15
185   Chen, Jung Hsuan 陳龍玄 -Rep 2024-11-08 2024-11-15
186   Chen, Ying (SFC:BQN184) 陳莹 -Rep 2021-01-04 2024-11-07
187   Chen, Yuyuan (SFC:BDV095) 陳宇緣 -Rep 2014-07-28 2024-11-07
188     +RO 2024-11-07
189   Choonnawat, Kaseedit +Rep 2024-11-08
190   Daffara, Arianna Maria +Rep 2024-11-12
191   Davis, Ryan (SFC:BUJ269) -Rep 2024-11-08 2024-11-13
192   Di Clemente, Vicente -Rep 2016-03-01 2024-11-07
193   Fu, Miaoqi 付妙琪 -Rep 2017-09-19 2024-11-07
194   Fung, Shu Hong 馮書航 -Rep 2014-06-03 2024-11-07
195   Goyal, Surendra Kumar -Rep 2024-11-08 2024-11-16
196   Hu, Xunyuan 胡迅源 -Rep 2024-11-01 2024-11-09
197   Huntsman, Edward (SFC:BVL769) +Rep 2024-11-05
198   Huo, Jiawei (SFC:BCO247) 霍家偉 -Rep 2013-12-23 2024-11-07
199   Hwang, Paul +Rep 2024-11-15
200   Kuech, Andrew Robert -Rep 2024-11-01 2024-11-08
201   Law, Natalie (SFC:BVO031) 羅樂熹 -Rep 2024-11-08 2024-11-14
202   Lee, Kai An -Rep 2024-11-08 2024-11-13
203   Lee, Kwai Chong 李貴莊 -RO 2019-09-24 2024-11-18
204   Li, Jiaqi (SFC:BTO399) 李嘉祺 -Rep 2023-03-09 2024-11-07
205   Lim, Heejin +Rep 2024-11-15
206   Liu, Shiju 劉世舉 -Rep 2022-08-11 2024-11-07
207   Mukherjee, Aniruddha -Rep 2017-01-13 2024-11-07
208   Pineda, Arthur San Diego -Rep 2024-11-08 2024-11-13
209   Rubio Molina Prados, Francisco Eugenio -Rep 2020-07-17 2024-11-07
210   Shah, Kunal Deepak (SFC:BTO450) -Rep 2024-11-05 2024-11-09
211   Shen, Xuhua 沈煦華 -Rep 2018-06-21 2024-11-07
212   Soklakov, Andrei Nikolaevich -Rep 2021-02-08 2024-11-07
213   Sun, Na (SFC:BOH565) 孫娜 -Rep 2019-05-10 2024-11-07
214   Suwanumphai, Rawisara -Rep 2024-11-08 2024-11-13
215   Syme, Alastair Roderick -Rep 2024-11-05 2024-11-07
216   Symes, Michael Anthony -Rep 2024-11-01 2024-11-08
217   Tamai, Toshiyuki 玉井俊行 -Rep 2024-11-01 2024-11-07
218   Tan, Yong Hong -Rep 2024-11-08 2024-11-13
219   Uematsu, Rina +Rep 2024-11-15
220   Wang, Meng (SFC:BLL284) 王猛 -Rep 2017-11-15 2024-11-07
221   Wong, Ferry Wijaya -Rep 2024-11-08 2024-11-13
222   Xu, Haoyun 徐浩云 -Rep 2015-09-22 2024-11-07
223   Yang, Seungjoon +Rep 2024-11-15
224 CLSA LIMITED Chan, Hoi Yee (SFC:BKC604) 陳凱儀 +Rep 2024-11-08
225   Hu, Shimin 扈世民 +Rep 2024-11-15
226   Khongrungphakorn, Supattra -Rep 2019-05-29 2024-11-16
227   Li, Peiwen (SFC:BVN969) 李佩玟 +Rep 2024-11-06
228   Lim, Sue Lin -Rep 2018-09-06 2024-11-14
229 CMB International Asset Management Limited Yang, Liu (SFC:BNU351) 楊柳 +Rep 2024-11-08
230 CMB International Global Markets Limited Jiu, Biran 酒碧然 +Rep 2024-11-12
231 CMB International Securities Limited   +Rep 2024-11-12
232   Kang, Jinghao 康憬昊 +Rep 2024-11-13
233   Ma, Siwei (SFC:ARO767) 馬思偉 +Rep 2024-11-18
234   Zhang, Jiahui (SFC:BVQ048) 張佳慧 +Rep 2024-11-13
235   Zhong, Jiale 鍾嘉樂 -Rep 2022-04-20 2024-11-11
236 CMBC SECURITIES COMPANY LIMITED Chan, Kwun Hang 陳冠恆 +Rep 2024-11-15
237 CN FIRST INTERNATIONAL FUTURES LIMITED Law, Ho Long 羅浩朗 +Rep 2024-11-11
238 CNCB (Hong Kong) Capital Limited Hu, Qing (SFC:BJP309) 胡慶 -Rep 2017-10-24 2024-11-06
239   Li, Pei Hang 李佩杭 +Rep 2024-11-06
240   Xing, Jiyuan 邢紀原 -Rep 2022-12-05 2024-11-15
241 Coast International Asset Management Limited Fan, Carmen Ka Man 范嘉敏 +Rep 2024-11-07
242 COFCO Asset Management (International) Company Limited Luo, Xuan (SFC:BVB339) 羅璇 +Rep 2024-11-13
243 Complus Asset Management Limited Bouvet, Antoine Simon (SFC:BVO538) +Rep 2024-11-13
244   Merchant, Asad +Rep 2024-11-11
245 Conning Asia Pacific Limited Bu, Jiexing 卜潔星 +Rep 2024-11-15
246 Constance Capital Limited (HK) Mok, Wing Hon (SFC:AGD652) 莫榮漢 +RO 2024-11-06
247 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Yeung, Kam Chu 楊錦柱 +Rep 2024-11-13
248 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED   +Rep 2024-11-13
249 CORPORATE COMMODITIES LIMITED Choi, Ka Ming 蔡嘉銘 -Rep 2024-07-18 2024-11-15
250     +RO 2024-11-15
251 CPPIB PE Investments Asia Limited Liu, Mingchen (SFC:BPB511) 劉明辰 -Rep 2022-03-22 2024-11-05
252 CR Wealth and Asset Management Limited Liao, Zichai 廖紫釵 +Rep 2024-11-14
253 CSII Capital Limited Wang, Youyou (SFC:BUC030) 王悠悠 -Rep 2023-10-03 2024-11-09
254 CVC Asia Pacific Limited Alexander, Jack (SFC:BSL547) -Rep 2022-06-21 2024-11-08
255 DELTA ASIA SECURITIES LIMITED Tong, Ngat 唐屹 -Rep 2024-10-16 2024-11-06
256     +RO 2024-11-06
257 DEUTSCHE SECURITIES ASIA LIMITED Jiang, Zhiwei (SFC:BBK034) 蔣志巍 +Rep 2024-11-06
258 Dimensional Hong Kong Limited Dai, Wei (SFC:BOL570) 戴薇 -Rep 2024-11-04 2024-11-06
259   Teasdel, Joel Hamish Gregory John +Rep 2024-11-18
260 DL SECURITIES (HK) LIMITED Zhou, Yuting (SFC:BPN759) 周毓庭 -Rep 2023-08-28 2024-11-18
261     +RO 2024-11-18
262 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Zhang, Yue (SFC:BVO294) 張月 +Rep 2024-11-07
263 EAST ASIA FUTURES LIMITED Cheng, Ho Yin (SFC:BRJ227) 鄭浩然 -Rep 2021-07-22 2024-11-14
264 EAST ASIA SECURITIES COMPANY LIMITED   -Rep 2021-07-22 2024-11-14
265 Elements Advisors Limited Pang, Nan 龐楠 +Rep 2024-11-05
266 Equities First Holdings Hong Kong Limited Suzuki, Yuya 鈴木侑也 +Rep 2024-11-15
267 Eurizon Capital Asia Limited Chuen, Ken Wan Nang 全蘊能 -RO 2020-07-09 2024-11-05
268   Zeng, Cheng (SFC:BGP737) 曾騁 -Rep 2020-05-26 2024-11-05
269     +RO 2024-11-05
270 Everbright Securities Digital Finance (HK) Limited Gao, Fei (SFC:BKK631) 高飛 -Rep 2021-04-12 2024-11-11
271   Yu, Ming Yu 余銘瑜 -Rep 2023-04-19 2024-11-17
272 Everbright Securities Investment Services (HK) Limited Gao, Fei (SFC:BKK631) 高飛 -Rep 2021-04-12 2024-11-11
273   Wang, Yunxiang 王云湘 -Rep 2021-06-03 2024-11-15
274   Yu, Ming Yu 余銘瑜 -Rep 2023-04-19 2024-11-17
275 Evergrande Securities (Hong Kong) Limited Chan, Hoi Cheung (SFC:APW069) 陳愷章 -Rep 2020-06-24 2024-11-14
276     +RO 2024-11-14
277 Excelerate Fund Management Limited Pao, Wai Man 鮑偉文 -Rep 2019-10-28 2024-11-08
278     +RO 2024-11-08
279   Wu, Xiaojing (SFC:BVE381) 吴小静 -Rep 2024-08-01 2024-11-05
280     +RO 2024-11-05
281 ExodusPoint Capital Management Hong Kong, Limited Wang, Ningchuan 王宁川 -Rep 2022-09-19 2024-11-06
282 FB SECURITIES (HONG KONG) LIMITED Wong, Kwan Hong 黃均康 -Rep 2016-05-27 2024-11-18
283     +RO 2024-11-18
284 FDB Asset Management Limited Li, Florence Tsz Wai 李梓惟 +Rep 2024-11-07
285   Wong, Tsz Him (SFC:BRY972) 黃子謙 +Rep 2024-11-08
286 FIL Investment Management (Hong Kong) Limited Halewood, Isabel +Rep 2024-11-11
287   Hui, Ching Yan 許程欣 -Rep 2023-10-24 2024-11-14
288 Finex Hong Kong Limited Chin, Eric Hin Lik 陳顯歷 -Rep 2024-10-08 2024-11-18
289     +RO 2024-11-18
290   Ching, Tsun Lung 程俊龍 -RO 2023-03-29 2024-11-12
291   Chong, Chak Man 莊澤文 -RO 2023-03-24 2024-11-12
292   So, Ji Eun 穌智恩 -Rep 2024-02-29 2024-11-09
293 Finloop Finance Limited Liu, Duming 劉杜明 +Rep 2024-11-08
294 First Fidelity Capital (International) Limited Cheng, Yu Haang Edward 鄭汝桁 -Rep 2019-09-04 2024-11-05
295     +RO 2024-11-05
296 FIRST SHANGHAI SECURITIES LIMITED Li, Yige (SFC:BUM132) 李宜格 -Rep 2024-06-20 2024-11-15
297   Zeng, Weiwei (SFC:BVC503) 曾維唯 -Rep 2024-07-29 2024-11-05
298 FORTUNE (HK) SECURITIES LIMITED Chio, Ka Fai 趙家輝 -Rep 2021-11-10 2024-11-13
299 FORTUNE FINANCIAL CAPITAL LIMITED   -Rep 2021-10-19 2024-11-13
300 Fortune Ocean Asset Management Limited Tang, Pak Chun 鄧柏津 -Rep 2024-09-13 2024-11-18
301     +RO 2024-11-18
302 Fosun International Securities Limited Chan, Tin Shun 陳天順 +Rep 2024-11-07
303   Liu, Duming 劉杜明 +Rep 2024-11-08
304 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Lye, Yu Hua Carol -Rep 2024-11-04 2024-11-08
305 Fruit Tree Corporate Finance Co. Limited Chu, Chester Wai Pang 朱維鵬 -RO 2019-09-26 2024-11-05
306 FUBON SECURITIES (HONG KONG) LIMITED Chiu, Rui Hong 邱睿弘 +Rep 2024-11-11
307 FULBRIGHT ASSET MANAGEMENT LIMITED Yuen, Tung Pui 袁東培 +Rep 2024-11-18
308   Zhong, Chongren 钟崇仁 +Rep 2024-11-08
309 Futu Securities International (HONG KONG) Limited Fung, Cheuk Ki Tiffany 馮卓其 +Rep 2024-11-11
310   Xu, Hongxi (SFC:BVN659) 許宏熙 +Rep 2024-11-14
311   Yip, Wing Kit 葉永傑 +Rep 2024-11-11
312 FWD Financial Planning Limited (HK) Chen, Shuyan (SFC:BRS451) 陳淑妍 +Rep 2024-11-15
313   Wong, Wai Shing (SFC:BAX111) 黃偉誠 +Rep 2024-11-08
314 G. H. Financials (Hong Kong) Limited Dandale, Sachin Annasaheb +Rep 2024-11-05
315 GCCVest Advisors Limited Cheung, Joanne Tin Wai 張天慧 +Rep 2024-11-05
316 Gemsolar Capital Management Limited Cheng, Yuk Lon Christopher 鄭鈺倫 +Rep 2024-11-07
317   Yim, Wai Pang Andrew 嚴緯鵬 -RO 2024-02-26 2024-11-10
318 GENERAL ATLANTIC ASIA LIMITED Chang, Yu-Cheng 張育誠 +Rep 2024-11-18
319   Yoo, Chaeri +Rep 2024-11-18
320 GET NICE SECURITIES LIMITED Chen, Zhixue 陳之學 -Rep 2021-01-22 2024-11-07
321     +RO 2024-11-07
322   Wong, Ho Yan (SFC:AKX411) 黃可欣 -Rep 2021-08-13 2024-11-11
323 GF Capital (Hong Kong) Limited Fu, Tao (SFC:BUQ772) 伏淘 -Rep 2024-03-19 2024-11-05
324 GF Securities (Hong Kong) Brokerage Limited   -Rep 2024-03-19 2024-11-05
325   He, Qiyang 何其洋 +Rep 2024-11-18
326   Li, Jinze (SFC:BRJ242) 李金澤 -Rep 2023-04-11 2024-11-08
327 GLENWORTH CAPITAL LIMITED Leung, Kam Fai (SFC:AGQ493) 梁錦輝 -Rep 2023-06-16 2024-11-14
328 Glory Sun Securities Limited Yiu, Chi Wai (SFC:AUB977) 姚智威 +Rep 2024-11-07
329 GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED Yeung, Ka Fung 楊家峰 -Rep 2024-09-25 2024-11-13
330     +RO 2024-11-13
331 Golden Hen Investment Management Limited Liu, Rengang 劉仁剛 +Rep 2024-11-07
332 Golden Hen Securities and Futures Limited Wong, Wai Kwan (SFC:BOZ993) 黃煒君 -Rep 2024-10-23 2024-11-06
333 GOLDEN POINTS CAPITAL MANAGEMENT LIMITED Li, Cho Kwong 李早光 -RO 2022-11-11 2024-11-14
334 GOLDENWAY SECURITIES COMPANY LIMITED Chan, Kent Kai Tung 陳啟東 -RO 2024-11-18
335   Chan, Kevin Kai Wang 陳啟宏 -RO 2024-11-18
336 GOLDMAN SACHS (ASIA) L.L.C. Balow, Lindsay Anne +Rep 2024-11-18
337   Chen, Jie (SFC:BPX849) 陈洁 +Rep 2024-11-11
338   Dhanuka, Ayush Kumar +Rep 2024-11-14
339   Kwan, Choi Yuk 關彩玉 +Rep 2024-11-13
340   Savakus, Daniel Noah +Rep 2024-11-11
341   Shen, Yueran 沈悅然 -Rep 2023-07-04 2024-11-05
342 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Balow, Lindsay Anne +Rep 2024-11-18
343   Chen, Jie (SFC:BPX849) 陈洁 +Rep 2024-11-11
344   Dhanuka, Ayush Kumar +Rep 2024-11-14
345 Goldman Sachs Asset Management (Hong Kong) Limited Liu, Zizheng (SFC:BQW995) 劉子峥 -Rep 2021-03-25 2024-11-09
346 Goldstate Capital Group Limited Li, Kwan Ling 李琨玲 +Rep 2024-11-13
347 GRAND VIEW ASSET MANAGEMENT LIMITED Chau, Wing Ka 周榮嘉 -Rep 2022-07-18 2024-11-18
348 Grandeur Reitar Capital Management Limited Chan, Hiu Shun 陳曉信 +RO 2024-11-07
349   Chen, Yiu Kwok 陳耀國 +RO 2024-11-07
350 GRANDLY FINANCIAL SERVICES LIMITED Wong, Pui Man (SFC:AQA166) 黃佩雯 +Rep 2024-11-06
351 Greater Bay Area Development Fund Management Limited Lin, Xiaonan 林曉楠 +Rep 2024-11-05
352 GREATPAGE CAPITAL COMPANY LIMITED Lei, Ting (SFC:BVP820) 雷婷 +Rep 2024-11-13
353 Greentech Technology Asset Management Company Limited Ho, David Siu Kee 何紹基 -RO 2024-04-12 2024-11-11
354 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED Shu, Jun (SFC:ARZ133) 舒珺 +RO 2024-11-14
355 Guolian Securities International Capital Market Co., Limited Liu, Xinyue (SFC:BUQ007) 刘心悦 +Rep 2024-11-12
356 Guosen Securities (HK) Brokerage Company, Limited Fu, Pui Ling 傅佩玲 +Rep 2024-11-18
357   Qian, Xiangping 錢湘平 +Rep 2024-11-07
358   Zeng, Weijie (SFC:BUH477) 曾偉杰 +Rep 2024-11-14
359   Zhan, Botao 詹博淘 +Rep 2024-11-11
360 GUOTAI JUNAN ASSETS (ASIA) LIMITED Liu, Shuk Hin 廖淑軒 -Rep 2017-06-16 2024-11-13
361 GUOTAI JUNAN CAPITAL LIMITED Bai, Mingrui 白明瑞 +Rep 2024-11-18
362 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Tam, Kelly Kai Yi 譚啟兒 -Rep 2018-01-16 2024-11-09
363 Guotai Junan FX Limited   -Rep 2020-12-16 2024-11-09
364 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Li, Jean Tan 李丹 -RO 2020-02-19 2024-11-15
365   Tam, Kelly Kai Yi 譚啟兒 -Rep 2018-01-16 2024-11-09
366   Zhang, Xiaozijiao 張瀟子驕 +Rep 2024-11-18
367 HAITONG INTERNATIONAL FUTURES LIMITED Ho, Siu Hang (SFC:BUF875) 何肇亨 +Rep 2024-11-18
368   Jann, Maelwa (SFC:BSQ102) 陳美樺 -Rep 2022-06-08 2024-11-08
369   Lin, Hoi Ching 連凱晴 +Rep 2024-11-18
370 HAITONG INTERNATIONAL RESEARCH LIMITED Zhang, Yuyang (SFC:BVI923) 张宇阳 +Rep 2024-11-06
371 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Huang, Qinji 黄钦集 +Rep 2024-11-13
372   Jann, Maelwa (SFC:BSQ102) 陳美樺 -Rep 2022-06-08 2024-11-08
373   Lin, Hoi Ching 連凱晴 +Rep 2024-11-18
374   Zhang, Xinya (SFC:BVN534) 张欣雅 +Rep 2024-11-13
375 HANG TAI SECURITIES LIMITED Ho, Lok Yan 何樂昕 +RO 2024-11-11
376   Wu, Jennifer York Kei 吳若琪 +RO 2024-11-11
377 Hang Tang International Capital Management Limited Huang, Chun (SFC:BOS603) 黄淳 -Rep 2022-09-13 2024-11-12
378 HANSUI CAPITAL COMPANY LIMITED Chung, Man Yee (SFC:BVK273) 鍾敏儀 +Rep 2024-11-13
379   Hui, Yat Chim 許溢潛 +Rep 2024-11-06
380   Mak, Sin Hang Raymond 麥善衡 +Rep 2024-11-05
381 HANTEC FUTURES LIMITED Cho, Wai Hong 曹偉康 +Rep 2024-11-15
382 HANTEC SECURITIES CO., LIMITED   +Rep 2024-11-15
383 HANTEC WEALTH MANAGEMENT COMPANY LIMITED Tan, Dao Shen 陳道燊 +Rep 2024-11-08
384 HARVEST GLOBAL INVESTMENTS LIMITED Cai, Lijiang 蔡力江 +Rep 2024-11-18
385   Qu, Neng 瞿能 +Rep 2024-11-05
386 Hash Blockchain Limited Chan, Ka Ki (SFC:BVL757) 陳家琪 +Rep 2024-11-15
387   Lui, Ka Chun (SFC:BVM523) 雷家俊 +Rep 2024-11-15
388 HCHP Management Limited Sun, Zhenning 孫振宁 -RO 2021-11-29 2024-11-12
389 HONG INVESTMENT ADVISORS LIMITED Kir, Eddie Jen 賈振綱 -Rep 2022-09-16 2024-11-14
390 Hong Kong BoYue Capital Management Co., Limited Guo, Mengxi 郭梦茜 +Rep 2024-11-07
391 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED Tso, Shiu Wing 曹紹榮 -Rep 2021-03-16 2024-11-08
392 HSBC SECURITIES BROKERS (ASIA) LIMITED Li, Alexander William 李力山 -RO 2023-11-29 2024-11-05
393 Huatai (Hong Kong) Futures Limited Pang, da (SFC:BUK287) 龐達 +Rep 2024-11-15
394 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Chai, Sijun 柴斯骏 +Rep 2024-11-11
395   Gao, Siyuan (SFC:BVM518) 高思源 +Rep 2024-11-13
396   Huang, Wei (SFC:BTK473) 黄威 -Rep 2023-01-31 2024-11-08
397   Hui, Pu 惠普 +Rep 2024-11-06
398   Lao, Guohao 劳国豪 +Rep 2024-11-13
399   Li, Yuanpeng (SFC:BVL106) 李元鹏 +Rep 2024-11-07
400   Luo, Danli 罗丹莉 +Rep 2024-11-14
401   Meng, Yunke 孟云柯 +Rep 2024-11-13
402   Pu, Jiayi 蒲葭依 +Rep 2024-11-13
403   Qi, Hang (SFC:BVN317) 齐航 +Rep 2024-11-12
404   Shen, Jianguo 申建国 +Rep 2024-11-12
405   Shen, Zhongjie 沈钟杰 +Rep 2024-11-13
406   Shi, Di (SFC:BVO045) 石狄 +Rep 2024-11-12
407   Song, Yingnan 宋英男 +Rep 2024-11-18
408   Sun, Jie (SFC:BBY954) 孫婕 +Rep 2024-11-12
409   Tang, Tianyang 唐天阳 +Rep 2024-11-13
410   Wang, Kexin (SFC:BVO215) 王可欣 +Rep 2024-11-12
411   Wang, Yumeng (SFC:BEW992) 王雨萌 -Rep 2021-10-29 2024-11-15
412   Wang, Zijian (SFC:BVL071) 王子健 +Rep 2024-11-07
413   Wu, Wanyi 吴宛忆 +Rep 2024-11-13
414   Wu, Zhixuan 吴芷璇 +Rep 2024-11-13
415   Zhang, Xiong (SFC:BVN325) 张雄 +Rep 2024-11-07
416   Zhou, Ti (SFC:BVO766) 周倜 +Rep 2024-11-15
417 I-ACCESS INVESTORS LIMITED Lui, Man Kit (SFC:BBR432) 雷文傑 -RO 2020-07-29 2024-11-18
418 ICAP Securities Hong Kong Limited Herrmann, Gavin John +Rep 2024-11-18
419 iCapital Hong Kong Limited Hsu, Po Han 許博涵 +Rep 2024-11-14
420 ICBC INTERNATIONAL SECURITIES LIMITED Zhou, Qin (SFC:AUZ063) 周琴 -Rep 2023-12-19 2024-11-14
421 iFAST Global Markets (HK) Limited Zhang, Lei (SFC:BVO067) 张蕾 +Rep 2024-11-13
422 Income Partners Asset Management (HK) Limited Yi, Xingxing 易星星 -Rep 2023-05-16 2024-11-14
423 INFINI CAPITAL MANAGEMENT LIMITED Feng, Jerry Dongdong 馮凡 +Rep 2024-11-14
424 INVESCO HONG KONG LIMITED Chow, Ching Man (SFC:BSZ258) 周靖雯 -Rep 2022-09-21 2024-11-15
425   Herzig, Tim -Rep 2024-11-01 2024-11-05
426 IPP Financial Advisers Limited Chung, Tsz Fung Nicky 鍾梓烽 +Rep 2024-11-06
427 ISP Financial Services (Hong Kong) Limited Cheung, Amanda Nga Wun 張雅媛 +Rep 2024-11-13
428 J.P. MORGAN BROKING (HONG KONG) LIMITED De Best, Bregje Maria Gerardina -Rep 2019-08-02 2024-11-10
429   Madrange, Thomas Jean Rene +Rep 2024-11-07
430   Tan, Ren Feng Lorraine -Rep 2024-11-11 2024-11-12
431 Jane Street Asia Pacific Limited Puranik, Sharvaree Praveen -Rep 2024-07-08 2024-11-08
432   Wang, Wenzhou (SFC:BVQ158) +Rep 2024-11-18
433 JANE STREET HONG KONG LIMITED Puranik, Sharvaree Praveen -Rep 2024-07-08 2024-11-08
434   Wang, Wenzhou (SFC:BVQ158) +Rep 2024-11-18
435 Janus Henderson Investors Hong Kong Limited Bullock, Matthew John (SFC:BTV477) -Rep 2024-11-04 2024-11-05
436 Jasper Capital Hong Kong Limited Chen, Zhang (SFC:BEV005) 陳樟 -RO 2018-10-31 2024-11-13
437 Jefferies Hong Kong Limited Kohli, Sneha Shah -Rep 2023-11-01 2024-11-07
438   Tuckwell, Zachary Scott -RO 2021-05-28 2024-11-07
439   Yeh, Hao-Ting 葉皓婷 +Rep 2024-11-06
440 JINLUO SECURITIES LIMITED Jiang, Maolin (1965) 姜茂林 -RO 2020-07-07 2024-11-10
441 JOINCAP CAPITAL LIMITED Wu, Wuze 吴武泽 +Rep 2024-11-18
442 JQ Securities (Hong Kong) Limited Tsai, Che Nan 蔡哲男 -RO 2023-01-12 2024-11-13
443   Zhou, Jun (SFC:BVQ122) 周君 +Rep 2024-11-11
444 JUMP TRADING HONG KONG LIMITED Guo, Hui (SFC:BSB883) 郭薈 +Rep 2024-11-14
445 Kadensa Capital Limited Kohata, Takayuki 木幡隆之 +Rep 2024-11-11
446 KAISER FUTURES LIMITED Chan, Man Leung 陳文樑 -Rep 2023-08-07 2024-11-09
447 KAISER SECURITIES LIMITED   -Rep 2023-07-18 2024-11-09
448 Kerogen Capital (Asia) Limited Tian, Ke 田克 +Rep 2024-11-07
449 Keyrock Capital Management Limited Qian, Zerui 錢澤睿 +Rep 2024-11-13
450 KGI ASIA LIMITED Liu, Yidan (SFC:BSE538) 劉一丹 -Rep 2022-02-07 2024-11-08
451   Wong, Chih Ling 黃子林 -Rep 2017-10-03 2024-11-12
452 KGI FUTURES (HONG KONG) LIMITED Li, Cheuk Yiu (SFC:BTM729) 李卓耀 +Rep 2024-11-13
453   Liu, Yidan (SFC:BSE538) 劉一丹 -Rep 2022-02-07 2024-11-08
454   Wong, Chih Ling 黃子林 -Rep 2015-04-17 2024-11-12
455 KKR Capital Markets Asia II Limited Egloff, Markus Peter -RO 2024-05-14 2024-11-06
456     +Rep 2024-11-06
457 KKR CAPITAL MARKETS ASIA LIMITED Keijzer, Cita -Rep 2024-01-22 2024-11-07
458 KOALA CAPITAL MANAGEMENT LIMITED Yung, Yee Mei 翁綺微 -Rep 2021-03-12 2024-11-06
459 KOALA SECURITIES LIMITED   -RO 2022-12-30 2024-11-06
460 KWOK HING SECURITIES LIMITED Chui, Philip Chi Wah 崔志華 -Rep 2008-02-18 2024-11-05
461   Lee, Kwok Wing (SFC:AFL672) 李國榮 -Rep 2009-05-05 2024-11-05
462   Ng, Ka Yin (SFC:ACQ226) 吳家燕 -Rep 2020-04-21 2024-11-05
463 Leading Securities Company Limited Wong, Chun Lun 王俊麟 -Rep 2023-09-06 2024-11-16
464 Lego Corporate Finance Limited He, Lianxiang 賀蓮香 +Rep 2024-11-11
465   Lai, Jianxing (SFC:BSC937) 賴建行 -Rep 2022-01-13 2024-11-05
466 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Leung, Miu Shan Michelle 梁妙山 +Rep 2024-11-06
467   Ng, David Tsz Ho 吳子灝 +Rep 2024-11-06
468   Soo, Sharlene Sy +Rep 2024-11-06
469 Link Asset Management Limited (HK) Chan, Ching (SFC:BEO762) 陳婧 +Rep 2024-11-15
470   Lam, Calvin Leung Man 林亮文 -Rep 2023-05-08 2024-11-08
471 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 -Rep 2024-05-10 2024-11-10
472 LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED Ching, Tsun Lung 程俊龍 +RO 2024-11-15
473 Long Bridge HK Limited Cai, Yibo 蔡怡博 +Rep 2024-11-12
474   Ho Yeung Hin, Ivan 何穰軒 +Rep 2024-11-07
475 Long Hill Capital Management Company Limited Shen, Jun (SFC:AYP961) 沈隽 -Rep 2024-10-17 2024-11-12
476     +RO 2024-11-12
477 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED Ip, Pak Cheong (SFC:AQA094) 葉百昌 +Rep 2024-11-12
478 Luk Fook Capital (HK) Limited Mak, Chi Kin (SFC:AFZ772) 麥志堅 -Rep 2024-10-29 2024-11-18
479     +RO 2024-11-18
480 LUK FOOK SECURITIES (HK) LIMITED Huen, Hoi Fai 禢海輝 +Rep 2024-11-12
481 M Science Hong Kong Limited Man, Ching (SFC:BUI711) 文靖 -Rep 2024-01-15 2024-11-07
482 Macquarie Asia Securities Limited Daniel, Thomas Jude +Rep 2024-11-05
483 MACQUARIE CAPITAL LIMITED Xie, Cathryn Jianing 謝佳寧 +Rep 2024-11-11
484 MARSHALL WACE ASIA LIMITED Grover, Gaurav +Rep 2024-11-07
485 MASTER TRADEMORE SECURITIES LIMITED Suen, Chi Keung 孫志強 -Rep 2024-11-15
486 Maxcess Capital Limited Ling, Bingbing 凌冰冰 -Rep 2023-09-21 2024-11-06
487 MCI ADVISORY LIMITED (HK) Hong, Chunyu 洪春宇 -RO 2020-10-14 2024-11-10
488 MERCER INVESTMENTS (HK) LIMITED Chen, Rupeng 陳茹鵬 -Rep 2024-10-14 2024-11-12
489     +RO 2024-11-12
490 Merdeka Investment Management Limited So, Wallace King Wei 蘇景瑋 +Rep 2024-11-15
491 Merrill Lynch (Asia Pacific) Limited Balasubramaniam, Padmanabhan -Rep 2024-11-01 2024-11-05
492   Dunger, Matthew John -Rep 2024-11-01 2024-11-13
493   Fuchs, Alexander (SFC:BPR489) -Rep 2024-11-06 2024-11-08
494   Ha, Taekyoung -Rep 2024-11-12 2024-11-15
495   Harrison, Lyanne Marie Leung -Rep 2024-11-13 2024-11-15
496   Lee, Joon Ho (SFC:ATX670) -Rep 2024-11-08 2024-11-15
497   Manpuria, Neha +Rep 2024-11-15
498   Mathur, Aditya -Rep 2024-11-08 2024-11-15
499   Park, Jee Hoon +Rep 2024-11-15
500   Shin, Kyung Sub -Rep 2022-07-22 2024-11-07
501   Sinclair, Andrew James Alexander Grant (SFC:BUI400) -Rep 2024-11-14 2024-11-18
502   Singla, Anuj -Rep 2024-11-01 2024-11-08
503   Thomas, Richard (SFC:BDD358) -Rep 2024-11-12 2024-11-14
504   Tupper, Nigel Robert +Rep 2024-11-15
505   Wurtz, Gregory Aaron +Rep 2024-11-15
506   Yang, Che-Wei 楊哲瑋 -Rep 2024-11-08 2024-11-15
507   Yang, Chenyu (SFC:BVO203) 杨宸宇 +Rep 2024-11-05
508 Merrill Lynch Far East Limited Balasubramaniam, Padmanabhan -Rep 2024-11-01 2024-11-05
509   Fuchs, Alexander (SFC:BPR489) -Rep 2024-11-06 2024-11-08
510   Wurtz, Gregory Aaron +Rep 2024-11-15
511   Yang, Chenyu (SFC:BVO203) 杨宸宇 +Rep 2024-11-05
512 Metropoly Capital (HK) Limited Wong, Wing Lam (SFC:BPK646) 黃泳霖 -Rep 2020-03-30 2024-11-05
513 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Bai, Yang (SFC:BNZ129) 白楊 +Rep 2024-11-11
514   Chen, Yibing (SFC:BQR780) 陳一冰 +Rep 2024-11-05
515   Corones, Zachary Alexander -Rep 2021-04-01 2024-11-06
516   Ishaq, Muhammad Faisal (SFC:BVN790) +Rep 2024-11-11
517   Liao, Chenxiang (SFC:BTT063) 廖晨翔 -Rep 2023-05-12 2024-11-11
518   Man, Ka Yin 文嘉賢 -Rep 2021-07-23 2024-11-06
519   Matsumoto, Tatsuma +Rep 2024-11-15
520   Sun, Xinzhu 孫馨竹 +Rep 2024-11-06
521   Tsoi, Pak Ho 蔡百豪 -Rep 2021-07-02 2024-11-06
522   Yu, Ka Kong 余嘉剛 -Rep 2021-03-16 2024-11-06
523 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Yang, Haoling 杨皓凌 +Rep 2024-11-15
524 Mirae Asset Securities (HK) Limited Lam, Jason Kai Shing 林繼成 -Rep 2020-01-10 2024-11-08
525   Liu, Baoshan (SFC:BRH237) 劉保山 -Rep 2023-11-13 2024-11-15
526     +RO 2024-11-15
527 MIZUHO SECURITIES ASIA LIMITED Cho, Young Suk +Rep 2024-11-18
528   Kim, Minjib +Rep 2024-11-14
529   Takahashi, Yutaro +Rep 2024-11-12
530 MOELIS & COMPANY ASIA LIMITED Hua, Haixing 華海星 -Rep 2023-05-22 2024-11-06
531 Morgan Stanley Asia Limited Alaoui, Othman 安識綸 +Rep 2024-11-18
532   Arcaro, David Keith -Rep 2024-11-15 2024-11-18
533   Bei, Dongni +Rep 2024-11-15
534   Boucharin, Marie Colette Antoinette +Rep 2024-11-05
535   Canfield, Michael Peter (SFC:BUI282) -Rep 2024-11-15 2024-11-18
536   Carter, Damani Anthony +Rep 2024-11-12
537   Chu, Jordan Matthew -Rep 2024-11-01 2024-11-09
538   Goyal, Megha -Rep 2024-11-01 2024-11-06
539   Lau, Kwun Kei 劉冠琦 +Rep 2024-11-05
540   Matsuoka, Yoshiro -Rep 2024-10-31 2024-11-06
541   Percoco Jr, Andrew Salvatore -Rep 2024-11-15 2024-11-18
542   Ruppert-Felsot, Jori Elan +Rep 2024-11-15
543   Shieh, Ming-Yung 謝明永 -Rep 2024-11-12 2024-11-14
544   Telfer, Patrick -Rep 2024-11-08 2024-11-15
545   Wang, Jiaxi (SFC:BVO771) 王佳希 +Rep 2024-11-06
546   Woodring, Erik William Richard +Rep 2024-11-15
547 Morgan Stanley Hong Kong Securities Limited Alaoui, Othman 安識綸 +Rep 2024-11-18
548   Boucharin, Marie Colette Antoinette +Rep 2024-11-05
549   Chien, Jung-chun 簡榮俊 +Rep 2024-11-12
550   Ruppert-Felsot, Jori Elan +Rep 2024-11-15
551   Tsai, Meng-chen 蔡孟真 +Rep 2024-11-12
552   Wang, Jiaxi (SFC:BVO771) 王佳希 +Rep 2024-11-06
553 MOUETTE SECURITIES COMPANY LIMITED Sze, Yin Cheung 史彥彰 -Rep 2024-10-22 2024-11-11
554     +RO 2024-11-11
555   Yeung, Yuk Yan 楊毓仁 -RO 2024-03-18 2024-11-15
556 MUFG Securities Asia Limited Beaubrun, Remi Jacques -Rep 2024-10-28 2024-11-08
557   Ferris, Ruth Nicole (SFC:BVK234) +Rep 2024-11-15
558   Suwa, Atsushi +Rep 2024-11-11
559 NATIXIS ASIA LIMITED Kauffmann, Theo -Rep 2024-08-21 2024-11-15
560     +Rep 2024-11-18
561   Kim, Tae Yeon +Rep 2024-11-06
562   Wong, Yau Hong Alex 黃佑匡 -Rep 2018-10-09 2024-11-14
563 Natixis Investment Managers Hong Kong Limited Rieber, Laura Natalie +Rep 2024-11-12
564 Neuberger Berman Asia Limited Mason, Luke Timothy John +Rep 2024-11-15
565 NEW REGION SECURITIES COMPANY LIMITED Mak, Ho Ming (SFC:BAJ419) 麥皓明 +Rep 2024-11-08
566 Nexus Point Advisors (HK) Limited Xu, Wan Wan 許萬萬 -Rep 2022-01-17 2024-11-05
567 Nice Talent Asset Management Limited Ng, Hoi Ming 吳凱鳴 +Rep 2024-11-18
568 Nikko Asset Management Hong Kong Limited Chan, Stephanie Shuk Yee 陳淑兒 +Rep 2024-11-13
569 NOMURA INTERNATIONAL (HONG KONG) LIMITED Hora, Neeraj -Rep 2013-06-17 2024-11-12
570   Kunugimoto, Masataka -Rep 2012-11-16 2024-11-08
571   Liu, Chenxi (SFC:BJZ592) 劉晨曦 +Rep 2024-11-18
572   Mihara, Kosei +Rep 2024-11-07
573   Qing, Yingliang 卿穎靚 +Rep 2024-11-18
574 North Rock Capital Management (HK) Limited Rathi, Abhishek (SFC:BUK749) -Rep 2023-12-11 2024-11-08
575   Yan, Yan (SFC:AVH519) 閻彥 -Rep 2023-12-06 2024-11-11
576 OKASAN INTERNATIONAL (ASIA) LIMITED Teshigawara, Jun 勅使河原淳 -RO 2019-11-29 2024-11-07
577 OnePlatform Asset Management Limited Lam, Ka Kuen 林嘉權 -Rep 2019-05-23 2024-11-13
578 OP INVESTMENT MANAGEMENT LIMITED Lau, John Mak Ham 劉默涵 -RO 2020-07-22 2024-11-09
579 Optimas Capital Limited Wu, Kimble Tsz Chung 胡梓聰 +Rep 2024-11-07
580 ORIENT FUTURES (HONG KONG) LIMITED Yang, Yiwen (SFC:BOH230) 楊禕雯 +Rep 2024-11-13
581 ORIENT SECURITIES (HONG KONG) LIMITED Liu, Weiwei (SFC:BIQ631) 劉煒偉 +Rep 2024-11-18
582   Yang, Yiwen (SFC:BOH230) 楊禕雯 +Rep 2024-11-13
583   Zheng, Yufei 鄭宇飛 +Rep 2024-11-13
584 ORIENTAL PATRON ASIA LIMITED Koo, Pak Kin 古栢堅 +Rep 2024-11-11
585 OSL Asset Management Limited Luk, Tony Wing Chung 陸永頌 +RO 2024-11-13
586   So, Ying Wai 蘇英煒 -RO 2024-06-14 2024-11-15
587 Ovata Capital Management Limited Pan, Huiying 潘慧莹 +Rep 2024-11-05
588 OVERLOOK INVESTMENTS LIMITED Dolton, Samuel Robert James +Rep 2024-11-18
589 Pamalican Asset Management Limited Lombard, Jean-Christophe Roland Firmin +Rep 2024-11-13
590 Partners Asset Management (HK) Limited Chan, Tak Lung 陳德隆 -RO 2022-05-11 2024-11-15
591 PARTNERS CAPITAL SECURITIES LIMITED   -RO 2016-09-26 2024-11-15
592 PHILLIP COMMODITIES (H.K.) LIMITED Chan, Garry Robin 陳家儒 -Rep 2024-09-02 2024-11-11
593   Yu, Ho Wing (SFC:AXT424) 余可榮 +Rep 2024-11-11
594 PHILLIP SECURITIES (HONG KONG) LIMITED Chan, Garry Robin 陳家儒 -Rep 2024-09-02 2024-11-11
595 PIMCO Asia Limited Hsu, Chih-Hsiang 許智翔 +Rep 2024-11-18
596 Ping An of China Capital (Hong Kong) Company Limited Li, Yang (SFC:BVO228) 李扬 +Rep 2024-11-14
597   Xu, Zihan (SFC:BVO357) 徐子韩 +Rep 2024-11-14
598   Yang, Guang (SFC:BVO052) 楊光 +Rep 2024-11-14
599 Point72 Hong Kong Limited Kikkawa, Tatsuya +Rep 2024-11-11
600 Poly Treasure Holdings Limited Chan, Kai Wah 陳啟華 -RO 2018-05-15 2024-11-15
601 Polymer Capital Management (HK) Limited Tan, Zhihao Geo +Rep 2024-11-15
602 Powership Capital Management Limited Chan, Ray Yun Man 陳潤民 -Rep 2023-05-17 2024-11-07
603 PRINCE FUND MANAGEMENT LIMITED Chang, Yao-Chung 張耀中 +Rep 2024-11-13
604 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Cao, Yang (SFC:BHN783) 曹阳 +Rep 2024-11-13
605 PRIORITY ASSET MANAGEMENT GROUP LIMITED Yiu, Chun Yan Jason 姚進昕 +Rep 2024-11-13
606 PSI Capital Asia Limited Khairpuri, Prashant Kumar 浦山 +Rep 2024-11-08
607 PYXIS WEALTH ADVISORS LIMITED Dong, Shanping 董陕平 +Rep 2024-11-14
608 Quantum Leap Capital Limited Wang, Ximei (SFC:BPX026) 王喜梅 +Rep 2024-11-11
609 Qube Research & Technologies Hong Kong Limited Besse, Pol +Rep 2024-11-15
610 Redient Capital HK Limited Zheng, Mengbo 鄭孟波 +Rep 2024-11-13
611 Ren Bridge Asset Management (Hong Kong) Co. Limited Chen, Jindi 陳金迪 -Rep 2023-10-17 2024-11-15
612 Richwood International Management Limited Kong, Wing In 江詠妍 +Rep 2024-11-18
613 Rising Securities Limited Feng, Bo (SFC:BVL460) +Rep 2024-11-06
614 Robeco Hong Kong Limited Hanson, Lawrence Simon +RO 2024-11-11
615 ROCKPOOL CAPITAL LIMITED Chan, Soon Yene 陳順賢 +Rep 2024-11-08
616 ROYAL FAMILY ASSET MANAGEMENT LIMITED Wang, Jingwei (SFC:BQQ798) 王經緯 +Rep 2024-11-08
617 Rui Da International Securities (Hong Kong) Limited Zhao, Hanqing (SFC:BUG334) 赵汉青 +Rep 2024-11-11
618 Ruibang Securities Limited Leung, Hiu Tan 梁曉丹 +RO 2024-11-05
619 S&P Global Ratings Hong Kong Limited Pamnani, Shailendra Ashok -Rep 2024-10-24 2024-11-12
620   Wang, Haoyu (SFC:BRM264) 王昊宇 -Rep 2021-07-26 2024-11-08
621 SAIL ADVISORS LIMITED Tai, Yung Yin 戴榕延 -Rep 2021-08-30 2024-11-13
622     +RO 2024-11-13
623 Sail Capital Company Limited Wong, Yik Fan 汪懌帆 +Rep 2024-11-06
624 Sanford C. Bernstein (Hong Kong) Limited Tan, Toon Leng -Rep 2024-11-04 2024-11-10
625   Zhu, Wenting 朱文婷 +Rep 2024-11-18
626 Sauder Global Investment Management Limited Wang, Yajiong 王雅炯 +Rep 2024-11-15
627 SBI China Capital Financial Services Limited Sze, Yuk Lung 施育龍 -Rep 2021-10-04 2024-11-14
628 Schonfeld Strategic Advisors (Hong Kong) Limited Lau, Cheong (SFC:BFA120) 劉暢 +Rep 2024-11-18
629   Wu, Qintian 吴沁恬 +Rep 2024-11-05
630 SDG Asset Management (HK) Limited Li, Zhuo (SFC:BFX716) 李卓 -Rep 2024-07-25 2024-11-08
631     +RO 2024-11-08
632 SDICS International Asset Management (Hong Kong) Limited Lo, Vin Cee 盧穎詩 +Rep 2024-11-05
633 SDICS International Securities (Hong Kong) Limited Wang, Xinran (SFC:BVP843) 王欣然 +Rep 2024-11-15
634 Seazen Resources Asset Management Limited Law, Oi Wan 羅鑀允 -Rep 2023-01-16 2024-11-15
635 Seazen Resources Securities Limited   -Rep 2023-01-16 2024-11-15
636 Sediment Capital Limited Yeung, Cheuk Yin Kyle 楊卓諺 +Rep 2024-11-05
637 SEEKERS ADVISORS H.K. LIMITED Halek, David Neil -RO 2013-10-22 2024-11-08
638 Segantii Capital Management Limited Lau, Cheong (SFC:BFA120) 劉暢 -Rep 2024-02-19 2024-11-08
639 Seresia Asset Management Limited Kwan, Pok Man 關博文 +Rep 2024-11-05
640 SFM HK Management Limited Fitzpatrick, Dawn Nora -Rep 2017-06-20 2024-11-05
641   Popat, Mitul Bharatkumar -RO 2022-04-27 2024-11-05
642 SG SECURITIES (HK) LIMITED Chen, Bing (SFC:BVI823) 陳兵 -Rep 2024-09-12 2024-11-15
643   Julien, Simon Alexis Frederic +Rep 2024-11-11
644   Lent, Nicholas Alexander +Rep 2024-11-08
645   Liu, Jing (SFC:ART641) -Rep 2024-10-02 2024-11-15
646   Teo, Melissa Peck Lin -Rep 2024-03-25 2024-11-15
647 Shanggu Securities Limited Yau, Gary Shu Cheung 游樹祥 +Rep 2024-11-13
648 SHENG YUAN ASSET MANAGEMENT LIMITED Lau, Ka Pan 劉嘉斌 -Rep 2021-07-22 2024-11-12
649     +RO 2024-11-12
650 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Dong, Yuling 董玉玲 +Rep 2024-11-18
651 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED   +Rep 2024-11-18
652 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED   +Rep 2024-11-18
653   Huang, Huiwen (SFC:BRJ790) 黃慧文 -Rep 2021-08-13 2024-11-08
654 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED Bao, Yaxin 鮑亞昕 +Rep 2024-11-18
655 Simplicity Capital Limited (HK) Zhu, Mengyun 朱梦云 -Rep 2024-08-26 2024-11-08
656 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Chen, Jian (SFC:BVN471) 陈坚 +Rep 2024-11-11
657   Jin, Wei (SFC:BVL578) 金炜 +Rep 2024-11-14
658   Tong, Yim 唐焱 +Rep 2024-11-06
659 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Huang, Yayi 黄雅懿 +Rep 2024-11-18
660   Lin, Bing (SFC:ALF643) 林兵 +Rep 2024-11-12
661 SINOPAC SECURITIES (ASIA) LIMITED Huang, Li-Fen 黃麗芬 -Rep 2023-08-10 2024-11-15
662   Liu, Emily Tung Kei 廖烔淇 +Rep 2024-11-07
663   Wang, Ling Yun 王靈芸 -Rep 2020-01-24 2024-11-18
664   Wong, Lai Wan (SFC:BJP486) 王麗雲 +Rep 2024-11-18
665   Wong, Shing Kit (SFC:BHZ124) 黃聖傑 -Rep 2024-09-27 2024-11-08
666 SMBC Nikko Securities (Hong Kong) Limited Amira, Chafik +Rep 2024-11-18
667   Delmar, Marcelo Hector -Rep 2024-11-11 2024-11-12
668   Kaneko, Mayo +Rep 2024-11-18
669   Lau, Ka Siu 劉珈兆 +Rep 2024-11-14
670   Sugiyama, Takeshi 杉山豪 +Rep 2024-11-11
671   Takada, Yuki +Rep 2024-11-12
672 Solomon JFZ (Asia) Holdings Limited Lam, Kai Wing +Rep 2024-11-05
673   Zhou, Xiaoyin (SFC:ALK243) 周晓殷 +Rep 2024-11-18
674 Solshire International Capital Management (HK) Limited Leung, Ho Fai 梁昊輝 -RO 2019-04-11 2024-11-19
675 South China Investment Management Limited Cheung, Denise Pui Yee 張佩儀 -RO 2024-10-10 2024-11-07
676 SOUTH CHINA RESEARCH LIMITED   -RO 2024-10-10 2024-11-07
677 SOUTH CHINA SECURITIES LIMITED   -RO 2024-10-10 2024-11-07
678 St. James's Place (Hong Kong) Limited Williams, Mark (SFC:BVF820) +Rep 2024-11-18
679 STAR RIVER SECURITIES LIMITED Duan, Kejing 段可靜 +Rep 2024-11-12
680 Star Sky Securities Limited Liu, Zhenyi (SFC:BVO024) 劉貞佚 +Rep 2024-11-18
681 State Street Securities Hong Kong Limited An, Xuening 安雪宁 +Rep 2024-11-08
682 Sun Life Investment Management Asia Limited Li, Cheuk Pong Marco 李卓邦 +Rep 2024-11-11
683 SunRiver International Securities Group Limited Chim, Siu Ying 詹小鷹 +Rep 2024-11-18
684 Sunshine Asset Management (HK) Limited Li, Hongli (SFC:BDQ909) 李宏麗 -Rep 2024-09-11 2024-11-06
685     +RO 2024-11-06
686 Sylebra Capital Limited Gourluck, Lutece Emily Elizabeth -Rep 2020-06-08 2024-11-05
687 Symmetry Investments (Hong Kong) Limited Wang, Kai (SFC:BNY839) -Rep 2019-01-23 2024-11-06
688 T. Rowe Price Hong Kong Limited Gilbert, Joe Simon (SFC:BVK903) -Rep 2024-11-11 2024-11-15
689   Tong, Hoi Wang 湯海宏 -Rep 2012-08-31 2024-11-08
690     +RO 2024-11-08
691 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Sze, Ming For 施銘火 -Rep 2016-09-09 2024-11-08
692     +RO 2024-11-08
693 TAIREN CAPITAL LIMITED Li, Chaoran 李超然 +Rep 2024-11-08
694 TARGET CAPITAL MANAGEMENT LIMITED (HK) Zhang, Bing (SFC:BRQ682) 張兵 -Rep 2021-09-20 2024-11-18
695     +RO 2024-11-18
696 Templewater Hong Kong Limited Deng, Jiasu 鄧家蘇 +Rep 2024-11-11
697   Ye, Yujie 葉玉潔 +Rep 2024-11-07
698 TFI Securities and Futures Limited Cheung, Judy Shin Kwan 張善筠 +Rep 2024-11-06
699   Chu, Kwok Kuen 朱國權 +Rep 2024-11-06
700   Lam, Joy Wai Ching 林惠貞 +Rep 2024-11-12
701   Tang, Shu Yan 鄧樹仁 +Rep 2024-11-06
702 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Ellison, Francis Seymour Hardy -Rep 2013-09-12 2024-11-18
703   Ison, Daniel Lee -Rep 2011-11-16 2024-11-18
704 Ti-Capital (HK) Asset Management Limited Gao, Yihui (SFC:BUK427) 高毅輝 +RO 2024-11-14
705   Hou, Xuliang 侯旭亮 +RO 2024-11-14
706 Tiantu Asset Management Company Limited Li, Simiao (SFC:BUY880) 李思緲 +Rep 2024-11-05
707 Tiger Securities Asset Management Company Limited Chen, Wo Ping 陳和平 +Rep 2024-11-14
708 TPG Capital, Limited Shum, Alex Jiu Lik 沈朝力 -Rep 2022-12-22 2024-11-07
709     +RO 2024-11-07
710 TRUTH CAPITAL (HONG KONG) LIMITED Liu, Jing (SFC:BVN453) 劉晶 +Rep 2024-11-15
711 TT INTERNATIONAL (HONG KONG) LIMITED Tacchi, Timothy Alexander (SFC:AJO036) +Rep 2024-11-07
712   Wang, Di (SFC:BGP653) +Rep 2024-11-12
713 UBS Asset Management (Hong Kong) Limited Byrne, Eric Charles Sprague -Rep 2024-11-04 2024-11-07
714   Ho, Joyce Lok Yan 何樂忻 -Rep 2016-09-14 2024-11-18
715     +RO 2024-11-18
716   Khan, Shamaila Ashar +Rep 2024-11-15
717   Mowat, John George (SFC:BOD742) -Rep 2024-11-01 2024-11-08
718   Williams, Paul Barry (SFC:BUD417) -Rep 2024-11-01 2024-11-08
719 UBS SECURITIES ASIA LIMITED Abrams, Randy I -Rep 2024-11-01 2024-11-07
720   Butcher, Arthur Douglas -Rep 2024-10-30 2024-11-05
721   Chen, Hsing-Chia 陳星嘉 +Rep 2024-11-18
722   Cheong, Rebecca Ka Wing -Rep 2024-11-08 2024-11-16
723   Clarke, Peter Wilson -Rep 2024-11-14 2024-11-15
724   Du, Jiayi (SFC:BVO332) 杜佳怡 -Rep 2024-11-05 2024-11-18
725   Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-11-13 2024-11-18
726   Gershuni, Zalman Shneur -Rep 2024-11-12 2024-11-18
727   Grob, Patrick -Rep 2024-11-01 2024-11-06
728   Guruvanich, Aekapop -Rep 2024-11-01 2024-11-06
729   Hong, Ji Woo -Rep 2024-11-11 2024-11-14
730   Lee, May Lin +Rep 2024-11-15
731   Nguyen, Thi Thien Trang -Rep 2024-11-01 2024-11-07
732   Parsons, Steven John Wilton -Rep 2024-10-29 2024-11-05
733   Power, Lee John Paul -Rep 2024-11-04 2024-11-08
734   Prince, Alexander Gilbert -Rep 2024-11-08 2024-11-15
735   Shimizu, Yasunori (SFC:BJF243) -Rep 2024-11-08 2024-11-15
736   Sutcliffe, Laura Francesca Rose (SFC:BTW538) +Rep 2024-11-18
737   Tay, Yow Ken +Rep 2024-11-15
738   Wang, Shiyi (SFC:BVO588) 王诗意 -Rep 2024-11-08 2024-11-15
739   Wang, Zijiao (SFC:BVP995) 王紫娇 +Rep 2024-11-15
740   Wen, Xuening 温雪宁 +Rep 2024-11-15
741   Yuan, Chengyue 袁程悦 -Rep 2024-11-08 2024-11-18
742   Zhong, Tiantian 鐘田田 +Rep 2024-11-15
743 UBS SECURITIES HONG KONG LIMITED Butcher, Arthur Douglas -Rep 2024-10-30 2024-11-05
744   Chen, Boyang (SFC:BHC785) 陳博揚 +Rep 2024-11-11
745   Cheong, Rebecca Ka Wing -Rep 2024-11-08 2024-11-16
746   Clarke, Peter Wilson -Rep 2024-11-14 2024-11-15
747   Grob, Patrick -Rep 2024-11-01 2024-11-06
748   Prince, Alexander Gilbert -Rep 2024-11-08 2024-11-15
749   Shimizu, Yasunori (SFC:BJF243) -Rep 2024-11-08 2024-11-15
750   Wan, Ming Hui Ryan 阮明輝 -Rep 2021-08-09 2024-11-08
751   Wang, Shiyi (SFC:BVO588) 王诗意 -Rep 2024-11-08 2024-11-15
752 UniSky Investment Management Company Limited Chan, Alpha Ching Wan 陳青雲 +RO 2024-11-06
753   Wong, William Wai Tong 黃偉棠 +RO 2024-11-06
754 UOB KAY HIAN (HONG KONG) LIMITED Chan, Chi Chuen 陳志全 +Rep 2024-11-14
755   Lam, Ka Ching 林家正 -Rep 2017-09-28 2024-11-08
756   Leung, Philip Ting Wai 梁鼎威 -Rep 2005-05-06 2024-11-14
757   Li, Qiang (SFC:BVN495) 李強 +Rep 2024-11-08
758   Liu, Congmei 關聰美 -Rep 2024-07-02 2024-11-07
759   Lo, Sui Kwan 羅瑞鈞 -Rep 2023-07-06 2024-11-06
760   Wong, Shing Chi (SFC:AOS348) 黃承志 +Rep 2024-11-14
761 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Chan, Chi Chuen 陳志全 +Rep 2024-11-14
762   Cheng, Wai Wan 鄭慧雲 +Rep 2024-11-06
763   Lam, Ka Ching 林家正 -Rep 2017-09-28 2024-11-08
764   Yang, Yan (SFC:ALW928) 楊仁 +Rep 2024-11-13
765 uSmart Securities Limited Zhu, Kaiwen 朱凱文 +Rep 2024-11-18
766 VALUABLE CAPITAL LIMITED Yeung, Kim Wa 楊劍華 +Rep 2024-11-15
767 Value Partners Private Equity Limited Ko, Bernard Gordon 高嘉禧 +Rep 2024-11-12
768 Vantage Capital Markets HK Limited Chaima, Uthman (SFC:BUA999) +Rep 2024-11-18
769 Venture Smart Asia Limited Leung, Eddie Fuk Kuen 梁福權 -Rep 2019-05-14 2024-11-15
770 Vered Asset Management Limited He, Zhun (SFC:AVG355) 賀准 -Rep 2024-10-02 2024-11-18
771     +RO 2024-11-18
772 Verition Advisors (Hong Kong) Limited Singh, Pawan Kumar (SFC:BSV482) +Rep 2024-11-12
773 VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) Chen, Bozhou -Rep 2024-01-17 2024-11-12
774 Vision Capital Investment Management Limited He, Lin (SFC:BUV323) 贺霖 +Rep 2024-11-07
775 Vontobel (Hong Kong) Limited Ho, Xin Qian Clarabelle 何欣蒨 +Rep 2024-11-11
776 Waton Securities International Limited Ma, Xiao (SFC:BVD545) 馬驍 -Rep 2024-08-12 2024-11-15
777 WealthQuay Asset Management Limited Lau, Ka Chun (SFC:AZG905) 劉嘉俊 -RO 2023-08-01 2024-11-08
778   Su, Keng-Hsien 蘇耿賢 +Rep 2024-11-18
779 WealthTac Global Asset Management Limited Wong, Michael Chen Tsuan 黃振銓 +Rep 2024-11-08
780 Wellington Management Hong Kong Limited (b2003-01-02) Reece, Schuyler Shearson -Rep 2024-11-12 2024-11-15
781 Wells Global Asset Management Limited Suzuki, Yuya 鈴木侑也 -Rep 2022-10-14 2024-11-14
782 WeShare Securities Limited Chen, Weili (SFC:BVH300) 陳衛理 +Rep 2024-11-11
783 Willing Capital Management Limited Hua, Menglei 花梦雷 +Rep 2024-11-07
784 Wisdom Asset Management Limited (HK) Yu, Shu Yi 尤淑儀 +Rep 2024-11-18
785 Wisetrade Securities Limited Tsang, Gladys Hao Yuk 曾巧玉 -Rep 2019-03-27 2024-11-08
786 Wonderland International Asset Management Limited Zhang, Dianquan 張殿權 -Rep 2023-09-12 2024-11-15
787 WOYI CAPITAL LIMITED Wat, Yau Tat 屈攸達 +RO 2024-11-11
788 WRise Prestige Asset Management Limited Au, Hoo Lun 歐皓麟 +Rep 2024-11-14
789   Cheung, Siu Ting (SFC:BRO404) 張小婷 +Rep 2024-11-14
790   Hung, Chun Yu (SFC:BIG362) 洪俊宇 +Rep 2024-11-06
791   Law, Addison Chun Hin 羅俊軒 +Rep 2024-11-07
792   Leung, Hugo Man Him 梁文謙 +Rep 2024-11-08
793   Shek, Wing Kei 石穎琪 +Rep 2024-11-08
794   Song, Zhiwen 宋智文 +Rep 2024-11-08
795   Tam, Ching Sau 譚清秀 +Rep 2024-11-06
796   Yiu, Martin Kam Wai 姚金偉 -Rep 2024-09-25 2024-11-06
797     +RO 2024-11-06
798   Yum, Sum Yi 任心怡 +Rep 2024-11-13
799 WRise Prestige Securities Limited Au, Hoo Lun 歐皓麟 +Rep 2024-11-14
800   Cheung, Siu Ting (SFC:BRO404) 張小婷 +Rep 2024-11-14
801   Fang, Xian (SFC:BUS981) 方嫻 +Rep 2024-11-14
802   Hung, Chun Yu (SFC:BIG362) 洪俊宇 +Rep 2024-11-06
803   Law, Addison Chun Hin 羅俊軒 +Rep 2024-11-07
804   Leung, Hugo Man Him 梁文謙 +Rep 2024-11-08
805   Shek, Wing Kei 石穎琪 +Rep 2024-11-08
806   Song, Zhiwen 宋智文 +Rep 2024-11-08
807   Tam, Ching Sau 譚清秀 +Rep 2024-11-06
808   Tian, Yu (SFC:BUT018) 田雨 +Rep 2024-11-18
809   Wong, Chun Ming (SFC:ANM080) 黃俊銘 +Rep 2024-11-08
810   Yiu, Martin Kam Wai 姚金偉 -Rep 2024-09-25 2024-11-06
811     +RO 2024-11-06
812   Yum, Sum Yi 任心怡 +Rep 2024-11-13
813 WRise Wealth Management (Hong Kong) Limited Zhang, Xiaoyue (SFC:BVF704) 張瀟悦 +Rep 2024-11-07
814 XHK Limited Su, Wen-Chi 蘇玟綺 +Rep 2024-11-12
815 Y-Intercept (Hong Kong) Limited Auguin, Nicolas Jean Leopold Pierre -Rep 2022-06-09 2024-11-06
816 YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Tang, Wing Yee (SFC:BPY494) 鄧穎儀 +Rep 2024-11-13
817 Yuan Tong Global Securities Limited Li, Wei (SFC:BVJ918) 李薇 +Rep 2024-11-05
818 YUANTA FUTURES (HK) CO., LIMITED Xia, Tingting 夏婷婷 +Rep 2024-11-13
819 Yuanta Securities (Hong Kong) Company Limited Lau, Hing Tat David 劉興達 +Rep 2024-11-15
820 YUE KUN RESEARCH LIMITED Huang, Ye (SFC:BEA468) 黃燁 +Rep 2024-11-07
821 ZH SECURITIES LIMITED Zeng, Bin (SFC:BAV560) 曾斌 +RO 2024-11-14
822 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Li, Fangpeng 李方鵬 +Rep 2024-11-13

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