CMBC SECURITIES COMPANY LIMITED 民銀證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-23 | 20 | 59 | 79 | 74.68% |
| 2023-12-31 | 14 | 51 | 65 | 78.46% |
| 2022-12-31 | 13 | 35 | 48 | 72.92% |
| 2021-12-31 | 13 | 50 | 63 | 79.37% |
| 2020-12-31 | 11 | 47 | 58 | 81.03% |
| 2019-12-31 | 10 | 44 | 54 | 81.48% |
| 2018-12-31 | 9 | 35 | 44 | 79.55% |
| 2017-12-31 | 4 | 23 | 27 | 85.19% |
| 2016-12-31 | 7 | 23 | 30 | 76.67% |
| 2015-12-31 | 7 | 26 | 33 | 78.79% |
| 2014-12-31 | 6 | 25 | 31 | 80.65% |
| 2013-12-31 | 7 | 29 | 36 | 80.56% |
| 2012-12-31 | 6 | 28 | 34 | 82.35% |
| 2011-12-31 | 7 | 30 | 37 | 81.08% |
| 2010-12-31 | 3 | 14 | 17 | 82.35% |
| 2009-12-31 | 3 | 8 | 11 | 72.73% |
| 2008-12-31 | 3 | 4 | 7 | 57.14% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
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