SFC licensee history: all firms: Asset management

Activity type:

This page shows the historic number of people who are SFC licensees for all firms. Licensees are either Responsible Officers (ROs) or Representatives (Reps). We treat a person who holds both roles (in different categories of license, possible at different firms) as an RO. Each person is counted only once, even if she works for more than one firm. To see each firm separately, select the league table above and then click the firm's history link. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-30 5755 8642 14397 60.03%
2025-08-31 5725 8574 14299 59.96%
2025-07-31 5686 8531 14217 60.01%
2025-06-30 5651 8490 14141 60.04%
2025-05-31 5646 8487 14133 60.05%
2025-04-30 5628 8484 14112 60.12%
2025-03-31 5590 8458 14048 60.21%
2025-02-28 5578 8405 13983 60.11%
2025-01-31 5552 8357 13909 60.08%
2024-12-31 5535 8353 13888 60.15%
2024-11-30 5534 8378 13912 60.22%
2024-10-31 5492 8334 13826 60.28%
2024-09-30 5470 8272 13742 60.20%
2024-08-31 5426 8275 13701 60.40%
2024-07-31 5385 8235 13620 60.46%
2024-06-30 5329 8186 13515 60.57%
2024-05-31 5319 8192 13511 60.63%
2024-04-30 5294 8194 13488 60.75%
2024-03-31 5281 8183 13464 60.78%
2024-02-29 5287 8169 13456 60.71%
2024-01-31 5274 8168 13442 60.76%
2023-12-31 5278 8109 13387 60.57%
2023-11-30 5265 8137 13402 60.71%
2023-10-31 5227 8085 13312 60.73%
2023-09-30 5210 8024 13234 60.63%
2023-08-31 5199 8002 13201 60.62%
2023-07-31 5197 8000 13197 60.62%
2023-06-30 5173 7985 13158 60.69%
2023-05-31 5170 7952 13122 60.60%
2023-04-30 5142 7945 13087 60.71%
2023-03-31 5128 7975 13103 60.86%
2023-02-28 5097 7957 13054 60.95%
2023-01-31 5073 7925 12998 60.97%
2022-12-31 5026 7918 12944 61.17%
2022-11-30 5044 7970 13014 61.24%
2022-10-31 5008 7932 12940 61.30%
2022-09-30 5007 7909 12916 61.23%
2022-08-31 4969 7897 12866 61.38%
2022-07-31 4944 7858 12802 61.38%
2022-06-30 4911 7838 12749 61.48%
2022-05-31 4907 7873 12780 61.60%
2022-04-30 4880 7895 12775 61.80%
2022-03-31 4853 7891 12744 61.92%
2022-02-28 4835 7901 12736 62.04%
2022-01-31 4820 7890 12710 62.08%
2021-12-31 4815 7877 12692 62.06%
2021-11-30 4769 7854 12623 62.22%
2021-10-31 4729 7773 12502 62.17%
2021-09-30 4702 7703 12405 62.10%
2021-08-31 4691 7650 12341 61.99%
2021-07-31 4663 7615 12278 62.02%
2021-06-30 4682 7583 12265 61.83%
2021-05-31 4677 7560 12237 61.78%
2021-04-30 4661 7533 12194 61.78%
2021-03-31 4649 7508 12157 61.76%
2021-02-28 4614 7446 12060 61.74%
2021-01-31 4603 7467 12070 61.86%
2020-12-31 4592 7469 12061 61.93%
2020-11-30 4598 7458 12056 61.86%
2020-10-31 4570 7414 11984 61.87%
2020-09-30 4572 7362 11934 61.69%
2020-08-31 4540 7319 11859 61.72%
2020-07-31 4523 7368 11891 61.96%
2020-06-30 4491 7356 11847 62.09%
2020-05-31 4491 7319 11810 61.97%
2020-04-30 4462 7318 11780 62.12%
2020-03-31 4444 7372 11816 62.39%
2020-02-29 4416 7373 11789 62.54%
2020-01-31 4423 7342 11765 62.41%
2019-12-31 4394 7338 11732 62.55%
2019-11-30 4383 7301 11684 62.49%
2019-10-31 4362 7277 11639 62.52%
2019-09-30 4353 7212 11565 62.36%
2019-08-31 4321 7140 11461 62.30%
2019-07-31 4297 7127 11424 62.39%
2019-06-30 4260 7055 11315 62.35%
2019-05-31 4224 7024 11248 62.45%
2019-04-30 4181 6987 11168 62.56%
2019-03-31 4141 6942 11083 62.64%
2019-02-28 4114 6882 10996 62.59%
2019-01-31 4104 6865 10969 62.59%
2018-12-31 4071 6730 10801 62.31%
2018-11-30 4032 6785 10817 62.73%
2018-10-31 3972 6711 10683 62.82%
2018-09-30 3963 6632 10595 62.60%
2018-08-31 3928 6561 10489 62.55%
2018-07-31 3854 6535 10389 62.90%
2018-06-30 3831 6461 10292 62.78%
2018-05-31 3785 6423 10208 62.92%
2018-04-30 3713 6358 10071 63.13%
2018-03-31 3666 6348 10014 63.39%
2018-02-28 3630 6316 9946 63.50%
2018-01-31 3597 6306 9903 63.68%
2017-12-31 3543 6219 9762 63.71%
2017-11-30 3527 6181 9708 63.67%
2017-10-31 3482 6074 9556 63.56%
2017-09-30 3407 6026 9433 63.88%
2017-08-31 3358 5921 9279 63.81%
2017-07-31 3346 5848 9194 63.61%
2017-06-30 3295 5840 9135 63.93%
2017-05-31 3278 5839 9117 64.05%
2017-04-30 3259 5794 9053 64.00%
2017-03-31 3255 5796 9051 64.04%
2017-02-28 3241 5790 9031 64.11%
2017-01-31 3196 5752 8948 64.28%
2016-12-31 3146 5702 8848 64.44%
2016-11-30 3124 5666 8790 64.46%
2016-10-31 3046 5603 8649 64.78%
2016-09-30 3003 5545 8548 64.87%
2016-08-31 2939 5496 8435 65.16%
2016-07-31 2895 5476 8371 65.42%
2016-06-30 2863 5424 8287 65.45%
2016-05-31 2841 5395 8236 65.51%
2016-04-30 2810 5351 8161 65.57%
2016-03-31 2779 5363 8142 65.87%
2016-02-29 2757 5343 8100 65.96%
2016-01-31 2743 5313 8056 65.95%
2015-12-31 2730 5259 7989 65.83%
2015-11-30 2715 5253 7968 65.93%
2015-10-31 2692 5189 7881 65.84%
2015-09-30 2656 5116 7772 65.83%
2015-08-31 2625 5049 7674 65.79%
2015-07-31 2594 5004 7598 65.86%
2015-06-30 2582 4966 7548 65.79%
2015-05-31 2543 4868 7411 65.69%
2015-04-30 2534 4884 7418 65.84%
2015-03-31 2508 4855 7363 65.94%
2015-02-28 2481 4820 7301 66.02%
2015-01-31 2483 4780 7263 65.81%
2014-12-31 2480 4732 7212 65.61%
2014-11-30 2470 4707 7177 65.58%
2014-10-31 2458 4671 7129 65.52%
2014-09-30 2425 4644 7069 65.70%
2014-08-31 2409 4577 6986 65.52%
2014-07-31 2382 4560 6942 65.69%
2014-06-30 2365 4508 6873 65.59%
2014-05-31 2343 4521 6864 65.87%
2014-04-30 2340 4490 6830 65.74%
2014-03-31 2332 4485 6817 65.79%
2014-02-28 2329 4465 6794 65.72%
2014-01-31 2334 4430 6764 65.49%
2013-12-31 2310 4403 6713 65.59%
2013-11-30 2287 4359 6646 65.59%
2013-10-31 2275 4323 6598 65.52%
2013-09-30 2259 4281 6540 65.46%
2013-08-31 2243 4243 6486 65.42%
2013-07-31 2230 4183 6413 65.23%
2013-06-30 2211 4137 6348 65.17%
2013-05-31 2203 4134 6337 65.24%
2013-04-30 2209 4105 6314 65.01%
2013-03-31 2204 4105 6309 65.07%
2013-02-28 2199 4074 6273 64.95%
2013-01-31 2197 4044 6241 64.80%
2012-12-31 2188 4020 6208 64.76%
2012-11-30 2181 4024 6205 64.85%
2012-10-31 2168 3951 6119 64.57%
2012-09-30 2160 3902 6062 64.37%
2012-08-31 2137 3879 6016 64.48%
2012-07-31 2113 3848 5961 64.55%
2012-06-30 2101 3819 5920 64.51%
2012-05-31 2101 3798 5899 64.38%
2012-04-30 2083 3787 5870 64.51%
2012-03-31 2077 3762 5839 64.43%
2012-02-29 2031 3733 5764 64.76%
2012-01-31 2003 3749 5752 65.18%
2011-12-31 1991 3724 5715 65.16%
2011-11-30 2001 3746 5747 65.18%
2011-10-31 1990 3693 5683 64.98%
2011-09-30 1955 3674 5629 65.27%
2011-08-31 1941 3633 5574 65.18%
2011-07-31 1918 3571 5489 65.06%
2011-06-30 1900 3507 5407 64.86%
2011-05-31 1915 3442 5357 64.25%
2011-04-30 1913 3384 5297 63.89%
2011-03-31 1908 3342 5250 63.66%
2011-02-28 1902 3286 5188 63.34%
2011-01-31 1890 3254 5144 63.26%
2010-12-31 1867 3228 5095 63.36%
2010-11-30 1856 3203 5059 63.31%
2010-10-31 1848 3165 5013 63.14%
2010-09-30 1820 3151 4971 63.39%
2010-08-31 1797 3110 4907 63.38%
2010-07-31 1778 3076 4854 63.37%
2010-06-30 1744 3034 4778 63.50%
2010-05-31 1725 3030 4755 63.72%
2010-04-30 1716 3032 4748 63.86%
2010-03-31 1715 3019 4734 63.77%
2010-02-28 1702 3006 4708 63.85%
2010-01-31 1704 2974 4678 63.57%
2009-12-31 1688 2947 4635 63.58%
2009-11-30 1685 2954 4639 63.68%
2009-10-31 1660 2937 4597 63.89%
2009-09-30 1650 2903 4553 63.76%
2009-08-31 1634 2859 4493 63.63%
2009-07-31 1620 2835 4455 63.64%
2009-06-30 1602 2819 4421 63.76%
2009-05-31 1595 2802 4397 63.73%
2009-04-30 1584 2794 4378 63.82%
2009-03-31 1578 2817 4395 64.10%
2009-02-28 1581 2859 4440 64.39%
2009-01-31 1560 2891 4451 64.95%
2008-12-31 1557 2918 4475 65.21%
2008-11-30 1564 2955 4519 65.39%
2008-10-31 1565 2961 4526 65.42%
2008-09-30 1562 2932 4494 65.24%
2008-08-31 1526 2877 4403 65.34%
2008-07-31 1516 2798 4314 64.86%
2008-06-30 1486 2707 4193 64.56%
2008-05-31 1459 2678 4137 64.73%
2008-04-30 1452 2626 4078 64.39%
2008-03-31 1423 2562 3985 64.29%
2008-02-29 1394 2531 3925 64.48%
2008-01-31 1374 2502 3876 64.55%
2007-12-31 1346 2426 3772 64.32%
2007-11-30 1328 2362 3690 64.01%
2007-10-31 1301 2302 3603 63.89%
2007-09-30 1285 2217 3502 63.31%
2007-08-31 1260 2169 3429 63.25%
2007-07-31 1242 2117 3359 63.02%
2007-06-30 1221 2074 3295 62.94%
2007-05-31 1208 2006 3214 62.41%
2007-04-30 1191 1950 3141 62.08%
2007-03-31 1166 1929 3095 62.33%
2007-02-28 1124 1897 3021 62.79%
2007-01-31 1109 1860 2969 62.65%
2006-12-31 1094 1827 2921 62.55%
2006-11-30 1081 1788 2869 62.32%
2006-10-31 1052 1758 2810 62.56%
2006-09-30 1036 1731 2767 62.56%
2006-08-31 1032 1699 2731 62.21%
2006-07-31 1028 1662 2690 61.78%
2006-06-30 1018 1635 2653 61.63%
2006-05-31 1015 1587 2602 60.99%
2006-04-30 1008 1537 2545 60.39%
2006-03-31 1011 1510 2521 59.90%
2006-02-28 1013 1489 2502 59.51%
2006-01-31 1000 1475 2475 59.60%
2005-12-31 990 1450 2440 59.43%
2005-11-30 990 1429 2419 59.07%
2005-10-31 986 1400 2386 58.68%
2005-09-30 976 1390 2366 58.75%
2005-08-31 968 1366 2334 58.53%
2005-07-31 960 1342 2302 58.30%
2005-06-30 949 1341 2290 58.56%
2005-05-31 928 1339 2267 59.06%
2005-04-30 910 1326 2236 59.30%
2005-03-31 892 1327 2219 59.80%
2005-02-28 917 1846 2763 66.81%
2005-01-31 977 2152 3129 68.78%
2004-12-31 1042 3070 4112 74.66%
2004-11-30 1066 3237 4303 75.23%
2004-10-31 1153 3817 4970 76.80%
2004-09-30 1198 4281 5479 78.13%
2004-08-31 1233 4515 5748 78.55%
2004-07-31 1235 4821 6056 79.61%
2004-06-30 1252 5127 6379 80.37%
2004-05-31 1269 6105 7374 82.79%
2004-04-30 1291 7269 8560 84.92%
2004-03-31 1301 7533 8834 85.27%
2004-02-29 1347 7956 9303 85.52%
2004-01-31 1385 8622 10007 86.16%
2003-12-31 1408 9739 11147 87.37%
2003-11-30 1424 10380 11804 87.94%
2003-10-31 1467 10704 12171 87.95%
2003-09-30 1508 11394 12902 88.31%
2003-08-31 1561 11936 13497 88.43%
2003-07-31 1604 12562 14166 88.68%
2003-06-30 1671 13117 14788 88.70%
2003-05-31 1703 13762 15465 88.99%
2003-04-30 1728 14175 15903 89.13%
2003-03-31 1743 14514 16257 89.28%

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